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Wastewater Microbiology Series 



The Microbiology 
of Anaerobic Digesters 



MICHAEL H. GERARDI 



The Microbiology of 
Anaerobic Digesters 



WASTEWATER MICROBIOLOGY SERIES 



Editor 



Michael H. Gerardi 



Nitrification and Denitrification in the Activated Sludge Process 
Michael H. Gerardi 

Settleability Problems and Loss of Solids in the Activated Sludge 
Process 

Michael H. Gerardi 

The Microbiology of Anaerobic Digesters 
Michael H. Gerardi 



The Microbiology of 
Anaerobic Digesters 



Michael H. Gerardi 




iWILEY- 
INTERSCIENCE 

A John Wiley & Sons, Inc., Publication 



Copyright © 2003 by John Wiley & Sons, Inc. All rights reserved. 

Published by John Wiley & Sons, Inc., Hoboken, New Jersey. 
Published simultaneously in Canada. 

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Library of Congress Cataloging-in-Publication Data: 

Gerardi, Michael H. 
The microbiology of anaerobic digesters / Michael H. Gerardi. 

p. cm. 
Includes bibliographical references and index. 
ISBN 0-471-20693-8 (cloth) 

1. Sewage sludge digestion. 2. Anaerobic bacteria. I. Title. 
TD769 .G47 2003 
628.3 , 5— dc21 

2003007454 

Printed in United States of America 

10 987654321 



To 

Mom and Dad 



The author extends his sincere appreciation to 
joVanna Gerardi for computer support 

and 
Cristopher Noviello for artwork used in this text. 



PART I OVERVIEW 



1 Introduction 



Contents 



Preface ix 



1 



3 



2 Bacteria 11 

3 Methane-forming Bacteria 17 

4 Respiration 31 

5 Anaerobic Food Chain 39 

6 Fermentation 43 

7 Anaerobic Digestion Stages 51 

PART II SUBSTRATES, PRODUCTS, AND BIOGAS 59 

8 Substrates and Products 61 

9 Biogas 73 

PART III OPERATIONAL CONDITIONS 77 

10 Introduction to Operational Conditions 79 

■ ■ 

VII 



VIII CONTENTS 

11 Start-up 81 

12 Sludge Feed 85 

13 Retention Times 87 

14 Temperature 89 

15 Nutrients 93 

16 Alkalinity and pH 99 

17 Toxicity 105 

18 Mixing 117 



PART IV PROCESS CONTROL AND TROUBLESHOOTING 121 

19 Upsets and Unstable Digesters 123 

20 Foam and Scum Production and Accumulation 127 

21 Supernatant 133 

22 Monitoring 135 



PARTV DIGESTERS 141 

23 Types of Anaerobic Digesters 143 

24 Anaerobic Digesters versus Aerobic Digesters 153 



References 161 

Abbreviations and Acronyms 165 

Chemical Compounds and Elements 167 

Glossary 171 

Index 175 



Preface 



Completely mixed anaerobic digesters are the most commonly used treatment 
system in North America for the degradation of municipal sludges. Although these 
suspended-growth systems are not used as commonly at industrial wastewater treat- 
ment plants, more and more industrial plants are using fixed-film anaerobic digesters 
for the treatment of soluble organic compounds in their wastewaters. 

Anaerobic digesters perform most of the degradation of organic compounds at 
wastewater treatment plants. However, digesters often experience operational 
problems that result in process upsets and increased operational costs. Examples 
of process upsets and operational problems include foam and scum production, 
decanting and dewatering difficulties, loss of treatment efficiency, toxic upsets, and 
"souring" of the digester. Poorly operating anaerobic digesters often contribute to 
operational problems in other treatment units such as the activated sludge process, 
gravity thickener, clarifiers, and sludge dewatering facilities. 

Because of the importance of anaerobic digesters in wastewater treatment 
processes, a review of the microbiology of the bacteria and the operational condi- 
tions that affect their activity is of value in addressing successful and cost-effective 
operation. This book provides an in-depth review of the bacteria, their activity, and 
the operational conditions that affect anaerobic digester performance. The identifi- 
cation of operational problems and troubleshooting and corrective measures for 
process control are presented. 

This book is prepared for an audience of operators and technicians who are 
responsible for the daily operation of anaerobic digesters. It presents troubleshoot- 
ing and process control measures to reduce operational costs, maintain treatment 
efficiency, and prevent system upsets. 

The Microbiology of Anaerobic Digesters is the third book in the Wastewater 
Microbiology Series by John Wiley & Sons. This series is designed for operators and 
technicians, and it presents a microbiological review of the organisms involved in 
wastewater treatment processes and provides biological techniques for monitoring 
and regulating these processes. 

Michael H. Gerardi 
Linden, Pennsylvania 

ix 



Parti 



Overview 




Introduction 



The organic content of sludges and soluble wastes can be reduced by controlled bac- 
terial activity. If the bacterial activity is anaerobic, the reduction in organic content 
is achieved through sludge digestion. If the bacterial activity is aerobic, the reduc- 
tion in organic content is achieved through sludge stabilization. 

Anaerobic digesters having suspended bacterial growth are commonly used at 
municipal wastewater treatment plants to degrade (digest) sludges (Figure 1.1). With 
the development of anaerobic digesters having fixed-film bacterial growth (Figure 
1.2), more and more industrial wastewater treatment plants are using anaerobic 
digesters to degrade soluble organic wastes. Anaerobic digesters represent catabolic 
(destructive) processes that occur in the absence of free molecular oxygen (0 2 ). 

The goals of anaerobic digesters are to biologically destroy a significant portion 
of the volatile solids in sludge and to minimize the putrescibility of sludge. The main 
products of anaerobic digesters are biogas and innocuous digested sludge solids. 
Biogas consists mostly of methane (CH 4 ) and carbon dioxide (C0 2 ). 

Primary and secondary sludges are degraded in anaerobic digesters (Figure 1.3). 
Primary sludge consists of the settled solids from primary clarifiers and any colloidal 
wastes associated with the solids. Secondary sludge consists mostly of waste- 
activated sludge or the humus from trickling filters. The mixture of primary and 
secondary sludges contains 60% to 80% organic matter (dry weight) in the forms 
of carbohydrates, fats, and proteins. 

The mixture of primary and secondary sludges is an ideal medium for bacterial 
growth. The sludges are rich in substrates (food) and nutrients and contain a large 
number and diversity of bacteria required for anaerobic digestion. 

The anaerobic digester is well known as a treatment process for sludges that 
contain large amounts of solids (particulate and colloidal wastes). These solids 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



INTRODUCTION 



Biogas Withdrawal 



Inlet 




§£gifr:£^$£: 



Supernatant 



Active Biomass 



Outlet 



Stabilized Solids 



Solids Withdrawal 



Figure 1.1 Suspended growth anaerobic digesters are commonly used at municipal wastewater 
treatment plants for the degradation of primary and secondary sludges. These digesters produce 
several layers as a result of sludge degradation. These layers are from top to bottom: biogas, scum, 
supernatant, active biomass or sludge, and stabilized solids. 



CH 4 + CO 



2 



Fixed Film Media 




Figure 1.2 Fixed film anaerobic digesters employ the use of a medium such as plastic or rocks on 
which bacteria grow as a biofilm. Wastewater passing over the medium is absorbed and adsorbed by 
the biofilm and degraded. 



















INTRODUCTION 


Primary 
Clarifier 


Aeration 
i Tank 


Secondary 
Clarifier 




-+ 






x°-- 




-► 










ko 






















V V 










V V 










Anaerobic Digester 









Figure 1.3 Primary and secondary sludges typically are degraded in suspended growth anaerobic 
digesters at municipal wastewater treatment plants. The sludges contain relatively large quantities of 
particulate and colloidal wastes. 



require relatively long digestion periods (10-20 days) to allow for the slow bacte- 
rial processes of hydrolysis and solubilization of the solids. Once solubilized, the 
resulting complex organic compounds are degraded to simplistic organic com- 
pounds, mostly volatile acids and alcohols, methane, new bacterial cells (C 5 H 7 2 N), 
and a variety of simplistic inorganic compounds such as carbon dioxide and hydro- 
gen gas (H 2 ). 

With the development of fixed-film bacterial growth in anaerobic digesters, many 
soluble organic wastes can be digested quickly and efficiently. Because the wastes 
are soluble, time is not required for hydrolysis and solubilization of the wastes. 

When sludges are digested, the organic content of the sludges is decreased as 
volatile materials within the sludges are destroyed, that is, the volume and weight 
of the solids are reduced. The volatile content for most anaerobic digested sludges 
is 45%-55% (Figure 1.4). 

Anaerobic digesters (Figure 1.5) degrade approximately 80% of the influent 
organic waste of a conventional municipal wastewater treatment plant. Nearly 30% 
of the waste is removed by primary clarifiers and transferred to anaerobic digesters, 
and approximately 50% of the waste is synthesized or transformed into new bacte- 
rial cells or solids [mixed-liquor volatile suspended solids (MLVSS) or trickling filter 
humus]. These synthesized solids also are transferred to anaerobic digesters through 
the wasting of secondary solids. 

Because of the relatively large quantity of organic wastes placed on the anaero- 
bic digestion process, a review of the bacteria, their activity, and the operational 
factors that influence their activity are critical. This review provides for proper 
maintenance of digester performance and cost-effective operation and helps to 
ensure adequate monitoring, troubleshooting, and process control of anaerobic 
digesters. 

Anaerobic sludge digestion consists of a series of bacterial events that convert 
organic compounds to methane, carbon dioxide, and new bacterial cells. These 
events are commonly considered as a three-stage process. 

The first stage of the process involves the hydrolysis of solids (particulate and 
colloidal wastes). The hydrolysis of these wastes results in the production of 



INTRODUCTION 



Digester Feed Sludge 100 kg, 70% Volatile Solids 



Volatile Solids, 
70 kg 


Inert Solids, 
30 kg 














V 


V V 


Biogas 
(CH 4 + C0 2 ), 

40 kg 


Volatile Solids, 
30 kg 


Inert Solids, 
30 kg 














V 






Digested Sludge, 

60 kg, 

50% Volatile Solids 



Figure 1.4 The digestion of sludges in anaerobic digesters results in significant reduction in the 
volatile content of the sludges as well as the volume and weight of the sludges. 



Primary 
Clarifier 



Aeration 
Tank 




Secondary 
Clarifier 



^UL 




2U r 



Anaerobic Digester 




30% of influent 
organic waste 



50% of influent 
organic waste 



Figure 1.5 Most of the influent organic wastes of a wastewater treatment plant are degraded in an 
anaerobic digester. Settled solids in the primary clarifier represent approximately 30% of the influent 
organic wastes, while secondary solids represent approximately 50% of the influent organic wastes. 
In the activated sludge process much of the organic waste is converted to bacterial cells. These cells 
represent organic wastes, i.e., upon their death; they serve as a substrate for surviving bacteria. 



INTRODUCTION 7 

simplistic, soluble organic compounds (volatile acids and alcohols). The second stage 
of the process, acetogenesis, involves the conversion of the volatile acids and alco- 
hols to substrates such as acetic acid or acetate (CH 3 COOH) and hydrogen gas that 
can be used by methane-forming bacteria. The third and final stage of the process, 
methanogenesis, involves the production of methane and carbon dioxide. 

Hydrolysis is the solubilization of particulate organic compounds such as cellu- 
lose (Equation 1.1) and colloidal organic compounds such as proteins (Equation 
1.2) into simple soluble compounds that can be absorbed by bacterial cells. Once 
absorbed, these compounds undergo bacterial degradation that results in the pro- 
duction of volatile acids and alcohols such as ethanol (CH 3 CH 2 OH) and propionate 
(CH 3 CH 2 COOH). The volatile acids are converted to acetate and hydrogen gas. 
Methane production occurs from the degradation of acetate (Equation 1.3) and the 
reduction of carbon dioxide by hydrogen gas (Equation 1.4). 

cellulose + H 2 — hydrolysis — > soluble sugars (1.1) 

proteins + H 2 — hydrolysis — > soluble amino acids (1.2) 

CH3COOH -* CH 4 + C0 2 (1.3) 

C0 2 + 4H 2 -* CH 4 + 2H 2 (1.4) 

In addition to the reduction in volume and weight of sludges, anaerobic digesters 
provide many attractive features including decreased sludge handling and disposal 
costs and reductions in numbers of pathogens (Table 1.1). The relatively high tem- 
peratures and long detention times of anaerobic digesters significantly reduce the 
numbers of viruses, pathogenic bacteria and fungi, and parasitic worms. This reduc- 
tion in numbers of pathogens is an extremely attractive feature in light of the 
increased attention given by regulatory agencies and the general public with respect 
to health risks represented by the use of digested sludges (biosolids) for agricultural 
and land reclamation purposes. 

Although anaerobic digesters offer many attractive features, anaerobic digestion 
of sludges unfortunately has an unwarranted reputation as an unstable and difficult- 
to-control process. This unwarranted reputation is due to several reasons, including 
a lack of adequate knowledge of anaerobic digester microbiology and proper 
operational data (Table 1.2). 



TABLE 1.1 Attractive Features of Anaerobic Digesters 



Able to degrade recalcitrant natural compounds, e.g., lignin 

Able to degrade xenobiotic compounds, e.g., chlorinated aliphatic hydrocarbons 

Control of some filamentous organisms through recycling of sludge and supernatant 

Improved dewaterability of sludge 

Production of methane 

Use of biosolids as a soil additive or conditioner 

Suitable for high-strength industrial wastewater 

Reduction in malodors 

Reduction in numbers of pathogens 

Reduction in sludge handling and disposal costs 

Reduction in volatile content of sludge 



8 INTRODUCTION 



TABLE 1.2 Reasons Contributing to the Unwarranted 
Reputation of the Anaerobic Digester as an Unstable 
Process 

Lack of adequate knowledge of anaerobic digester 

microbiology 
Lack of commercial interest 
Lack of operator training 
Lack of proper operational performance data for installed 

digesters 
Lack of research and academic status 
Regrowth needed for industrial toxicity episodes 



TABLE 1.3 Examples of Significant Differences 
Between Aerobic Stabilization and Anaerobic Digestion 
of Wastes 

Feature Anaerobic Aerobic 

Digestion Stabilization 

Process rate Slower Faster 

Sensitivity to toxicants Higher Lower 

Start-up time Slower Faster 



Until recently, little information was available that reviewed the bacteria and 
their requirements for anaerobic digestion of solids. The difficulty in obtaining ade- 
quate data was caused by the overall complex anaerobic digestion process, the very 
slow generation time of methane-forming bacteria, and the extreme "sensitivity" of 
methane-forming bacteria to oxygen. Therefore, it was not uncommon for opera- 
tors to have problems with digester performance. 

These problems, the development and use of aerobic "digesters," and the use of 
relatively cheap energy for aerobic stabilization of wastes contributed to the lack 
of interest in anaerobic digesters. Although aerobic stabilization, that is, the use of 
aerobic digesters, and anaerobic digestion of wastes are commonly used at waste- 
water treatment process, significant differences exist between these biological 
processes (Table 1.3). 

Methane production under anaerobic conditions has been occurring naturally for 
millions of years in such diverse habitats as benthic deposits, hot springs, deep ocean 
trenches, and the intestinal tract of cattle, pigs, termites, and humans. Methane pro- 
duction also occurs in rice paddies. 

More than 100 years ago, anaerobic digesters were first used in Vesoul, France 
to degrade domestic sludge. Until recently, anaerobic digesters were used mostly to 
degrade municipal sludges and food-processing wastewater. Municipal sludges 
and food-processing wastewater favor the use of anaerobic digesters, because the 
sludges and wastewater contain a large diversity of easily degradable organics and 
a large complement of inorganics that provide adequate nutrients and alkalinity that 
are needed in the anaerobic digestion process. 



INTRODUCTION 



TABLE 1.4 
Digestion 



Chemical Wastes Amenable to Anaerobic 



Acetone 

Acrylates 

Alcohols 

Aldehydes 

Amino acids 

Anilines 

Catechols 

Cresol 

Formaldehyde 



Formate 

Glycerol 

Glycols 

Ketones 

Methyl acetate 

Nitrobenzene 

Organic acids 

Phenols 

Quinones 



TABLE 1.5 
Digestion 



Industrial Wastes Amenable to Anaerobic 



Alcohol stillage 


Pectin 


Bean 


Petroleum 


Beverage production 


Pharmaceutical 


Brewery 


Potato 


Canning 


Pulp and paper 


Cheese 


Seafood and shellfish 


Chemical 


Slaughterhouse and meat packing 


Corn 


Sugar 


Dairy 


Vegetable 


Distillery 


Wheat and grain 


Egg 


Winery 


Fruit 


Wool scouring 


Leachate 


Yeast 



A better understanding of the microbiology of anaerobic digesters and process 
modifications, particularly fixed-film processes, have permitted the use of anaerobic 
digesters for dilute wastewaters and a large variety of industrial wastes (Tables 1.4 
and 1.5). This understanding and these process modifications, together with the need 
to pretreat industrial wastewaters and sludges and the attractive features of anaer- 
obic digesters, have generated renewed interest in their use in degrading not only 
municipal sludges but also industrial wastewaters. 

The number of wastes that are amenable to anaerobic digestion is quite large. 
Examples of industrial wastes include acetone, butanol, cresol, ethanol, ethyl 
acetate, formaldehyde, formate, glutamate, glycerol, isopropanol, methanol, methyl 
acetate, nitrobenzene, pentanol, phenol, propanol, isopropyl alcohol, sorbic acid, 
te/t-butanol, and vinyl acetate. Because many industrial wastes can be treated 
anaerobically, the feasibility of anaerobic digestion of an industrial waste is deter- 
mined by several factors. These factors include the concentration of the waste, the 
temperature of the waste stream, the presence of toxicants, biogas and sludge pro- 
duction, and expected treatment efficiency. 

The development of the fixed film filter was a significant achievement in anaero- 
bic technology (Figure 1.6). The filter provides relatively long solids retention time 
(SRT). Increased retention time makes it possible to treat moderately low-strength 



10 



INTRODUCTION 




Effluent 



Influent Wastewater 

Figure 1.6 In an anaerobic filter, wastewater flows from bottom to top or top to bottom of the treat- 
ment unit. The wastewater passes over media that contains a fixed film of bacteria growth that 
degrades the organic wastes in the wastewater. 



[2000-20,000 mg/1 chemical oxygen demand (COD)] soluble organic industrial 
waste. Because of the highly concentrated bacterial population of the filter, a highly 
stable digestion process can be achieved even during significant variations in oper- 
ating conditions and loadings. Therefore, interest in anaerobic biotechnology for 
treating industrial waste streams has grown considerably. 




Bacteria 



At least 300 different species of bacteria are found in the feces of a single individ- 
ual. Most of these bacteria are strict anaerobes. The majority of the remaining bac- 
teria are facultative anaerobes. Escherichia coli is a common facultative anaerobe 
in feces. 

Bacteria from fecal wastes as well as hundreds of soil and water bacteria that 
enter a conveyance system through inflow and infiltration (I/I) are found in the influ- 
ent of municipal wastewater treatment processes. For the purpose of this text, bac- 
teria that are commonly found in wastewater treatment processes are divided into 
groups according to 1) their response to free molecular oxygen (0 2 ) and 2) their 
enzymatic ability to degrade substrate in the anaerobic digester. 



RESPONSE TO FREE MOLECULAR OXYGEN 

Bacteria may be divided further into three groups according to their response to 
free molecular oxygen (Table 2.1). These groups are 1) strict aerobes, 2) facultative 
anaerobes, and 3) anaerobes, including the methane-forming bacteria. 

Strict aerobes are active and degrade substrate only in the presence of free 
molecular oxygen. These organisms are present in relatively large numbers in 
aerobic fixed-film processes, for example, trickling filters, and aerobic suspended- 
growth processes, for example, activated sludge. In the presence of free molecular 
oxygen they perform significant roles in the degradation of wastes. However, strict 
aerobes die in an anaerobic digester in which free molecular oxygen is absent. 

Facultative anaerobes are active in the presence or absence of free molecular 
oxygen. If present, free molecular oxygen is used for enzymatic activity and the 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



11 



12 



BACTERIA 



TABLE 2.1 Groups of Bacteria According to Their Response to Free Molecular Oxygen 



Group 



Example 



Significance 



Strict aerobes Haliscomenobacter hydrossis 

Nitrobacter sp. 
Nitrosomonas sp. 
Sphaerotilus natans 



Facultative 
anaerobes 



Anaerobes 



Zoogloea ramigera 



Escherichia coli 



Bacillus sp. 

Desulfovibrio sp. 
Methanobacterium formicium 



Degrades soluble organic compounds; contributes 

to filamentous sludge bulking 
Oxidizes NOi to NOg 
Oxidizes NH} to NO2 
Degrades soluble organic compounds; contributes 

to filamentous sludge bulking 
Degrades soluble organic compounds; contributes 

to floe formation 
Degrades soluble organic compounds; contributes 

to floe formation; contributes to denitrification or 

clumping 
Degrades soluble organic compounds; contributes 

to denitrification or clumping 
Reduces SOf~ to H 2 S 
Produces ChL 



TABLE 2.2 Groups of Anaerobic Bacteria 



Group 



Example 



Significance 



Oxygen tolerant 
Oxygen intolerant 



Desulfovibrio sp. 
Desulfomarculum sp. 
Methanobacterium formicium 
Methanobacterium propionicium 



Reduces SO|" to H 2 S 
Reduces SOf" to H 2 S 
Produces CH 4 
Produces CH 4 



degradation of wastes. If free molecular oxygen is absent, another molecule, for 
example, nitrate ion (NO3), is used to degrade wastes such as methanol (CH 3 OH) 
(Equation 2.1). When nitrate ions are used, denitrification occurs and dinitrogen gas 
(N 2 ) is produced. 



6N(X + 5CH.OH -* 2N ? + 5C0 9 + 7H ? + 6OH 



(2.1) 



Most bacteria within fixed-film processes and suspended growth processes are 
facultative anaerobes, and these organisms also perform many significant roles in 
the degradation of wastes. Approximately 80% of the bacteria within these aerobic 
processes are facultative anaerobes. These organisms are found in relatively large 
numbers not only in aerobic processes but also in anaerobic processes. 

During the degradation of wastes within an anaerobic digester, facultative an- 
aerobic bacteria, for example, Enter obacter spp., produce a variety of acids and 
alcohols, carbon dioxide (C0 2 ), and hydrogen from carbohydrates, lipids, and pro- 
teins. Some organisms, for example, Escherichia coli, produce malodorous com- 
pounds such as indole and skatole. 

Anaerobes are inactive in the presence of free molecular oxygen and may be 
divided into two subgroups: oxygen-tolerant species and oxygen-intolerant species 
or strict anaerobes (Table 2.2). Some anaerobes are strong acid producers, such as, 
Streptococcus spp., whereas other anaerobes, such as Desulfomarculum spp., reduce 
sulfate (SO|~) to hydrogen sulfide (H 2 S) (Equation 2.2). Although oxygen-tolerant 
anaerobes survive in the presence of free molecular oxygen, these organisms cannot 



RESPONSE TO FREE MOLECULAR OXYGEN 13 

perform normal cellular activities, including the degradation of substrate, in the 
presence of free molecular oxygen. Strict anaerobes, including methane-forming 
bacteria, die in the presence of free molecular oxygen. 

CH3COOH + SOf -> 2C0 2 + 2H 2 + H 2 S (2.2) 

Numerous acid-forming bacteria are associated with methane-forming bacteria. 
These organisms include facultative anaerobes that ferment simple, soluble organic 
compounds and strict anaerobes that ferment complex proteins and carbohydrates. 

The products of fermentation vary greatly depending on the bacteria involved in 
the fermentative process. Therefore, changes in operational conditions that result in 
changes in dominant bacteria also result in changes in the concentrations of acids 
and alcohols that are produced during fermentation. Changes in the concentrations 
of acids and alcohols significantly change the substrates available for methane- 
forming bacteria, their activity, and, consequently, digester performance. 

Most strict anaerobes are scavengers. These organisms are found where anaero- 
bic conditions exist in lakes, river bottoms, human intestinal tracts, and anaerobic 
digesters. Anaerobes survive and degrade substrate most efficiently when the 
oxidation-reduction potential (ORP) of their environment is between -200 and -400 
millivolts (mV). Any amount of dissolved oxygen in an anaerobic digester raises the 
ORP of the sludge and discourages anaerobic activity including hydrolysis, aceto- 
genesis, and methanogenesis. Therefore, sludges and wastewaters fed to an anaero- 
bic digester should have no molecular oxygen. Settled and thickened sludges usually 
do not have a residual dissolved oxygen concentration. These sludges typically have 
a low ORP (-100 to -300 mV). 

The ORP of a wastewater or sludge can be obtained by using an electrometric 
pH meter with a millivolt scale and an ORP probe. The ORP of a wastewater or 
sludge is measured on the millivolt scale of the pH meter. 

The ORP is a measurement of the relative amounts of oxidized materials, such 
as nitrate ions (NO 3) and sulfate ions (SO 4"), and reduced materials, such as ammo- 
nium ions (NH4) (Table 2.3). At ORP values greater than +50 mV, free molecular 
oxygen is available in the wastewater or sludge and may be used by aerobes and 
facultative anaerobes for the degradation of organic compounds. This degradation 
occurs under an oxic condition. 

At ORP values between +50 and -50 mV, free molecular oxygen is not available 
but nitrate ions or nitrite ions (NO?) are available for the degradation of organic 
compounds. The degradation of organic compounds without free molecular oxygen 
is an anaerobic condition. The use of nitrate ions or nitrite ions occurs under an 
anoxic condition and is referred to as denitrification, clumping, and rising sludge in 
the secondary clarifier of an activated sludge process. 

At ORP values less than -50 mV, nitrate ions and nitrite ions are not available 
but sulfate ions are available for the degradation of organic compounds. This degra- 
dation also occurs without free molecular oxygen. When sulfate is used to degrade 
organic compounds, sulfate is reduced and hydrogen sulfide is formed along with a 
variety of acids and alcohols. 

At ORP values less than -100 mV, the degradation of organic compounds pro- 
ceeds as one portion of the compound is reduced while another portion of the com- 
pound is oxidized. This form of anaerobic degradation of organic compounds is 



14 



BACTERIA 



TABLE 2.3 Oxidation-reduction Potential (ORP) and Cellular Activity 



Approximate 


Carrier Molecule for 


Condition 


Respiration 


ORP, mV 


Degradation of Organic 
Compounds 






>+50 


o 2 


Oxic 


Aerobic 


+50 to -50 


NOi or NO2 


Anaerobic 


Anoxic 


<-50 


soj- 


Anaerobic 


Fermentation, sulfate reduction 


<-100 


Organic Compound 


Anaerobic 


Fermentation, mixed acid 
production 


<-300 


C0 2 


Anaerobic 


Fermentation, methane 
production 



Insoluble substrate 




Exocellular slime 



Cell membrane 



Cell wall 



Figure 2.1 There are two types of enzymes that are used by bacteria to degrade substrate. Exoen- 
zymes are produced in the cell and released through the cell membrane and cell wall to hydrolyze 
insoluble substrate that is adsorbed to the exocellular slime. Soluble wastes enter the bacterial cell 
and are degraded by endoenzymes. 



commonly known as mixed-acid fermentation because a mixture of acids, for 
example, acetate, butyrate, formate, and propionate, are produced. A mixture of 
alcohols is also produced during fermentation. 

At ORP values less than -300 mV, anaerobic degradation of organic compounds 
and methane production occur. During methane production, simple organic com- 
pounds such as acetate are converted to methane, and carbon dioxide and hydro- 
gen are combined to form methane. 



ENZYMATIC ABILITY TO DEGRADE SUBSTRATE 



Bacteria degrade substrate through the use of enzymes. Enzymes are proteinaceous 
molecules that catalyze biochemical reactions. Two types of enzymes are involved 
in substrate degradation — endoenzymes and exoenzymes (Figure 2.1). 

Endoenzymes are produced in the cell and degrade soluble substrate within the 
cell. Exoenzymes also are produced in the cell but are released through the "slime" 
coating the cell to the insoluble substrate attached to the slime. Once in contact with 
the substrate the exoenzyme solubilizes particulate and colloidal substrates. Once 



ACETATE-FORMING BACTERIA 



15 



TABLE 2.4 Exoenzymes and Substrates 








Substrate to be 
Degraded 


Exoenzyme 
Needed 


Example 


Bacterium 


Product 


Polysaccharides 

Proteins 

Lipids 


Saccharolytic 

Proteolytic 

Lipolytic 


Cellulase 
Protease 
Lipase 


Cellulomonas 

Bacillus 

Mycobacterium 


Simple sugar 
Amino acids 
Fatty acids 



solubilized, these substrates enter the cell and are degraded by endoenzymes. The 
production of exoenzymes and solubilization of particulate and colloidal substrates 
usually take several hours. 

All bacteria produce endoenzymes, but not all bacteria produce exoenzymes. No 
bacterium produces all the exoenzymes that are needed to degrade the large variety 
of particulate and colloidal substrates that are found in sludges and wastewaters 
(Table 2.4). Each exoenzyme as well as each endoenzyme degrades only a specific 
substrate or group of substrates. Therefore, a large and diverse community of bac- 
teria is needed to ensure that the proper types of exoenzymes and endoenzymes 
are available for degradation of the substrates present. 

The relative abundance of bacteria within an anaerobic digester often is greater 
than 10 16 cells per milliliter. This population consists of saccharolytic bacteria 
(~10 8 cells/ml), proteolytic bacteria (~10 6 cells/ml), lipolytic bacteria (~10 5 cells/ml), 
and methane-forming bacteria (~10 8 cells/ml). 

There are three important bacterial groups in anaerobic digesters with respect 
to the substrates utilized by each group. These groups include the acetate-forming 
(acetogenic) bacteria, the sulfate-reducing bacteria, and the methane-forming 
bacteria. The acetate-forming bacteria and sulfate-reducing bacteria are reviewed 
in this chapter, and the methane-forming bacteria are reviewed in Chapter 3. 



ACETATE-FORMING BACTERIA 

Acetate-forming (acetogenic) bacteria grow in a symbiotic relationship with 
methane-forming bacteria. Acetate serves as a substrate for methane-forming bac- 
teria. For example, when ethanol (CH 3 CH 2 OH) is converted to acetate, carbon 
dioxide is used and acetate and hydrogen are produced (Equation 2.3). 



CH.CHoOH + CO? -> CH.COOH + 2H: 



(2.3) 



When acetate-forming bacteria produce acetate, hydrogen also is produced. If 
the hydrogen accumulates and significant hydrogen pressure occurs, the pressure 
results in termination of activity of acetate-forming bacteria and lost of acetate 
production. However, methane-forming bacteria utilize hydrogen in the production 
of methane (Equation 2.4) and significant hydrogen pressure does not occur. 



CO, + 4H 9 -> CH. + 2H.O 



(2.4) 



Acetate-forming bacteria are obligate hydrogen producers and survive only at 
very low concentrations of hydrogen in the environment. They can only survive if 
their metabolic waste — hydrogen — is continuously removed. This is achieved in 



16 



BACTERIA 



SOA 




Sulfate-reducing 
bacteria 



Methane- forming 
bacteria 



HoS 



ca 



Figure 2.2 Many different groups of bacteria within the anaerobic digester often compete for the 
same substrate and electron acceptor. An example of this competition is the used of acetate and 
hydrogen by sulfate-reducing bacteria and methane-forming bacteria. Acetate is used by as a sub- 
strate by both groups of bacteria. Methane is produced by methane-forming bacteria and a variety of 
acids and alcohols are produced by sulfate reducing bacteria. Hydrogen is used with sulfate (SOt) 
by sulfate-reducing bacteria and hydrogen sulfide (H 2 S) is produced. 



their symbiotic relationship with hydrogen-utilizing bacteria or methane-forming 
bacteria. Acetogenic bacteria reproduce very slowly. Generation time for these 
organisms is usually greater than 3 days. 



SULFATE-REDUCING BACTERIA 



Sulfate-reducing bacteria also are found in anaerobic digesters along with acetate- 
forming bacteria and methane-forming bacteria. If sulfates are present, sulfate- 
reducing bacteria such as Desulfovibrio desulfuricans multiply. Their multiplication 
or reproduction often requires the use of hydrogen and acetate — the same sub- 
strates used by methane-forming bacteria (Figure 2.2). 

When sulfate is used to degrade an organic compound, sulfate is reduced to 
hydrogen sulfide. Hydrogen is needed to reduce sulfate to hydrogen sulfide. The 
need for hydrogen results in competition for hydrogen between two bacterial 
groups, sulfate-reducing bacteria and methane-producing bacteria. 

When sulfate-reducing bacteria and methane-producing bacteria compete for 
hydrogen and acetate, sulfate-reducing bacteria obtain hydrogen and acetate more 
easily than methane-forming bacteria under low-acetate concentrations. At sub- 
strate-to-sulfate ratios <2, sulfate-reducing bacteria out-compete methane-forming 
bacteria for acetate. At substrate-to-sulfate ratios between 2 and 3, competition is 
very intense between the two bacterial groups. At substrate-to-sulfate ratios >3, 
methane-forming bacteria are favored. 

The hydrogen sulfide produced by sulfate-reducing bacteria has a greater 
inhibitory effect at low concentrations on methane-forming bacteria and acetate- 
forming bacteria than on acid-forming bacteria. 




Methane-forming Bacteria 



Methane-forming bacteria are known by several names (Table 3.1) and are a mor- 
phologically diverse group of organisms that have many shapes, growth patterns, 
and sizes. The bacteria can be found as individual rods, curved rods, spirals, and cocci 
(Figure 3.1) or grouped as irregular clusters of cells, chains of cells or filaments, and 
sarcina or cuboid arrangements (Figure 3.2). The range in diameter sizes of 
individual cells is 0.1-15 jam. Filaments can be up to 200 jam in length. Motile and 
nonmotile bacteria (Figure 3.3) as well as spore-forming and non-spore-forming 
bacteria can be found. 

Methane-forming bacteria are some of the oldest bacteria and are grouped in the 
domain Archaebacteria (from arachae meaning "ancient") (Figure 3.4). The domain 
thrives in heat. Archaebacteria comprise all known methane-forming bacteria, the 
extremely halophilic bacteria, thermoacidophilic bacteria, and the extremely ther- 
mophilic bacteria. However, the methane-forming bacteria are different from all 
other bacteria. 

Methane-forming bacteria are oxygen-sensitive, fastidious anaerobes and are 
free-living terrestrial and aquatic organisms. Although methane-forming bacteria 
are oxygen sensitive, this is not a significant disadvantage. Methane-forming bacte- 
ria are found in habitats that are rich in degradable organic compounds. In these 
habitats, oxygen is rapidly removed through microbial activity. Many occur as sym- 
bionts in animal digestive tracts. Methane-forming bacteria also have an unusually 
high sulfur content: Approximately 2.5% of the total dry weight of the cell is sulfur. 

The of methane-forming bacteria are classified in the domain Archaebacteria 
because of several unique characteristics that are not found in the true bacteria 
or Eubacteria. These features include 1) a "nonrigid" cell wall and unique cell 
membrane lipid, 2) substrate degradation that produces methane as a waste, and 3) 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



17 



18 



METHANE-FORMING BACTERIA 



TABLE 3.1 Commonly Used Names for Methane- 
forming Bacteria 

Methanogenic bacteria 
Methanogens 
Methane-forming bacteria 
Methane-producing bacteria 



specialized coenzymes. The cell wall lacks muramic acid, and the cell membrane 
does not contains an ether lipid as its major constituent (Figure 3.5). Coenzymes 
that are unique to methane-forming bacteria are coenzyme M and the nickel- 
containing coenzymes F 42 o and F 430 . Coenzyme M is used to reduce carbon dioxide 
(C0 2 ) to methane. The nickel-containing coenzymes are important hydrogen 
carriers in methane-forming bacteria. 

The coenzymes are metal laden organic acids that are incorporated into enzymes 
and allow the enzymes to work more efficiently. The coenzymes are components of 
energy-producing electron transfer systems that obtain energy for the bacterial cell 
and remove electrons from degraded substrate (Figure 3.6). 







•* j 








(a) 














r 









(c) 



o 9 

'":•. 'to- 




O" 






(d) 



Figure 3. 1 Common shapes of methane-forming bacterial cells. Commonly occurring shapes of 
methane-forming bacteria include rod or bacillus (a), curved rod (b), spiral (c), and coccus or spheri- 
cal (d). 



METHANE-FORMING BACTERIA 



19 




(a) 




* 



Figure 3.2 Common growth patterns of methane-forming bacterial cells. Commonly occurring growth 
patterns of methane-forming bacteria include an irregular cluster (a) and a filamentous chain (b). 







Figure 3.3 Non-motile and motile methane-forming bacteria. Methane-forming bacteria may be non- 
motile (a) or motile (b, c, and d). Motile bacteria possess a flagellum or several flagella. The flagel- 
lum or flagella may be located at one end of the cell or on the entire surface of the bacterial cell. 



20 



METHANE-FORMING BACTERIA 



Eucarya 



Animals 



Bacteria 



Plants 



Spirochetes 




Archaea 



Methanogens 



Gram-positive 
bacteria 



Thermophiles 



Figure 3.4 Location of methane-forming bacteria on the phylogenetic tree. The phylogenetic tree 
(the historical development of different life forms) contains old farachaej life forms closest to the base 
of the tree, while new life forms closest to the end of the branches. The tree contains the domains 
Thermopiles, Archaea, Eubacteria (true bacteria), and the Eucarya (higher life forms). The methane- 
forming bacteria are found closest to the base of the tree. 



METHANE-FORMING BACTERIA 21 



Cell 
wall 




capsule 



(a) 



Cell 
wall 




]Q)^^6&«*&&&ft*bfe6^ 




capsule 



muramic 
acid 



P&99S? 




fiV 



^^M^fc^ 



(b) 



cell membrane 



Figure 3.5 Cell wall of methane-forming bacteria. The cell wall of methane-forming bacteria (a) does 
not contain muramic acid, while the cell of other bacteria (b) contains varying amounts of muramic 
acid. 



Cell Wall Cell Membrane 




Figure 3.6 Electrons (e) released from broken chemical bonds of substrates inside a bacterial cell 
are removed through the used of electron transport systems. These systems employ the use of pro- 
teins that contain co-enzymes such as metals and vitamins. 



22 



METHANE-FORMING BACTERIA 



TABLE 3.2 Examples of Methane-forming Bacteria with 
and without a Protective Envelope 



Genus 



Envelope 



Methanobacterium 

Methanobrevibacter 

Methanosarcina 

Methanococcus 

Methanogenium 

Methanomicrobium 

Methanospirillum 



Absent 

Absent 

Absent 

Present 

Present 

Present 

Present 





(b) 



Figure 3.7 Presence of an envelope on some methane-forming bacteria. Some methane-forming 
bacteria possess an envelope (a) that provides added protection for the bacterial cell. Methane- forming 
bacteria that do not possess an envelope (b) are easily lyzed in the presence of surfactants. 



The unique chemical composition of the cell wall makes the bacteria "sensitive" 
to toxicity from several fatty acids. Also, many methane-forming bacteria lack a 
protective envelope around their cell wall (Table 3.2). Surfactants or hypotonic 
shock easily lyse methane-forming bacteria that do not have this envelope 
(Figure 3.7). 

All methane-forming bacteria produce methane. No other organism produces 
methane. Methane-forming bacteria obtain energy by reducing simplistic com- 
pounds or substrates such as carbon dioxide and acetate (CH 3 COOH). Some 
methane-forming bacteria are capable of fixing molecular nitrogen (N 2 ). 

Methane-forming bacteria are classified according to their structure, substrate 
utilization, types of enzymes produced, and temperature range of growth. There are 
approximately 50 species of methane-forming bacteria that are classified in three 
orders and four families (Table 3.3). 

Methane-forming bacteria grow as microbial consortia, tolerate high concentra- 
tions of salt, and are obligate anaerobes. The bacteria grow on a limited number of 



METHANE-FORMING BACTERIA 23 

TABLE 3.3 Groups of Methane-forming Bacteria 

Order Family 

Methanobacteriales Methanobacteriaceases 

Methanococcales Methanococcaceae 

Methanomicrobials Methanomicrobiaceas 

Methanosarcinaceae 



substrates. Methanobacterium formicium, for example, grows on formate, carbon 
dioxide, and hydrogen and is one of the more abundant methane-forming bacteria 
in anaerobic digesters. Methanobacterium formicium performs a significant role 
in sludge digestion and methane production. Methanobacterium formicium and 
Methanobrevibacter arboriphilus are two of the dominant methane-forming bacte- 
ria in anaerobic digesters. The activity of these organisms and that of all methane- 
forming bacteria is usually determined by measuring changes in volatile acid 
concentration or methane production. 

In nature, methane-forming bacteria perform two very special roles. They partic- 
ipate in the degradation of many organic compounds that are considered biorecalci- 
trant, that is, can only be degraded slowly, and they produce methane from the 
degradation of organic compounds. Methane is poorly soluble in water, inert under 
anaerobic conditions, non-toxic, and able to escape from the anaerobic environment. 

Methane-forming bacteria are predominantly terrestrial and aquatic organisms 
and are found naturally in decaying organic matter, deep-sea volcanic vents, deep 
sediment, geothermal springs, and the black mud of lakes and swamps. These 
bacteria also are found in the digestive tract of humans and animals, particularly 
the rumen of herbivores and cecum of non-ruminant animals. 

The rumen is a special organ in the digestive tract in which the degradation of 
cellulose and complex polysaccharides occurs. Cows, goats, sheep, and deer are 
examples of ruminant animals. The bacteria, including methane-forming bacteria, 
that grow in the digestive tract of ruminant animals are symbionts and obtain most 
of their carbon and energy from the degradation of cellulose and other complex 
polysaccharides from plants. Ruminants cannot survive without the bacteria. The 
bacteria and substrates produced by the bacteria through their fermentative 
activities provide the ruminants with most of their carbon and energy. 

Methane-forming bacteria grow well in aquatic environments in which a strict 
anaerobic condition exists. The anaerobic condition of an aquatic environment 
is expressed in terms of its oxidation-reduction potential or ORP (Table 3.4). 
Methane-forming bacteria grow best in an environment with an ORP of less than 
-300 mV. Most facultative anaerobes do well in aquatic environments with an ORP 
between +200 and -200 mV. 

There are Gram-negative and Gram-positive methane-forming bacteria that 
reproduce slowly. Gram stain results (negative, positive, and variable) are different 
within the same order of methane-forming bacteria because of their different types 
of cell walls (Figure 3.8). 

The reproductive times or generation times for methane-forming bacteria range 
from 3 days at 35° C to 50 days at 10° C. Because of the long generation time of 
methane-forming bacteria, high retention times are required in an anaerobic 
digester to ensure the growth of a large population of methane-forming bacteria for 



24 



METHANE-FORMING BACTERIA 



TABLE 3.4 Oxidation-Reduction Potential (ORP) and Cellular Activity 



Approximate 
ORP Values, mV 



Molecule Used for 
Degradation of Substrate 



Type of Degradation or Respiration 



>+50 


Oxygen (0 2 ) 


+50 to -50 


Nitrite (NO£) or nitrate (NOi) 


<-50 


Sulfate (SOJ-) 


<-100 


Organic (CHO) 



<-300 



Organic (CHO), C0 2 , CO, H 2 



Oxic (aerobic) 

Anoxic (anaerobic) 

Sulfate reduction (anaerobic) 

Fermentation (mixed acids and alcohol 

production) 
Fermentation (methane production) 



Order of 
Reagent 


Reagent 


Color of 
Gram-positive 
Bacteria 


Color of 
Gram- negative 
Bacteria 


Primary Stain 


Crystal Violet 


Violet 


Violet 


Mordant 


Iodine 


Violet 


Violet 


Decoloring Agent 


95% Alcohol 


Violet 


Colorless 


Counter Stain 


Safranin 


Violet 


Red 



Figure 3.8 Gram staining is a laboratory technique that separates bacteria into two grous, Gram- 
positive and Gram-negative, depending on the response of bacteria to the stains Crystal violet and 
Safranin. The technique was developed in 1884 by the Danish bacteriologist Christian Gram. Although 
the technique was developed as a procedure for detecting pathogenic bacteria, it is used for taxo- 
nomic (classification) and identification purposes. 

The response of bacteria to the Gram stain is determined by microscopic examination of bacteria 
that have been successively stained with a basic dye (Crystal violet), treated with an iodine solution 
or mordant, and rinsed with an organic solvent such as acetone or alcohol. Gram-positive bacteria 
retain the violet stain and are violet under microscopic examination. Gram-negative bacteria are decol- 
orized by the solvent. The colorless, Gram-negative bacteria are stained with the counter stain Safranin 
to impart a pink or red color. 



the degradation of organic compounds. At least 12 days are required to obtain 
a large population of methane-forming bacteria. 

Methane-forming bacteria obtain their energy for reproduction and cellular 
activity from the degradation of a relatively small number of simple substrates 
(Table 3.5). These substrates include hydrogen, 1-carbon compounds, and acetate as 
the 2-carbon compound. One-carbon compounds include formate, methanol, carbon 
dioxide, carbon monoxide (CO), and methylamine.The most familiar and frequently 
acknowledged substrates of methane-forming bacteria are acetate and hydrogen. 
Acetate is commonly split to form methane while hydrogen is combined with carbon 
dioxide to form methane. The splitting of acetate to form methane is known as 
aceticlastic cleavage. 

Each methane-forming bacterium has a specific substrate or group of substrates 
that it can degrade (Table 3.6). Hydrogen can serve as a universal substrate for 



METHANE-FORMING BACTERIA 



25 



TABLE 3.5 
Bacteria 



Substrates Used by Methane-forming 



Substrate 



Chemical Formula 



Acetate 

Carbon dioxide 

Carbon monoxide 

Formate 

Hydrogen 

Methanol 

Methylamine 



CH3COOH 

C0 2 

CO 

HCOOH 

H 2 

CH3OH 

CH 3 NH 2 



TABLE 3.6 Species of Methane-forming Bacteria and Their Substrates 



Species 



Substrate 



Methanobacterium formicium 
Methanobacterium thermoantotrophicum 
Methanococcus frisius 
Methanococcus mazei 
Methanosarcina bakerii 



Carbon dioxide, formate, hydrogen 
Hydrogen, carbon dioxide, carbon monoxide 
Hydrogen, methanol, methylamine 
Acetate, methanol, methylamine 
Acetate, carbon dioxide, hydrogen, methanol, 
methylamine 



methane-forming bacteria, and carbon dioxide functions as an inorganic carbon 
source in the forms of carbonate (COf") or bicarbonate (HCO3). Carbon dioxide 
also serves as a terminal acceptor of electrons released by degraded substrate. 

Other 1-carbon compounds that can be converted to substrates for methane- 
forming bacteria include dimethyl sulfide, dimethylamine, and trimethylamine. 
Several alcohols including 2-propanol and 2-butanol as well as propanol and butanol 
may be used in the reduction of carbon dioxide to methane. 

The majority of methane produced in an anaerobic digester occurs from the use 
of acetate and hydrogen by methane-forming bacteria. The fermentation of sub- 
strates such as acetate (aceticlastic cleavage) results in the production of methane 
(Equation 3.1), and the reduction of carbon dioxide also results in the production 
of methane (Equation 3.2). 



CH3COOH -> CH 4 + C0 2 
CO9 + 4H 9 -> CH. + 2H.O 



(3.1) 

(3.2) 



Aceticlastic cleavage of acetate and reduction of carbon dioxide are the 
two major pathways to methane production. Fermentation of propionate 
(CH 3 CH 2 COOH) and butyrate (CH 3 CH 2 CH 2 COOH) are minor pathways to 
methane production. However, the fermentation of propionic acid to methane 
requires two different species of bacteria and two microbial degradation steps 
(Equations 3.3 and 3.4). In the first reaction, methane and acetate are produced 
from the fermentation of propionate by a volatile acid-forming bacterium (Syntro- 
phobacter wolinii) and a methane-forming bacterium. In the second reaction, 
methane is produced from the cleavage of acetate by a methane-forming bacterium. 
These reactions occur only if hydrogen and formate are kept low (used) by 



26 METHANE-FORMING BACTERIA 

methane-forming bacteria. Accordingly, the accumulation of propionate is a 
common indicator of stress in an anaerobic digester. 

4CH 3 CH 2 COOH + 2H 2 -> 4CH 3 COOH + C0 2 + 3CH 4 (3.3) 

4CH 3 COOH -> 4CH 4 + 4C0 2 (3.4) 

Butyrate also is degraded to methane through two microbial degradation steps 
(Equations 3.5 and 3.6). The degradation steps again are mediated by two different 
bacteria. In the first reaction, methane and acetate are produced from the fermen- 
tation of butyrate by a volatile acid-forming bacterium and a methane-forming bac- 
terium. In the second reaction, methane is produced from the cleavage of acetate 
by a methane-forming bacterium. Because butyrate can be used indirectly by 
methane-forming bacteria, its accumulation is an indicator of stress in an anaerobic 
digester. 

CH 3 CH 2 CH 2 COOH + 2H 2 -> 4CH 3 COOH + C0 2 + CH 4 (3.5) 

4CH 3 COOH -> 4CH 4 + 4C0 2 (3.6) 

No species of methane-forming bacteria can utilize all substrates. Therefore, 
successful fermentation of substrates in an anaerobic digester requires the presence 
of not only a large number of methane-forming bacteria but also a large diversity 
of methane-forming bacteria. 

There are three principal groups of methane-forming bacteria. These groups are 
1) the hydrogenotrophic methanogens, 2) the acetotrophic methanogens, and 3) the 
methylotrophic methanogens. The term "trophic" (from trophe, "nourishment") 
refers to the substrates used by the bacteria. 



GROUP 1 HYDROGENOTROPHIC METHANOGENS 

The hydrogenotrophic methanogens use hydrogen to convert carbon dioxide to 
methane (Equation 3.7). By converting carbon dioxide to methane, these organisms 
help to maintain a low partial hydrogen pressure in an anaerobic digester that is 
required for acetogenic bacteria. 

C0 2 + 4H 2 -> CH 4 + 2H 2 (3.7) 



GROUP 2 ACETOTROPHIC METHANOGENS 

The acetotrophic methanogens "split" acetate into methane and carbon dioxide 
(Equation 3.8). The carbon dioxide produced from acetate may be converted by 
hydrogenotrophic methanogens to methane (Equation 3.7). Some hydrogeno- 
trophic methanogens use carbon monoxide to produce methane (Equation 3.9). 

4CH 3 COOH -> 4C0 2 + 2H 2 (3.8) 

4CO + 2H 2 -> CH 4 + 3C0 2 (3.9) 



GROUP 3 METHYLOTROPHIC METHANOGENS 27 

The acetotrophic methanogens reproduce more slowly than the hydrogeno- 
trophic methanogens and are adversely affected by the accumulation of hydrogen. 
Therefore, the maintenance of a low partial hydrogen pressure in an anaerobic 
digester is favorable for the activity of not only acetate-forming bacteria but also 
acetotrophic methanogens. Under a relatively high hydrogen partial pressure, 
acetate and methane production are reduced. 



GROUP 3 METHYLOTROPHIC METHANOGENS 

The methylotrophic methanogens grow on substrates that contain the methyl group 
(-CH 3 ). Examples of these substrates include methanol (CH 3 OH) (Equation 3.10) 
and methylamines [(CH 3 ) 3 -N] (Equation 3.11). Group 1 and 2 methanogens 
produce methane from C0 2 and H 2 . Group 3 methanogens produce methane 
directly from methyl groups and not from C0 2 . 

3CH 3 OH + 6H -> 3CH 4 + 3H 2 (3.10) 

4(CH 3 ) 3 - N + 6H 2 -> 9CH 4 + 3C0 2 + 4NH 3 (3.11) 

The use of different substrates by methane-forming bacteria results in different 
energy gains by the bacteria. For example, hydrogen-consuming methane produc- 
tion results in more energy gain for methane-forming bacteria than acetate degra- 
dation. Although methane production using hydrogen is the more effective process 
of energy capture by methane-forming bacteria, less than 30% of the methane 
produced in an anaerobic digester is by this method. Approximately 70% of the 
methane produced in an anaerobic digester is derived from acetate. The reason 
for this is the limited supply of hydrogen in an anaerobic digester. The majority 
of methane obtained from acetate is produced by two genera of acetotrophic 
methanogens, Methanosarcina and Methanothrix. 

Reproduction of methane-forming bacteria is mostly by fission, budding, con- 
striction, and fragmentation (Figure 3.9). Methane-forming bacteria reproduce 
very slowly. This slow growth rate is due to the relatively small amount of energy 
obtained from the use of their limited number of substrates. Therefore, a relatively 
large quantity of substrates must be fermented for the population of methane- 
forming bacteria to double, that is, a relatively small quantity of cells or sludge 
is produced for a relatively large quantity of substrate degraded. Therefore, 
anaerobic digesters produce relatively small quantities of bacteria cells or sludge 
(solids). 

Under optimal conditions, the range of generation times of methane-forming 
bacteria may be from a few days to several weeks. Therefore, if solids retention time 
(SRT) is short or short-circuiting or early withdrawal of digester sludge occurs, the 
population size of methane-forming bacteria is greatly reduced. These conditions 
decrease the time available for reproduction of methane-forming bacteria, that is, 
the bacteria are removed from the digester faster than they can reproduce. This 
results in poor digester performance or failure of the digester. 

With increasing retention time the production of new methane-forming bacteria 
gradually decreases as a result of increased energy requirements of the cells in order 



28 METHANE-FORMING BACTERIA 







(b) 



Figure 3.9 Modes of reproduction for methane-forming bacteria. Methane-forming bacteria repro- 
duce very slowly. Generation time for these organisms is usually greater than 3 days. Reproduction 
is asexual and may occur through fission (a), budding (b), fragmentation (c), and constriction (d). 



TABLE 3.7 Optimal Growth Temperature of Some 
Methane-forming Bacteria 



Genus 



Temperature Range, °C 



Methanobacterium 

Methanobrevibacter 

Methanosphaera 

Methanothermus 

Methanococcus 

Methanocorpusculum 

Methanoculleus 

Methanogenium 

Methanoplanus 

Methanospirillum 

Methanococcoides 

Methanohalobium 

Methanohalophilus 

Methanolobus 

Methanosarcina 

Methanothrix 



37-45 
37-40 
35-40 
83-88 
35-40 
65-91 
30-40 
35-40 
20-40 
30-40 
35-40 
30-35 
50-55 
35-45 
35-40 
30-40 
50-55 
35-50 



GROUP 3 METHYLOTROPHIC METHANOGENS 29 

to maintain cellular activity (more degradation of substrate). Therefore, increasing 
retention time of a properly operated anaerobic digester results in decreased sludge 
production. Increasing retention time produces a large consumption of substrate by 
slowing reproducing bacteria as an energy requirement of old cells (sludge) for the 
maintenance of cellular activity. 

Most methane-forming bacteria are mesophiles or thermophiles, with some 
bacteria growing at temperatures above 100°C (Table 3.7). Mesophiles are those 
organisms that grow best within the temperature range of 30-35°C, and ther- 
mophiles are those organisms that grow best within the temperature range of 
50-60°C. Some genera of methane-forming bacteria have mesophilic and ther- 
mophilic species. 

It is difficult to grow methane-forming bacteria in pure culture. Standard labo- 
ratory enumeration techniques are not suitable for methane-forming bacteria. This 
difficulty is caused by 1) their extreme obligate anaerobic nature and the probabil- 
ity that they are killed rapidly by relatively short time exposures to air compared 
with other anaerobes and 2) their limited number of substrates. To correct for the 
oxygen sensitivity of methane-forming bacteria in laboratory experiments with pure 
cultures, the "Hungate" technique is used. Growth or cell masses of methane- 
forming bacteria may be gray, green, greenish black, orange-brown, pink, purple, 
yellow, or white. 




Respiration 



Respiration is one of many cellular processes. For the purpose of this text, respira- 
tion is considered to be the degradation of substrate to obtain cellular nourishment. 
During respiration large compounds of high energy content are broken down to 
small compounds of low energy content (Figure 4.1). Much of the energy lost by 
the large compounds is captured by the respiring organisms. This capture results in 
a gain in the amount of useful energy. 

Two types of nourishment are obtained from the degradation of substrate — 
carbon and energy. Carbon is required for the synthesis of cellular materials for 
growth and reproduction. Energy is required for cellular activity including 
reproduction. Bacteria may obtain their nourishment from one substrate or two 
substrates. The energy substrate may be organic or inorganic. 

Most bacteria use organic compounds to obtain carbon and energy. These organ- 
isms are known as organotropic. The term "troph" comes from the Greek trophe, 
meaning "nourishment." Organotropic obtain their carbon and energy from the 
degradation of organic compounds such as glucose (C^nOe)- An example of an 
organotroph is Zoogloea ramigera. This bacterium is a floe former that degrades 
soluble organic compounds in the activated sludge and trickling filter processes. 
Another example of an organotroph is Pseudomonas aeruginosa. This bacterium 
degrades soluble organic compounds in activated sludge and trickling filter 
processes and anaerobic digesters. 

Some bacteria use inorganic compounds to obtain carbon and energy. These 
organisms are known as chemoautotrophs. They obtain their carbon from carbon 
dioxide (C0 2 ) and their energy from inorganic compounds. An example of a 
chemoautotroph is Nitrobacter winogradski. This bacterium oxidizes nitrite ions 
(NO2) to nitrate ions (NO2) to obtain energy and uses carbon dioxide in the form 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



31 



32 



RESPIRATION 



Glucose, 
high energy compound 



I 



fermentation 



lower energy compounds 



Acetate 




HoO 



Ethanol 



CO 



Figure 4. 1 The degradation of organic compounds results in the production of small compounds that 
contain less energy than the degraded compound. Inorganic compounds as well as organic com- 
pounds are produced from the degradation of organic compounds. 



of bicarbonate alkalinity (HCO3) as its carbon source. Nitrobacter winogradski is 
found in activated sludge and trickling filter processes. 

When substrate is degraded in a bacterial cell, energy is obtained from the elec- 
trons that are released from the broken chemical bonds of the substrate (Figure 
4.2). The electrons released from the substrate are transferred along a series of elec- 
tron carrier molecules — an electron transport system (Figure 4.3). As the electrons 
are transferred from one carrier molecule to another, some of the energy from the 
electrons is taken up by the carrier molecules to form high-energy phosphate bonds 
in the molecule adenosine triphosphate, or ATP (Figure 4.4). Phosphate bonds are 
the energy "currency" of the cell. When the cell needs energy, energy is "withdrawn" 
by breaking a phosphate bond. When this occurs, ATP is converted to adenosine 
diphosphate, or ADP. When the cell stores energy, energy is "deposited" by pro- 
ducing a phosphate bond. When this occurs, ADP is converted to ATP. Energy 
storage and release are based on a coupling and uncoupling of phosphate groups 
(POl). 

Eventually, the electrons are removed from the cell by a final electron carrier 
molecule. This molecule takes the electrons from the electron transport system and 
releases the electrons to the surrounding environment (Figure 4.5). Several final 
electron carrier molecules may be used by bacteria (Table 4.1). The molecule used 
by bacteria determines the form of respiration (Table 4.2). 

The final electron carrier molecule used by the bacteria is dependent on several 
factors. These factors include 1) the presence or absence of the molecule, 2) the pres- 
ence or absence of the necessary bacterial enzymes to use the molecule, and 3) the 
oxidation-reduction potential (ORP) of the wastewater or sludge that harbors the 
molecule and the bacteria (Table 4.3). 



RESPIRATION 



33 



Cell Wall 



Cell Membrane 




Energy from the electron is captured in an electron transport system. 

Figure 4.2 Energy from degraded organic compounds is obtained by the capture of released elec- 
trons from broken chemical bonds. The captured electrons are transported along an electron trans- 
port system. The electrons release energy as they move along the transport system. 



used to make high energy 
phosphate bonds 




to final electron 
** transport molecule, e.g., 

2 , NO3-, so 4 2 - 
and removed from the cell 

Figure 4.3 The electron transport system consists of a series of interlocking, electron transport mol- 
ecules that pass the electrons from one molecule to another. As the electrons are passed along the 
transport system, energy from the electrons is released and captured by the bacterial cell. The capture 
energy is used to form high energy phosphate bonds. 



For a final electron carrier molecule to be used by a bacterium, the molecule must 
be available and the bacterium must have the ability (enzymes) to use the mole- 
cule. Finally, the ORP of the bacterial environment (wastewater or sludge) deter- 
mines the order or sequence of utilization of the final electron carrier molecules. 

Respiration may be complete or incomplete. Complete respiration results in the 
transfer of the carbon in the organic substrate to carbon dioxide and new bacterial 



34 



RESPIRATION 



High Energy Bonds 



Adenine 



Ribose 



Phosphate 




Phosphate 



Thosphate 



Adenosine diposphate (ADP) 



Adenosine triphosphate (ATP) 



Figure 4.4 Energy captured by bacterial cells by their electron transport system is used to form high 
energy phosphate bonds. When bonds are formed, ATP is produced. When the bonds are broken, 
energy is released and ADP is produced. 



Cell Wall 



Cell Membrane 




02 or NO3- or S04 2- 



H2O or N2 or H2S 



Figure 4.5 Electrons released from the degradation of organic wastes are removed from the bacte- 
rial cell by a final, electron transport molecule such as free molecular oxygen, nitrate ion, and sulfate 
ions. The choice of final, electron transport molecule determines the form of respiration. 



RESPIRATION 



35 



TABLE 4.1 Final Electron Carrier Molecules in Order of Sequence of Utilization at 
Wastewater Treatment Plants 



Order of Sequence 


Electron 


Occurrence 


Reduced Product 


of Utilization 


Carrier 


(Example) 




1 


o 2 


Aeration tank 


H 2 


2 


NOi 


Denitrification tank and secondary 
clarifier 


N 2) N 2 


3 


sof- 


Secondary clarifier and thickener 


S 2 - (H 2 S) 


4 


CH 2 0* 


Thickener and anaerobic digester 


Volatile organic acids 


5 


C0 2 


Anaerobic digester and sewer 
system 


CH 4 



Organic compound 



TABLE 4.2 Forms of Respiration 



Respiration 



Biochemical Reaction 



Complete/Incomplete Respiration 



Aerobic or oxic 

Anaerobic: anoxic 

(denitrification) 
Anaerobic: fermentation 

(sulfate reduction) 

Anaerobic: fermentation 
(mixed acids and alcohol) 

Anaerobic: fermentation 
(methane production) 



CH 2 + 2 -^ C0 2 + H 2 + 

cells 
CH 2 + NO3 -* C0 2 + H 2 + 

N 2 + N 2 + cells 
CH 2 + SOf- -^ C0 2 + H 2 + 

H 2 S + acids + alcohols + 

cells 
CH 2 -> C0 2 + H 2 + acids 

+ alcohols + cells 
CH 2 + C0 2 -^ H 2 + CH 4 + 

cells 



Complete 
Complete 
Incomplete with exceptions 

Incomplete 
Incomplete 



TABLE 4.3 Oxidation-Reduction Potential and Respiration 



Approximate 
Millivolts (mV) 



Final Electron 
Carrier Molecule 



Respiration Occurring 



>+50 




o 2 


+50 to 


-50 


NOi 


<-50 




sor 


<-100 




CH 2 
Organic molecule 


<-300 




C0 2 (carbonate, CO|")* 



Aerobic or oxic 

Anaerobic or anoxic 

Anaerobic or sulfate reduction 

Anaerobic or mixed acids and alcohol fermentation 

Anaerobic or methane fermentation 



Carbon dioxide as carbonate 



cells. Incomplete respiration results in the transfer of the carbon in the organic sub- 
strate to carbon dioxide, new bacterial cells, and organic products such as simple 
acids and alcohols. 

The sequence of utilization for the carrier molecules is: 2 , NO3, SOl", CH 2 0, and 
C0 2 . By using 2 to degrade the organic compounds, bacterial cells obtain more 
energy from the organic compounds than through the use of any other carrier mol- 
ecule (Table 4.4). With more energy, more bacterial growth (reproduction) or sludge 
is produced (Table 4.4). If 2 is not available for bacterial use and NO3 is available, 



36 RESPIRATION 

TABLE 4.4 Final Electron Carrier Molecule, Energy Yield, and Cell (Sludge) Production 



Final Electron 


Form of 


Energy 


Pound of Cells Produced 


Carrier Molecule 


Respiration 


Yield Rank 


per 
Pound of COD Degraded 


o 2 


Aerobic or oxic 


1 


-0.4-0.6 


NOi 


Anaerobic or anoxic 


2 


-0.4 


sof- 


Anaerobic: 
sulfate reduction 


3 


0.04-0.1 


Organic molecule 


Anaerobic: 

mixed acids and 
alcohol 


4 


0.04-0.1 


co 2 


Anaerobic: 

methane production 


5 


0.02-0.04 



NO3 is used next, if the bacteria have the enzymatic ability to use nitrate ions. The 
use of NO3 provides the second-largest energy yield for bacterial cells and the 
second-largest yield in bacterial growth (sludge production). Because of decreasing 
yields in energy and bacterial growth with different carrier molecules, there is a 
sequential order with respect to the choice of final electron carrier molecules. This 
order is determined by the ORP of the bacterial environment. 

ORP is an indicator of the capacity of the molecules in the wastewater or sludge 
to release or gain electrons (oxidation or reduction, respectively). This measurement 
also is an indicator of the form of respiration that may occur (Table 4.3). 

Generally, at values greater than +50 mV aerobic respiration may occur and from 
+50 to -50 mV anoxic respiration (denitrification) may occur. At values less than 
-100 mV, anaerobic respiration may occur. At values less than -50 mV sulfate (SOj) 
reduction (also known as fermentation) may occur. At values less than -100 mV, 
mixed acids and alcohol fermentation may occur. Methane fermentation may start 
at values less than -200 mV. However, in a mixed culture of fermenting organisms 
as would exist in an anaerobic digester, methane fermentation or the growth of 
methane-forming bacteria does not occur until the ORP is less than -300 mV. This 
is due to the inability of the methane-forming bacteria to successfully compete with 
other fermenting organisms at values greater than -300 mV. 

The use of 2 (Equation 4.1) and NOj (Equation 4.2) as final electron carrier 
molecules results in complete degradation of CH 2 0. In complete degradation, all of 
the carbon in the CH 2 is assimilated into new bacterial cells and C0 2 . However, 
the use of NO3 results in a smaller production of bacterial cells and a greater 
production of C0 2 (Table 4.4). 

CH 2 + 2 -> cells + C0 2 + H 2 (4.1) 

CH 2 + NO3 -> cells + C0 2 + H 2 + N 2 + N 2 (4.2) 

The use of nitrate ions by bacteria to degrade carbonaceous compounds is 
known as anoxic respiration or denitrification. The occurrence of denitrification 
in secondary clarifiers of activated sludge processes is known as rising sludge or 
clumping. Many different groups of bacteria are capable of using nitrate ions to 



RESPIRATION 37 



TABLE 4.5 Significant Organic Compounds Produced 
During Anaerobic Fermentation 

Name Formula 

Acetate CH 3 COOH 

Acetone CH 3 COCH 3 

Acetaldehyde CH 3 CHO 

Butanol CH 3 (CH 2 ) 2 CH 2 OH 

Butanone C 2 H 5 COCH 3 

Butyraldehyde C 2 H 5 CHO 

Caproic acid CH 3 (CH 2 ) 4 COOH 

Formaldehyde CH 2 

Formate HCOOH 

Ethanol CH 3 CH 2 OH 

Lactate CH 3 CHOHCOOH 

Methane CH 4 

Methanol CH 3 OH 

Propanol CH 3 CH 2 CH 2 OH 

Propionate CH 3 CH 2 COOH 

Valeric acid CH 3 (CH 2 ) 3 COOH 



TABLE 4.6 Groups of Chemolithotrophs Found in 
Wastewater Treatment Plants 



Group 


Substrate 


Product 


Ammonium oxidizers 


NH; 


N0 2 


Hydrogen bacteria 


H 2 


H + 


Iron bacteria 


Fe 2+ 


Fe 3+ 


Nitrite oxidizers 


N0 2 


NOi 


Sulfur bacteria 


H 2 S 


S° 




S° 


sor 




sor 


sor 



degrade carbonaceous compounds. These bacteria include facultative and anaero- 
bic bacteria. 

With exceptions, all other forms of respiration (anaerobic fermentation) are 
incomplete. During these forms of respiration, the carbon within the CH 2 is 
assimilated into new bacterial cells, C0 2 , and a variety of simplistic, soluble organic 
molecules, mostly acids and alcohols (Table 4.5). Because some of the carbon 
from the CH 2 is assimilated into a variety of organic molecules, the produc- 
tion of bacterial cells is greatly reduced (Table 4.4). However, several sulfate- 
reducing bacteria are capable of complete respiration. These sulfate-reducing 
bacteria provide the exceptions for complete respiration under anaerobic 
respiration. 

For most obligate anaerobic bacteria to grow, the absence of free molecular 
oxygen and a low redox potential are required. Methane-forming bacteria only grow 
in anaerobic digester sludge with a redox potential less than -300 mV. Also, the 
digester sludge must have thiol group-containing (-SH) compounds. These com- 
pounds produce a reducing environment. 



38 RESPIRATION 

Sulfates, carbonates (COf"), and bicarbonates are the primary electron carrier 
molecules for facultative anaerobic and anaerobic bacteria. If sulfate is used as the 
final electron carrier molecule, dissimilatory sulfate reduction occurs (Equation 4.2). 
During dissimilatory sulfate reduction, sulfate serves as the electron acceptor and 
hydrogen sulfide (H 2 S) is produced. Only a relatively small number of genera of 
bacteria are capable of dissimilatory sulfate reduction. Desulfovibrio is the pre- 
dominant genus responsible for the conversion of sulfate to hydrogen sulfide. 
Desulfotomaculum also is capable of reducing sulfate. Conversely, in an oxidizing 
environment, sulfides (HS~) are oxidized to sulfate. Genera of bacteria containing 
species of sulfide-oxidizing bacteria are Thiobacillus, Thio bacterium, and Thiospira. 

S0 4 2 ~ + CH 2 -> H 2 S + C0 2 + H 2 (4.2) 

In the absence of an inorganic final electron carrier molecule, an organic 
compound may be used to achieve respiration. If an organic compound is used, 
mixed-acid fermentation occurs. 

The substrate degraded or electron-releasing compound used during respiration 
may be organic, for example, glucose, or inorganic, for example, ammonium ions 
(NH4). Bacteria that respire by using organic substrates are organotropic, whereas 
bacteria that respire by using inorganic substrates are chemolithotrophs. Several 
important groups of chemolithotrophs are found in wastewater treatment processes 
(Table 4.6). These groups include ammonium oxidizers, hydrogen bacteria, iron 
bacteria, nitrite oxidizers, and sulfur bacteria. 




Anaerobic Food Chain 



In natural habitats that are void of free molecular oxygen and nitrate ions, insolu- 
ble and complex organic compounds are degraded by different groups of bacteria 
through a variety of anaerobic or fermentative biochemical reactions. These reac- 
tions result in the production of soluble and simplistic organic compounds. These 
compounds do not accumulate in natural habitats. 

As one group of bacteria produces soluble compounds they are quickly degraded 
as substrate by another group of bacteria. The bacteria form a chain — an anaerobic 
food chain — in which large, complex compounds are degraded to more simplistic 
compounds as they are passed along the food chain (Figure 5.1). 

In freshwater habitats, methane fermentation is the terminal link in the anaero- 
bic food chain. Here, complex organic compounds have been degraded or reduced 
to methane, carbon dioxide, and minerals. Some of the carbon dioxide produced 
during the degradation of organic compounds is reduced to form methane. 

For organic compounds to be degraded through the food chain, the compounds 
must be degraded to simplistic organic and inorganic compounds that can be used 
as substrate by methane-forming bacteria. These compounds include the organics 
formate, methanol, methylamine, and acetate and the inorganics hydrogen and 
carbon dioxide. 

Methane is produced by methane-forming bacteria from organic compounds 
such as acetate (Equation 5.1) or from the combination of the inorganics carbon 
dioxide [as bicarbonate (HCO3) or carbonate (COf - )] with hydrogen (H 2 ) (Equa- 
tions 5.2 and 5.3). 

CH3COOH -> CH 4 + C0 2 (5.1) 

4H 2 + HCO3 + H + -> CH 4 + 3H 2 (5.2) 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



39 



40 



ANAEROBIC FOOD CHAIN 



Complex Substrates, 
Carbohydrates, Lipids, Proteins 



Simple Substrates, 
Sugars, Fatty Acids, Amino Acids 



Acids and 
Alcohols 



CO2 + H2 




Acetate 



Formate 




Methanol, 
Methylamine 



Figure 5. 1 The anaerobic food chain consists of several groups of facultative anaerobes and anaer- 
obes that degrade and transform complex organic compounds into simplistic organic compounds. The 
final organic compound produced in the anaerobic food is methane. This compound is the most 
reduced form of carbon. 



4H 2 + CO f + 2H + -> CH 4 + 3H 2 



(5.3) 



Methane is the most reduced organic compound. The production of methane is 
the final step of the anaerobic food chain. Methane-forming bacteria are respon- 
sible for this step, and therefore they are of critical importance for the success of 
the anaerobic food chain. 

Organic compounds that cannot be used directly as substrate by methane- 
forming bacteria can be used indirectly if they are converted to compounds such as 



ANAEROBIC FOOD CHAIN 41 

acetate. Examples of compounds that can be converted to acetate include butyrate 
and propionate. 

Within the anaerobic food chain there are syntrophic relationships between bac- 
teria. In these relationships at least two different bacteria are involved and the activ- 
ity of one organism is dependent on the activity of another organism. An example 
of a syntrophic relationship in the anaerobic food chain is the association between 
hydrogen-producing bacteria and hydrogen-consuming bacteria. In this association 
hydrogen-producing bacteria degrade organic compounds to more simplistic 
compounds and hydrogen (Equation 5.4). 

glucose + 4H 2 -> 2 acetate + 2HCO3 + 2H + + 4H 2 (5.4) 

However, the degradation of organic compounds by hydrogen-producing bacte- 
ria occurs only if the partial pressure of hydrogen is kept low, that is, <10~ 4 atmos- 
pheres. Therefore, it is essential that hydrogen does not accumulate to a partial 
pressure >10"* atmospheres. In the anaerobic food chain, hydrogen is consumed and 
hydrogen partial pressure is maintained at a low value by hydrogen-consuming 
bacteria, including methane-forming bacteria. These organisms combine hydrogen 
with carbon dioxide to produce methane. 

As long as the hydrogen partial pressure is maintained at a low level, hydrogen- 
producing bacteria continue to degrade organic compounds and the anaerobic food 
chain continues to function. Fermentation under low partial pressure of hydrogen 
helps to ensure that fermentation products other than methane and carbon dioxide 
do not accumulate. 

The partial pressure of hydrogen in the rumen, in mud, and in anaerobic digesters 
is kept low by the microbial activity of methane-forming bacteria. This favors the 
organisms that produce hydrogen and acetate. The maintenance of a low hydrogen 
pressure is necessary for proper microbial activity within the anaerobic food chain. 

Acetate is the most important organic compound in the anaerobic food chain. 
Acetate is the substrate most commonly used by methane-forming bacteria and may 
be degraded in the absence of sulfate. In the presence of sulfate, acetate is not split 
to methane and carbon dioxide. 




Fermentation 



The term "fermentation" was first used by Pasteur to define respiration in the 
absence of free molecular oxygen. Fermentation can be broadly defined as respira- 
tion that occurs in the dark (no photosynthesis) and does not involve the use of free 
molecular oxygen, nitrate ions, or nitrite ions as the final electron acceptors of 
degraded organic compounds. Therefore, respiration may occur through several 
fermentative pathways including sulfate reduction, mixed acid production, and 
methane production. 

Fermentation is a form of anaerobic respiration. The bacteria that perform fer- 
mentation are facultative anaerobes and anaerobes. Fermentation involves the 
transformation of organic compounds to various inorganic and organic products. 
During fermentation a portion of an organic compound may be oxidized while 
another portion is reduced. It is from this oxidation-reduction of organic compounds 
that fermenting bacteria obtain their energy and produce numerous simplistic and 
soluble organic compounds. 

Fermentative bacteria are capable of performing a variety of oxidation-reduction 
reactions involving organic compounds, carbon dioxide, carbon monoxide (CO), 
molecular hydrogen, and sulfur compounds. Fermentative bacteria include faculta- 
tive anaerobes, aerotolerant anaerobes, and strict anaerobes. Some fermenta- 
tive bacteria such as the Clostridia (Table 6.1) and Escherichia coli (Table 6.2) 
produce a large variety of products, whereas other fermentative bacteria such as 
Acetobacterium produce a very small number of products. As environmental or 
operational conditions change, for example, pH and temperature, the bacteria that 
are active and inactive also change. These changes in activity are responsible for 
changes in the types and quantities of compounds that are produced through 
fermentation. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



43 



44 FERMENTATION 

TABLE 6.1 Fermentative Products of Clostridia 



Organic Inorganic 

Acetate Carbon dioxide 

Acetone Hydrogen 

Butanol 

Butyrate 

Ethanol 

Lactate 



TABLE 6.2 Fermentative Products of Escherichia coli 

Organic Inorganic 

Acetate Carbon dioxide 

2,3-Butanediol Hydrogen 

Ethanol 

Formate 

Lactate 

Succinate 



Some products of fermentative bacteria such as acetate and formate can be used 
as substrate for methane-forming bacteria. Some products of fermentative bacteria 
such as butyrate and propionate may be used as substrate for methane-forming bac- 
teria only if they are converted to compounds such as acetate and formate. Some 
products of fermentative bacteria cannot be used as substrate by methane-forming 
bacteria. Therefore, changes in operational conditions of an anaerobic digester such 
as pH and temperature determine which fermentative bacteria are dominant and 
consequently which fermentative products are dominant. These products in turn sig- 
nificant influence the activity of methane-forming bacteria and the efficiency of the 
anaerobic digester process. 

A relatively large variety of organic compounds and inorganic compounds are 
produced through fermentation. The compounds obtained through fermentation are 
dependent on the compounds fermented, the bacteria involved in the fermentation 
process, and the operational conditions that exist during fermentation. There are 
several types of fermentation, which are classified according to the major end prod- 
ucts obtained in the fermentation process (Equation 6.1). The types of fermenta- 
tion include acetate, alcohol (ethanol), butyrate, lactate, mixed acid, mixed acid and 
butanediol, propionate and succinate, sulfide, and methane (Figure 6.1). 

reactants — > products (6.1) 



ACETATE FERMENTATION 

Acetate is produced in several fermentative pathways. A large diversity of 
bacteria, collectively known as acetogenic or acetate-forming bacteria, produces 



ACETATE FERMENTATION 



45 



Hexose, e.g., 
Glucose, Fructose 



Lactate 
Ethanol, C02 




Butyrate, Butanol, 

Isopropanol, 

Ethanol, 

C02 



Propionate, 
Acetate, 
C0 2 



Lactate 


Alcohol 


Fermentation 


Fermentation 


Butyrate 


Butanediol 


Fermentation 


Fermentation 


Propionate 


Mixed Acid 



Ethanol, 
CO2 



Butanediol, 
C0 2 



Fermentation 



Fermentation 



Acetate, Ethanol, 
Formate, CO2 



Figure 6.1 There are numerous types of fermentation. The type of fermentation that occurs is clas- 
sified or named after the major product(s) obtained in the fermentation process. 



nongaseous acetate. These organisms include bacteria in the genera Aceto bacterium, 
Clostridium, and Sporomusa. Some acetogenic bacteria are thermophilic. 

Several biochemical reactions are used by acetogenic bacteria to produce acetate. 
Most acetogenic bacteria produce acetate from H 2 and C0 2 (Equation 6.2), while 
some produce acetate from H 2 and carbon monoxide (Equation 6.3). Some 
acetogenic bacteria produce acetate from C0 2 and methanol (Equation 6.4), and 
often six-carbon sugars or hexoses are degraded to acetate (Equation 6.5). Even 
propionate is converted to acetate. 



4H 2 + 2C0 2 -> CH3COOH + 2H 2 

4CO + 2H 2 -> CH3COOH + 2C0 2 

4CH 3 OH + C0 2 -> 3CH 3 COOH + 2H 2 

C 6 H 12 6 -> 3CH 3 COOH 



(6.2) 
(6.3) 
(6.4) 
(6.5) 



46 FERMENTATION 

ALCOHOL (ETHANOL) FERMENTATION 

Although alcohol fermentation is the domain of yeast (mostly Saccharomyces), 
alcohol is produced by several species of bacteria in the genera Erwinia, Sarcina, 
and Zymomonas. These organisms produce ethanol from the anaerobic degrada- 
tion of hexoses such as glucose (Equation 6.6). At relatively low pH values (<4.5), 
alcohol is produced by bacteria in the genera Enter obacter and Serratia. 

C 6 H 12 6 -> 2C 2 H 5 OH + 2C0 2 (6.6) 



BUTYRATE FERMENTATION 

Butyrate (CH 3 CH 2 CH 2 COOH) is a major fermentative product of many bacteria. 
Strict anaerobes in the genera Clostridium and Butyrivibrio ferment a variety of 
sugars to produce butyrate (Equation 6.7). Under low pH values (<4.5), several 
Clostridia produce small amounts of acetone and n-butanol. rc-Butanol is highly toxic 
to bacteria because of its interference with cellular membrane functions. 

hexose -> CH 3 CH 2 CH 2 COOH (6.7) 



LACTATE FERMENTATION 

A common product of many fermentative reactions is lactate. The production 
of lactate is achieved by the aerotolerant, strictly fermentative lactate-forming 
bacteria (Table 6.3). Lactate-forming bacteria are highly saccharolytic. 

There are three biochemical reactions for lactate production from sugars such as 
glucose (Equations 6.8, 6.9, and 6.10). In addition to glucose, other sugars fermented 
by lactate-forming bacteria include fructose, galactose, mannose, saccharose, lactose, 
maltose, and pentoses. 

glucose — > 2 lactate (6.8) 

glucose — > lactate + ethanol + C0 2 (6.9) 

2 glucose — > 2 lactate + 3 acetate (6.10) 



TABLE 6.3 Major Genera of Lactate-forming Bacteria 

Bifidobacterium 

Lactobacillus 

Leuconostoc 

Pediococcus 

Sporola c toba cillus 

Streptococcus 



METHANE FERMENTATION 47 



TABLE 6.4 Major Genera of Propionate-forming 
Bacteria and Succinate-forming Bacteria 

Bacteroides 

Clostridium 

Peptostreptococcus 

Ruminococcus 

Selenomonas 

Succinivibrio 

Veillonella 



PROPIONATE AND SUCCINATE FERMENTATION 

Anaerobic propionibacteria or propionate-forming bacteria (Table 6.4) ferment 
glucose and lactate (Equations 6.11 and 6.12). Lactate, the major end product of 
lactate fermentation, is the preferred substrate of propionate-forming bacteria. 
Although succinate (HOOCCH 2 CH 2 COOH) usually is an intermediate product of 
fermentation, some succinate is produced as an end product. 

1.5 glucose — > 2 propionate + acetate + C0 2 (6.11) 

3 lactate — > 2 propionate + acetate + C0 2 (6.12) 

Propionate is a major substrate of acid fermentation that can be converted to 
acetate and then used in methane production. Propionate increases to relatively 
high concentrations under adverse operational conditions. 



SULFIDE FERMENTATION 

Sulfate is reduced to sulfide by bacteria for two purposes. First, bacteria use sulfate 
as the principal sulfur nutrient. This is done by enzyme systems that reduce sulfate 
to sulfide. The reduction of sulfate to sulfide and its incorporation as a nutrient into 
cellular material is termed assimilatory sulfate reduction. Second, during sulfide fer- 
mentation or desulfurication, sulfate is reduced to sulfide as organic compounds are 
oxidized. Because the sulfide produced through fermentation is released to the envi- 
ronment and not incorporated into cellular material, sulfide fermentation is also 
known as dissimilatory sulfate reduction. 

There are two groups of sulfate-reducing bacteria — incomplete oxidizers and 
complete oxidizers (Table 6.5). Incomplete oxidizers degrade organic compounds 
to new bacterial cells, carbon dioxide, and acetate, ethanol, formate, lactate, and pro- 
pionate, whereas complete oxidizers degrade organic compounds to new bacterial 
cells and carbon dioxide. 



METHANE FERMENTATION 

Three types of methane-forming bacteria achieve methane production — two groups 
of obligate chemolithotrophic methanogens and one group of methylotrophic 



48 



FERMENTATION 



TABLE 6.5 Genera of Sulfate-reducing Bacteria 



Genus 



Species of Incomplete Oxidizers 



Species of Complete Oxidizers 



Desulfobacter 

Desulfobulbus 

Desulfococcus 

Desulfonema 

Desulfosarcina 

Desulfotomaculum 

Desulfovibrio 



X 



X 
X 



X 

X 
X 
X 
X 



methanogens. Chemolithotrophic methanogens produce methane from carbon 
dioxide and hydrogen (Equation 6.13) or formate (Equation 6.14). Carbon monox- 
ide also may be used by some chemolithotrophic methanogens in the production 
of methane (Equation 6.15). Methylotrophic methanogens produce methane by 
using methyl group (-CH 3 ) -containing substrates such as methanol (Equation 6.16), 
methylamine (Equation 6.17), and acetate (Equation 6.18). These organisms 
produce methane directly from the methyl group and not via carbon dioxide. 



CO, + 4H 9 -> CH 4 + 2H.O 



2HCOOH -> CH 4 + CO 



4CO + H 2 -> CH 4 + 3C0 2 

3CH 3 OH + 3H 2 -> 3CH 4 + 3H 2 

4 (CH 3 ) 3-N + 6H 2 -> 9CH 4 + 3C0 2 + 4NH 3 

CH3COOH -> CH 4 + C0 2 



(6.13) 
(6.14) 
(6.15) 
(6.16) 
(6.17) 
(6.18) 



MIXED-ACID FERMENTATION AND MIXED-ACID AND 
BUTANEDIOL FERMENTATION 



A large variety of bacteria in the genera Enterobacter, Escherichia, Erwinia, 
Salmonella, Serratia, and Shigella are responsible for mixed acid fermentation. 
These organisms ferment sugars to a mixture of acids — acetate, formate, lactate, and 
succinate. Carbon dioxide, hydrogen, and ethanol also are produced. The prevalence 
of acids among the products of mixed-acid fermentation account for the name of 
the fermentation process. 

Bacteria in the genera Enterobacter and Erwinia also produce 2,3-butanediol in 
addition to acids. Production of butanediol increases with decreasing pH (<6). 

In anaerobic digesters, acid production (Equation 6.19) takes place simultane- 
ously with methane production (Equation 6.20). Although several acids are pro- 
duced during acid fermentation, acetate is the primary substrate used for methane 
production in an anaerobic digester. 



polysaccharides — > glucose — Escherichia — > acetate 
acetate — Methano coccus —> methane + carbon dioxide 



(6.19) 
(6.20) 



MIXED-ACID FERMENTATION AND MIXED-ACID AND BUTANEDIOL FERMENTATION 49 



Cellulose 






glucose 




Figure 6.2 Cellulose is an insoluble starch or particulate organic waste. Cellulose must be hydrolyzed 
before it can be degraded. Exoenzymes releases by specific hydrolytic bacteria such as Cellulomonas 
add water to the chemical bonds between the glucose units that make up cellulose. Once the chem- 
ical bonds are hydrolyzed, glucose goes into solution and is absorbed by numerous bacteria and 
degraded inside the bacterial cells. 



For methane production to occur in municipal anaerobic digesters, complex, 
insoluble organic compounds must be converted to simplistic, soluble compounds 
that can enter bacterial cells. For example, cellulose is converted through bacterial 
action to numerous small and soluble molecules of glucose (Figure 6.2). Through 
acid fermentation, glucose is converted to acetate and, finally, acetate is converted 
to methane. The majority of large, complex, and insoluble organic compounds in 
municipal anaerobic digesters consist of three basic substrates — carbohydrates, 
lipids, and proteins. 

The fermentation of organic compounds by acid-forming bacteria and methane- 
forming bacteria also results in the growth of new bacterial cells or sludge. However, 
the energy obtained by the bacteria during fermentation (anaerobic respiration) 
is relatively small (compared with aerobic respiration) and this small quantity 
of energy results in production of a relatively small quantity of cells or sludge 
(Table 6.6). 



50 FERMENTATION 



TABLE 6.6 Sludge Production or Yield (kg VSS/kg 
COD) for Volatile Acid-forming and Methane-forming 
Bacteria 

Bacterial Group Yield (kg VSS/kg COD) 

Volatile acid-forming bacteria 0.15 

Methane-forming bacteria 0.03 



The production of acetate through fermentation is accompanied by the produc- 
tion of hydrogen. Acetate-forming bacteria produce acetate — the major substrate 
used by methane-forming bacteria — as long as the hydrogen partial pressure is low. 
A low partial hydrogen pressure is maintained in the digester as long as methane- 
forming bacteria use hydrogen to form methane. By removing hydrogen, acetate 
production is favored. 




Anaerobic Digestion Stages 



The anaerobic digestion process and production of methane is divided into stages. 
Three stages often are used to illustrate the sequence of microbial events that occur 
during the digestion process and the production of methane (Figure 7.1). These 
stages are hydrolysis, acid forming, and methanogenesis. The critical biochemical 
reactions within these stages are presented in Figure 7.2. 

The anaerobic digestion process proceeds efficiently if the degradation rates 
of all three stages are equal. If the first stage is inhibited, then the substrates for 
the second and third stages will be limited and methane production decreases. If the 
third stage is inhibited, the acids produced in the second stage accumulate. The inhi- 
bition of the third stage occurs because of an increase in acids and, consequently, 
loss of alkalinity and decrease in pH. The most common upsets of anaerobic 
digesters occur because of inhibition of methane-forming bacteria — the third stage. 

The anaerobic digestion process contains different groups of bacteria. These 
groups work in sequence, with the products of one group serving as the substrates 
of another group. Therefore, each group is linked to other groups in chainlike 
fashion, with the weakest links being acetate production and methane production. 



STAGE 1— HYDROLYSIS STAGE 

In the anaerobic digester complex insoluble compounds such as particulate and 
colloidal wastes undergo hydrolysis. Particulate and colloidal wastes consist of 
carbohydrates, fats, and proteins. These wastes are polymeric substances, that is, 
large insoluble molecules consisting of many small molecules joined together by 
unique chemical bonds. The small molecules are soluble and quickly go into solu- 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



51 



52 



ANAEROBIC DIGESTION STAGES 



Complex Substrates 



Hydrolysis, 

performed by hydrolytic bacteria 
(facultative anaerobes and anaerobes) 



Simple Substrates 



Acid production, including 

acetogenesis 

(facultative anaerobes and anaerobes) 



Acetate, Formate, CO2, CO, H2, 

Methanol, 
Methyl Amine, Propionate, Butyrate 



Methane production (methanogenesis) 



v 

CH4 + C02 

Figure 7.1 There are three basic stages of the anaerobic digestion process and production of 
methane. These stages include the solublization of complex organic compounds or hydrolysis, the 
production of simplistic acids or acid production, and the formation of methane or methane production. 



tion once the chemical bonds are broken. Hydrolytic bacteria or facultative anaer- 
obes and anaerobes that are capable of performing hydrolysis achieve breakage of 
these unique bonds. Hydrolysis is the splitting (lysis) of a compound with water 
(hydro). An example of an insoluble compound that undergoes hydrolysis in an 
anaerobic digester is cellulose (Figure 7.3). 

Cellulose [(C 6 H 12 6 ) n ] is an insoluble starch that is commonly found in primary 
and secondary municipal sludges. Cellulose may make up approximately 15% of the 
dry weight of the sludges. Cellulose consists of many sugar units or mers of glucose 
(C 6 H 12 6 ) joined together by unique chemical bonds. Although glucose is soluble 



STAGE 1— HYDROLYSIS STAGE 



53 



Hydrolysis 

Complex carbohydrates > Simple sugars 

Complex lipids > Fatty acids 

Complex proteins > Amino acids 

Acid Production 

Simple sugars + fatty acids + amino acids > organic acids, including acetate + alcohols 

Acetogenesis (acetate production) 

Organic acids + alcohols > acetate 

Methane production: acetoclastic methanogenesis 



Acetate 



CH4 + CO2 



Methane production: hydogenotrophic methanogenesis 



H2 + CO2 




Methane production: methyltrophic methanogenesis 



Methanol 



CH4 + H2O 



Figure 7.2 The critical biochemical reactions in the anaerobic digestion process and production of 
methane include hydrolysis, acid production, acetogenesis, and methane production. Methane pro- 
duction may occur through the use of acetate, hydrogen and carbon dioxide, and methanol. 



in water, the joining of the many mers of glucose by unique chemical bonds results 
in the production of the insoluble polymer cellulose. 

When cellulose is hydrolyzed in an anaerobic digester, many molecules of soluble 
glucose are released (Equation 7.1). Cellulose is hydrolyzed by the hydrolytic 
bacterium Cellulomonas . The bacterium is able to hydrolyze cellulose because it 
processes the enzyme cellulase, which is capable of breaking the bonds between the 
mers of glucose. 



(C 6 H 12 6 ) n + H 2 -> nC 6 H 12 ( 



(7.1) 



Anaerobic digesters at industrial wastewater treatment plants that degrade sim- 
plistic, soluble organic compounds such as glucose do not experience hydrolysis or 
stage 1. However, complex, soluble organic compounds such as table sugar (sucrose) 
must be hydrolyzed. Table sugar is a disaccharide consisting of two 6-carbon sugars, 
glucose and fructose, that are bonded together. Although soluble in water, table 
sugar is too complex to enter a bacterial cell where it can be degraded. Table sugar 



54 



ANAEROBIC DIGESTION STAGES 



Cellulose 




Figure 7.3 Cellulose is an insoluble starch or particulate organic waste. Cellulose must be hydrolyzed 
before it can be degraded. Exoenzymes releases by specific hydrolytic bacteria such as Cellulomonas 
add water to the chemical bonds between the glucose units that make up cellulose. Once the chem- 
ical bonds are hydrolyzed, glucose goes into solution and is absorbed by numerous bacteria and 
degraded inside the bacterial cells. 



must be hydrolyzed to glucose and fructose (Equation 7.2). After hydrolysis glucose 
and fructose can enter a bacterial cell and be degraded (Figure 7.4). 



sucrose + H 2 — > glucose + fructose 



(7.2) 



STAGE 2— ACID-FORMING STAGE 



In the acid-forming stage, soluble compounds produced through hydrolysis or dis- 
charged to the digester are degraded by a large diversity of facultative anaerobes 
and anaerobes through many fermentative processes. The degradation of these com- 
pounds results in the production of carbon dioxide, hydrogen gas, alcohols, organic 



STAGE 2— ACID-FORMING STAGE 



55 



Table sugar (sucrose) 



Glucose 



Exoenzymes 



Fructose 




Saccharolytic bacterium 



Glucose 




Figure 7.4 Although table sugar is soluble in water, table sugar is too large and complex to enter a 
bacterial cell. In order for bacteria to degrade table sugar, the sugar must be hydrolyzed to its indi- 
vidual units, glucose and fructose. Once hydrolyzed, glucose and fructose can enter the bacterial cell 
and be degraded. Hydrolysis of table sugar is achieved through exoenzymes, while degradation is 
achieved through endoenzymes. 



acids, some organic-nitrogen compounds, and some organic-sulfur compounds. 
(Table 7.1). The most important of the acids is acetate. 

Acetate is the principal organic acid or volatile acid used as a substrate by 
methane-forming bacteria. Carbon dioxide and hydrogen can be converted directly 
to acetate or methane. The presence of organic-nitrogen compounds and organic- 
sulfur compounds is due to the degradation of amino acids and proteins. The con- 
version of large soluble organic compounds to small soluble organic compounds 



56 ANAEROBIC DIGESTION STAGES 



TABLE 7.1 Major Acids and Alcohols Produced 
Through Fermentation Processes in Anaerobic 
Digesters 

Name Formula 

Acetate CH 3 COOH 

Butanol CH 3 (CH 2 ) 2 CH 2 OH 

Butyrate CH 3 (CH 2 ) 2 CH 2 COOH 

Caproic acid CH 3 (CH 2 ) 4 COOH 

Formate HCOOH 

Ethanol CH 3 CH 2 OH 

Lactate CH 3 CHOHCOOH 

Methanol CH 3 OH 

Propanol CH 3 CH 2 CH 2 OH 

Propionate CH 3 CH 2 COOH 

Succinate HOOCCH 2 CH 2 COOH 



TABLE 7.2 Alcohols, Organic-nitrogen Compounds, 
and Organic Acids Used as Substrates by Methane- 
forming Bacteria 

Substrate Chemical Formula 

Acetate CH 3 COOH 

Formate HCOOH 

Methanol CH 3 OH 

Methylamine CH 3 NH 2 



TABLE 7.3 Alcohol and Organic Acids Used Indirectly 
as Substrates by Methane-forming Bacteria 

Substrate Chemical Formula 

Ethanol CH 3 CH 2 OH 

Butyrate CH 3 CH 2 CH 2 COOH 

Propionate CH 3 CH 2 COOH 



results in little change in the organic strength of the compounds. Some of the organic 
compounds are converted to organic acids and alcohols, and some are converted to 
new bacterial cells. It is only in methane formation or the methanogenic stage that 
degradable organics are removed as methane and carbon dioxide. 

Within the pool of organic acids, alcohols, and organic-nitrogen compounds, there 
are those that can be used directly as a substrate by methane-forming bacteria 
(Table 7.2) and those that can be used indirectly (Table 7.3) if they are degraded to 
acetate by fermentative bacteria. If the methane-forming bacteria do not degrade 
the products of the second stage, the products will accumulate and produce an acid 
medium. 

Acetate can be produced not only through the fermentation of soluble organic 
compounds but also through acetogenesis. Acetogenesis occurs in the acid-forming 
stage. Here, many of the acids and alcohols, for example, butyrate, propionate, and 
ethanol, produced during the acid-forming stage may be degraded to acetate that 



STAGE 3—METHANOGENESIS STAGE 57 

can be used as a substrate by methane-forming bacteria. The production of acetate 
is accomplished through the activity of acetogenic or acetate-forming bacteria. 



STAGE 3—METHANOGENESIS STAGE 

In the methanogenic stage, methane is formed mostly from acetate and carbon 
dioxide and hydrogen gas. Methane is also formed from some organic compounds 
other than acetate (Table 7.2). Therefore, all other fermentative products must be 
converted to compounds that can be used directly or indirectly by methane-forming 
bacteria. Acids, alcohols, and organic-nitrogen compounds that are not degraded by 
methane-forming bacteria accumulate in the digester supernatant. The accumula- 
tion of these compounds is responsible for the relatively high organic strength or 
carbonaceous biochemical oxygen demand (cBOD) of the supernatant. 

As long as the "working velocity" of acid-producing bacteria and methane- 
forming bacteria are roughly the same, the metabolic activity of the methanogenic 
stage is safeguarded. If the methanogenic stage is safeguarded, the acids are broken 
down and a slightly alkaline medium is achieved from the overall process because 
of the formation of ammonia (NH 3 ) from amino groups (-NH 2 ) that are released 
through the degradation of proteins and amino acids. 

Ammonia released in the sludge often reacts with carbon dioxide and water, 
resulting in the production of ammonium carbonate that provides alkalinity to the 
system (Equation 7.3). The ammonium carbonate is available to react with the 
volatile acids that are present in the sludge. This reaction results in the production 
of volatile acid salts (Equation 7.4). 

NH 3 + C0 2 + H 2 -* NH4HCO3 (7.3) 

NH4HCO3 + RCOOH* -* RCOONH4 + H + + HCO3 (7.4) 

*R represents the non-carboxyl (-COOH) portion of the volatile acid. 

The decomposition of complex organic compounds to methane proceeds as 
rapidly as the compounds can be converted to substrates that are capable of being 
used by methane-forming bacteria. Within the anaerobic conversions and degrada- 
tions of organic compounds, the production of acetate is the rate-limiting step or 
"bottleneck" in the final degradation of complex organic compounds. For organic 
compounds that are poorly biodegradable, the hydrolysis stage may become the 
rate-limiting step. 



Part II 



Substrates, Products, 

and Biogas 




Substrates and Products 



In chemical reactions there are reactants and products (Equation 8.1). During chem- 
ical reactions, reactants (chemical compounds) undergo change and often release 
energy (heat) to the environment. The changes that occur to the reactants result in 
the formation of products (new chemical compounds). Often, a catalyst may be 
involved in a chemical reaction. The catalyst accelerates the rate of the chemical 
reaction and may be changed or consumed. 

reactants — catalyst — > products (8.1) 

Chemical reactions that occur inside bacterial cells are known as biochemical 
reactions. In biochemical reactions, reactants or substrates undergo change as bac- 
terial cells degrade them. As the substrates are degraded, energy is released and 
new compounds (products) are formed (Equation 8.2). 

substrates — > products (8.2) 

Some of the energy released by the substrates is captured by the bacterial cells 
and stored in high-energy phosphate bonds for use in cellular activity. Energy that 
is not captured by the bacterial cells is lost to the environment as heat. New bacte- 
rial cells and carbon dioxide are products of biochemical reactions that involve 
organic compounds (Equation 8.3). 

substrates (organic compounds) — > bacterial cells + carbon dioxide (8.3) 

Catalysts are involved in biochemical reactions. These catalysts are known as 
enzymes. Enzymes are large proteinaceous molecules that greatly accelerate the 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



61 



62 SUBSTRATES AND PRODUCTS 

TABLE 8.1 The Three Stages of Anaerobic Digestion of Solids 

Stage Activity Enzymes Used 

First Hydrolysis: Exoenzymes 

Solubilization of particulate and colloidal wastes 
Second Acid forming: Endoenzymes 

Conversion of soluble organic acids and alcohols to 
acetate, carbon dioxide, and hydrogen 
Third Methanogenesis: Endoenzymes 

Production of methane and carbon dioxide 



rate of biochemical reactions. However, enzymes, unlike chemical catalysts, are not 
altered or consumed during the reaction (Equation 8.4). 

substrates — bacteria and bacterial enzymes — > 

bacterial cells + carbon dioxide (8.4) 

During some biochemical reactions, intermediate products or "intermediates" are 
formed (Equation 8.5). Intermediates usually are short-lived, that is, they do not 
accumulate. However, specific environmental or operational conditions such as a 
change in pH or temperature may permit the accumulation of intermediates. The 
presence of some intermediates may result in operation problems in an anaerobic 
digester. 

substrates — intermediates — > bacterial cells + carbon dioxide (8.5) 

Initial substrates for bacteria in municipal anaerobic digesters include carbohy- 
drates, lipids, and proteins. These substrates are found as particulates such as the 
carbohydrate cellulose and as colloids such as proteins. 

The degradation process or digestion of solids within an anaerobic digester con- 
sists of three stages (Table 8.1). The first stage is the hydrolysis of particulate and 
colloidal wastes to soluble wastes in the form of organic acids and alcohols. The 
second stage is the conversion of the organic acids and alcohols to acetate, carbon 
dioxide, and hydrogen. The third stage is the production of gases, mostly methane, 
and new bacterial cells or sludge from acetate and hydrogen. Because a great diver- 
sity of bacteria are required in an anaerobic digester to perform hydrolysis, produce 
acetate and hydrogen, and produce methane, the substrate feed to the digester 
should contain a great diversity of wastes. 

The net results of anaerobic digestion of solids are significant decreases in 
percent solids and percent volatile solids in digester sludge. The first and second 
stages of anaerobic digestion are achieved through the activities of facultative 
anaerobes and anaerobes, whereas the third stage is achieved through the activity 
of only anaerobes, the methane-forming bacteria. 

Hydrolysis rates for particulate and colloidal wastes vary greatly according to 
the waste to be degraded and the operational conditions at the time of hydrolysis. 
Substrates hydrolyzed in the first stage consist of carbohydrates, lipids, and 
proteins. These substrates may be wasted to the digester from primary and second- 
ary sludges. 



CARBOHYDRATES 



63 



CARBOHYDRATES 

Carbohydrates are synthesized in the green leaves of plants by the conversion of 
carbon dioxide into glucose during photosynthesis. Carbohydrates are macromole- 
cules or polymers that contain numerous monomers of sugars (Figure 8.1). The 
range of lengths of the polymers or carbohydrates varies greatly. 

Within the digester all carbohydrates are degraded inside the cell of facultative 
anaerobes and anaerobes. Carbohydrates too large to enter the cell, that is, in an 
insoluble or complex soluble form, must be hydrolyzed into smaller, soluble sugars 



Mer or monomer, monosaccharide 




2 mers or disaccharide 



3-7 carbon sugar 






o 
















3-7 carbon sugar 



Many mers or polysaccharide 



3-7 carbon sugar 



3-7 carbon sugar 



3-7 carbon sugar 



3-7 carbon sugar 



Figure 8. 1 



64 



SUBSTRATES AND PRODUCTS 



outside the cell through the use of exoenzymes (Figure 8.2). Once hydrolyzed, the 
smaller, soluble sugars enter the cell, where they are degraded by endoenzymes. 

The monomers of carbohydrates are simple sugars (Table 8.2). These sugars are 
known as monosaccharides, and they contain three to seven carbon units. The 
common generic formulae for monosaccharides are (CH 2 0) 3 - (CH 2 0) 7 .The major 
monomers or monosaccharides in our diet are fructose and glucose. Although many 



3-7 carbon sugar 



Exoenzymes 



3-7 carbon sugar 



3-7 carbon sugar 





Saccrolytic bacterium 



3-7 carbon sugar 



Insoluble polysaccharide 



3-7 carbon sugar 




3-7 carbon sugar 



3-7 carbon sugar 
Z 



Endoenzymes 




3-7 carbon sugar 




Figure 8.2 Large, complex, and insoluble carbohydrates or polysaccharides must be hydrolyzed by 
sacchrolytic bacteria with the use of exoenzymes. Once solublized, the individual sugar units of the 
polysaccharides can enter the bacterial cells and can be degraded by endoenzymes. 



CARBOHYDRATES 65 



TABLE 8.2 Common Monosaccharides or Simple 
Sugars 

Monosaccharide Carbon Units Formula 



Deoxyribose 


5 


C 5 H 10 O 5 


Glucose (dextrose) 


6 


UeH^Og 


Galactose 


6 


OgH^Oe 


Fructose (levulose) 


6 


L>q\~\^2^6 


Ribose 


5 


C 5 H 10 O 5 


Mannose 


6 


OeH^Oe 



TABLE 8.3 Common Disaccharides 



Disaccharide Composition of Monosaccharides 

Lactose Galactose-Glucose 

Maltose Glucose-Glucose 

Sucrose Glucose-Fructose 

Cellobiose Galactose-Galactose 



TABLE 8.4 Common Polysaccharides 

Agar 

Amylopectin (starch) 

Amylose (starch) 

Cellulose 

Fiber 

Glycogen 

Pectin 

Vegetable gum 



monomers have identical chemical formulae, for example, glucose (CeH^C^) and 
fructose (C6H12O6), they are structurally different (Figure 8.3). 

When two monomers are linked together, disaccharides are formed (Table 8.3), 
and when numerous monosaccharides are linked together, polysaccharides are 
formed (Table 8.4). Major disaccharides in our diet are sucrose (table sugar) and 
lactose (milk sugar). Disaccharides are carbohydrates composed of monosaccha- 
rides linked by an acetal bond (-C-O-C-). Polysaccharides often are referred to as 
complex carbohydrates. The largest digestible polysaccharide in our diet is starch. 
This polysaccharide is found in grains such as wheat and rice, root vegetables such 
as potatoes, and legumes such as beans and peas. 

Although some sugars contain nitrogen and phosphorus, all sugars contain 
carbon, hydrogen, and oxygen. The basic chemical formula for sugars is (CH 2 0) x . 
The word "carbohydrate" was used originally to describe glucose — the hydrate of 
carbon (CH 2 0) or C 6 (H 2 0) 6 . 

Monosaccharides are water soluble and are quickly and easily transported across 
the cell wall and cell membrane into the bacterial cell. Disaccharides also are water 
soluble but must be converted or hydrolyzed to monosaccharides before they can 
enter the bacterial cell. 

Polysaccharides are very large, complex insoluble sugars that have a high molec- 
ular weight. These sugars require the presence of specific exoenzymes and, usually, 



66 



SUBSTRATES AND PRODUCTS 



H 



C 



=0 



CH20H 



B- 



-C 



-OH 



C 



=0 



HO 



-H 



HO 



-H 



B- 



-OH 



H 



-C 



-OH 



B- 



-OH 



B- 



-OH 



CH2OH 



Glucose 



CH2OH 

Fructose 



Figure 8.3 



TABLE 8.5 Acids and Alcohols Produced from 
Monosaccharide Degradation 



Genus 



End Product from Monosaccharide 
Degradation 



Clostridium 

Enterobacter 

Escherichia 

Lactobacillus 

Streptococcus 

Propionibacterium 



Butanol, butyrate, isopropanol 

Butanediol, ethanol, formate, lactate 

Acetate, ethanol, lactate, succinate 

Lactate 

Lactate 

Acetate, propionate 



several enzymatic steps to ensure their hydrolysis and degradation. Because of their 
insoluble nature, complex structure, and need for specific exoenzymes and numer- 
ous enzymatic steps, polysaccharides are degraded slowly. 

When disaccharides and polysaccharides are hydrolyzed, monosaccharides are 
released. When monosaccharides are degraded in an anaerobic digester, organic 
acids and alcohols are produced (Table 8.5). Many of these compounds are further 
degraded to volatile acids. 



LIPIDS 



Lipids are naturally occurring organic molecules found in animal and plant tissues. 
Lipids do not dissolve in water, that is, lipids are extracted from animal and plant 
tissues with nonpolar organic solvents such as ether. 



LIPIDS 



67 



H 



H 



-C 



-OH 



H 



-C 



-OH 



H 



-C 



-OH 



H 
Figure 8.4 



CH3(CH2)l4COOH 

saturated palmitic acid 

CH3(CH2)7CH=CH(CH2)7COOH 

unsaturated oleic acid 

Figure 8.5 



TABLE 8.6 Some Common Fatty Acids 



Name 



Carbon Units 



Saturated 



Unsaturated 



Number of Double Bonds 



Laurie 


12 


X 




Myristic 


14 


X 




Palmitic 


16 


X 




Stearic 


18 


X 




Linoleic 


18 




X 


Linolenic 


18 




X 


Oleic 


18 




X 







2 
3 
1 



There are numerous groups of lipids. The lipids most often wasted to a munici- 
pal anaerobic digester include fats and oils. These compounds are derived from glyc- 
erol (Figure 8.4). Glycerol combined with three fatty acids produces a triglyceride 
or fat. 

Fatty acids are straight-chain carbon compounds containing a terminal carboxylic 
acid group (-COOH) (Figure 8.5). There are approximately 40 naturally occurring 
fatty acids (Table 8.6). Fatty acids without a double bond (=) between carbon units 
are known as saturated fatty acids, for example, palmitic acid. Fatty acids with a 
double bond between carbon units (-C=C-) are known as unsaturated fatty acids, 
for example, oleic acid. Fatty acids with two or more double bonds between carbon 



68 SUBSTRATES AND PRODUCTS 

TABLE 8.7 Composition of Some Common Fats and Oils 



Fat/Oil 


Animal 


Vegetable 


Principle Saturated 


Principle Unsaturated 




Fat 


Oil 


Fatty Acid 


Fatty Acid 


Butter 


X 




Palmitic 


Oleic 


Lard 


X 




Palmitic 


Oleic 


Corn 




X 


Palmitic 


Oleic 


Olive 




X 


Palmitic, stearic 


Oleic 


Peanut 




X 


Palmitic 


Oleic 


Soybean 




X 


Palmitic 


Linoleic 



units are known as polyunsaturated fatty acids, for example, linoleic acid. Palmitic 
acid and stearic acid are the most abundant saturated fatty acids, and oleic acid and 
linoleic acid are the most abundant unsaturated fatty acids. 

Animal fats and vegetable fats or oils are the most abundant lipids in nature. 
Examples of animal fats include butter and lard, and examples of vegetable oils 
include corn, olive, peanut, soybean, and sunflower oils. All fats and oils have similar 
chemical structures. They are triglycerides. The three fatty acids of a triglyceride are 
not necessarily the same (Table 8.7). 

Large and complex fatty acids, fats, and oils are hydrolyzed in an anaerobic 
digester. The resulting small and simplistic molecules obtained from hydrolysis are 
degraded further to organic acids. 

In anaerobic digesters fats undergo degradation through two principal steps. 
First, the fats are hydrolyzed to glycerol and fatty acids. Lipase enzymes are used 
by bacteria to hydrolyze the fats. Glycerol is degraded, and the fatty acids released 
through hydrolysis are degraded two carbon units at a time. 



PROTEINS 

The principal nitrogenous wastes in municipal sludges are proteins. Proteins are 
complex, high molecular-weight compounds. These molecules have a relatively large 
surface area and do not dissolve in wastewater or settle out of wastewater. Proteins 
are made of amino acids that are either straight-chain (aliphatic) or ring-shaped 
(cyclic) in structure (Figure 8.6). There are 20 different amino acids. Regardless of 
their structure, all amino acids contain an amino group (-NH 2 ) and a carboxyl group 
(-COOH). The carboxyl group is the "acid" portion of the amino acid. 

Amino acids are joined together by peptide bonds to form proteins (Figure 8.7). 
Proteins consist of long chains of amino acids. Each protein has a unique composi- 
tion and sequence of amino acids in its chain. The complex proteins formed from 
peptide bonds cannot be transported into bacterial cells. The use of exoenzymes, 
namely, proteases or peptidases, by bacteria to hydrolyze peptide bonds permits 
the release of individual amino acids that are transported into bacteria cells (Figure 
8.8). Once inside the cell, amino acids undergo additional degradation resulting in 
the production of organic acids. Examples of amino acids fermented in anaerobic 
digesters include alanine (Equation 8.6), arginine, glutamate, glycine, and lysine 
(Table 8.8). 



PROTEINS 



69 



CH3CH2COOH 



NH2 



Alanine (aliphatic amino acid) 




H2CHCOOH 



NH 2 



Phenylalanine (cyclic amino acid) 
Figure 8.6 



H 2 




H 2 N-R 



amino acid-amino acid 
peptide bond 

Figure 8.7 Amino acids are joined together to form proteins. Amino acids are joined together through 
the production of peptide bonds. The bonds are produced by joining the hydroxy! group (-OH) in the 
carboxyl group (-COOH) of one amino acid with the amino group (-NH 2 ) of other amino acid. When 
the peptide bond is formed, water is produced. 



TABLE 8.8 Amino Acids Commonly Fermented in 
Anaerobic Digesters 



Amino Acid 



Fermenting Bacteria 



Alanine 
Arginine 

Glutamate 

Glycine 

Lysine 



Clostridium propionicium 
Clostridium spp. 
Streptococcus spp. 
Clostridium tetanomorphium 
Peptostreptococcus micros 
Clostridium sticklandii 



70 



SUBSTRATES AND PRODUCTS 



Amino acid 




Peptide bonds 



Amino acid 



Amino acid 



Amino acid 





Figure 8.8 Large, complex, and colloidal proteins must be hydrolyzed by bacteria with the use of 
exoenzymes. Once solublized, the individual amino acids of the proteins can enter the bacterial cells 
and can be degraded by endoenzymes. 



4H,NCH 9 COOH + 2H.O -> 4NH, + 2CO? + 3CH.COOH 



(8.6) 



The degradation of amino acids results in the production of a variety of organic 
acids including acetate and butyrate. Ammonia is released during the degradation 
of amino acids. Acetate and butyrate serve as substrates for methane-forming bac- 
teria, whereas ammonia increases digester alkalinity or may contribute to ammonia 
toxicity. 



VOLATILE ACIDS 71 

Proteins can be classified as simple or conjugated according to their chemical 
composition. Simple proteins are those that release only amino acids and no other 
compounds on hydrolysis. Blood serum albumin is an example of a simple protein. 
Conjugated proteins are more common than simple proteins and release amino 
acids and non-protein substances on hydrolysis. Glycoproteins that contain carbo- 
hydrates and lipoproteins that contain lipids are examples of conjugated proteins. 



VOLATILE ACIDS 

Some organic acids are known also as volatile acids or volatile fatty acids. These 
acids occur as substrates and products in the anaerobic digester. Many serve as sub- 
strate for methane-forming bacteria, and they are the products of the fermentative 
activities of facultative anaerobes and anaerobes. 

Volatile acid production in an anaerobic digester results in the production of 
methane. Although volatile acids vary in length, most volatile acids produced in 
an anaerobic digester are low-molecular-weight, short-chain acids, for example, 
formate (1 carbon unit), acetate (2 carbon units), propionate (3 carbon units), and 
butyrate (4 carbon units) (Table 8.9). 

These short-chain acids are known as volatile acids because they can vaporize or 
evaporate at atmospheric pressure. Of these acids, acetate is the predominant acid 
produced in an anaerobic digester. Approximately 85% of the volatile acid content 
of an anaerobic digester is acetate. All volatile acids are soluble in water 

As wastes are degraded, new bacterial cells or sludge are produced. The cellular 
growth or amount of sludge produced is expressed as net biomass yield [as per- 
centage of chemical oxygen demand (COD) removed]. Growth yield for several 
wastes is presented in Table 8.10. 



TABLE 8.9 Volatile Acids Commonly Found in 
Anaerobic Digesters 



Volatile Acid 


Number of 
Carbon Units 


Formula 


Formate 


1 


HCOOH 


Acetate 
Propionate 
Butyrate 
Valeric acid 


2 
3 
4 
5 


CH3COOH 
CH 3 CH 2 COOH 
CH 3 (CH 2 ) 2 COOH 
CH 3 (CH 2 ) 3 COOH 


Isovaleric acid 
Caproic acid 


5 
6 


(CH 3 ) 2 CHCH 2 COOH 
CH 3 (CH 2 ) 4 COOH 



TABLE 8.10 Growth Yields (as % of COD removed) 

Substrate (waste) Yield 

Alcohols 0.06-0.08 

Carbohydrates 0.08-0.15 

Organic acids 0.02-0.04 

Proteins 0.03-0.06 



72 SUBSTRATES AND PRODUCTS 

The higher the volatile solids feed to the digester, the larger the amount of 
volatile acids formed in the digester. The larger the amount of volatile acids in the 
digester, the greater the impact of volatile acids on digester alkalinity and pH. There- 
fore, sludges that have a high volatile content should be transferred slowly to an 
anaerobic digester. 




Bio gas 



Anaerobic digestion of municipal sludges results in the production of a mixture of 
gases (Figure 9.1). Collectively, these gases are referred to as digester gas or biogas. 
The only gas of economic value that is produced in an anaerobic digester is methane. 
In a properly operating digester most of the gas produced from a day's feed sludge 
appears within 24 hours. 

Methane can be used as a source of fuel. It is a natural flammable gas. Methane 
is odorless and burns cleanly (Equation 9.1). Pure methane has a heat value of 
1,000 Btu/ft 3 . When methane is mixed with carbon dioxide that is produced in an 
anaerobic digester, its heat value decreases significantly. 

CH 4 + 20 2 -* C0 2 + 2H 2 (9.1) 

Typically, biogas production in municipal anaerobic digesters is between 10 and 
25 ft 3 per pound of volatile solids degraded (cu ft/lb VS) or 0.75-1 .0m 3 /kg VS. The 
heat value of biogas is approximately 500-600 Btu/ft 3 , much lower than that of 
methane because of the dilution of methane by carbon dioxide. With increasing 
quantities of carbon dioxide in biogas, decreasing heat values of biogas occur. If the 
carbon dioxide content of biogas becomes too large, biogas will not allow for a 
self-sustained burn and supplemental fuel will be required. If the carbon dioxide 
fraction in the biogas increases above 30%, the acid concentration in the sludge 
increases and the pH drops below 7.0. At pH values below 7.0, significant acid fer- 
mentation occurs. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
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74 



BIOGAS 



CH4, C02, 
CO,H2,H2S,NH3, 

N2, N2O 




Figure 9. 1 



Sewer main 



Wastewater 



Biofilm 




Sediment 



Figure 9.2 Anaerobic respiration occurs in the sewer main. Anaerobic respiration occurs in the biofilm 
lining the inside of the sewer main and in the sediment. 



Numerous gases are produced in an anaerobic digester. The gases produced in 
largest quantities are methane and carbon dioxide. By volume, methane is 60% to 
65%, and carbon dioxide is 35 to 40%. Most municipal wastewater treatment plants 
use biogas to heat digesters to 32-35° C (90-95°F). The biogas also may be used to 
heat buildings. Biogas not used to heat digesters is simply flamed. 

When anaerobic digestion of sludges and wastewaters is interrupted by changes 
in operational conditions, numerous insoluble and volatile compounds are pro- 
duced. These compounds may be released wherever anaerobic digestion of organic 



BIOGAS 



75 



Sediment 




Figure 9.3 Within the sewer main aerobic respiration and anaerobic respiration occur. Bacteria on 
the surface of the biofilm that are exposed to free molecular oxygen use aerobic respiration. Bacteria 
beneath the surface of the biofilm that do not receive free molecular oxygen use anaerobic respira- 
tion using sulfate ions or mixed acid fermentation. Bacteria at the bottom of the sediment use anaer- 
obic respiration and produce methane. Because nitrate ions and nitrite ions are seldom found in sewer 
mains, anoxic respiration does not occur. 



compounds is interrupted. Many of these compounds are malodorous and often are 
released in sewer mains (Figures 9.2 and 9.3), lift stations, secondary clarifier sludge 
blanket, thickener, and anaerobic digester. The organic and inorganic compounds 
produced are listed in Tables 9.1 and 9.2. 

The organic compounds (Table 9.1) include methane and volatile organic com- 
pounds (VOC). The VOC contain volatile fatty acids (VFA), nitrogen-containing 
compounds, and volatile sulfur compounds (VSC). The production of nitrogen- 
containing VOC and VSC is usually due to the degradation of proteinaceous 
wastes. 

Of the inorganic gases (Table 9.2) produced in an anaerobic digester, hydrogen 
sulfide (H 2 S) is the most undesirable. If biogas contains too much hydrogen sulfide, 
the gas may damage digester equipment. Hydrogen sulfide can be scrubbed from 
biogas, but scrubbing is expensive and often cost-prohibitive for small wastewater 
treatment plants. Excess production of hydrogen sulfide is due to the excess of 
sulfur-containing wastes such as proteinaceous compounds that are transferred to 
the digester. 



76 



BIOGAS 



TABLE 9.1 Organic Gases Produced Through 
Microbial Activity in Anaerobic Digesters 



Name 


Formula 


VFA 


vsc 


Acetate 


CH3COOH 


X 




Butyrate 


CH 3 (CH 2 ) 2 CH 2 COOH 


X 




Caproic acid 


CH 3 (CH 2 ) 4 COOH 


X 




Formate 


HCOOH 


X 




Propionate 


CH 3 CH 2 COOH 


X 




Succinate 


CH3CHOHCOOH 


X 




Valeric acid 


CH 3 (CH 2 ) 3 COOH 


X 




Methane 


CH 4 






Cadaverine 


H 2 N(CH 2 ) 5 NH 2 






Dimethylamine 


CH 3 NHCH 3 






Ethylamine 


C 3 H 5 NH 2 






Indole 


C 8 H 13 N 






Methylamine 


CH 3 NH 2 






Putrescine 


H 2 N(CH 2 ) 4 NH 2 






Propylamine 


CH 3 CH 2 CH 2 NH 2 






Pyridine 


C 5 H 6 N 






Skatole 


C 9 H 9 N 






Trimethylamine 


CH 3 NCH 3 CH 3 






Allyl mercaptan 


CH 2 =CHCH 2 oH 




X 


Benzyl mercaptan 


C6n5CH 2 SH 




X 


Dimethyl sulfide 


(CH 3 ) 2 S 




X 


Ethyl mercaptan 


C 2 n5oH 




X 


Methyl mercaptan 


CH 3 SH 




X 


Thiocresol 


CH 3 C6n4SH 




X 


Thioglycolic acid 


HSCH 2 COOH 




X 



TABLE 9.2 Inorganic Gases Produced Through 
Microbial Activity in Anaerobic Digesters 



Name 



Formula 



Ammonia 
Carbon dioxide 
Carbon disulfide 
Carbon monoxide 
Hydrogen sulfide 
Nitrogen 
Nitrous oxide 



NH 3 

C0 2 

CS 2 

CO 

H 2 S 

N 2 

N 2 



The inorganic gases molecular nitrogen (N 2 ) and nitrous oxide (N 2 0) are pro- 
duced through anoxic respiration (denitrification) in the anaerobic digester. Anoxic 
respiration can occur with the transfer of nitrate ions (NO3) to the digester with 
sludges or the addition of nitrate-containing compounds such as sodium nitrate 
(NaN0 3 ) to increase digester alkalinity. 



Part III 



Operational Conditions 



10 



Introduction to 
Operational Conditions 



The rate-limiting reaction in anaerobic digestion is usually the conversion of volatile 
acids to methane. Methane-forming bacteria obtain very little energy from the 
degradation of volatile acids. Most of the energy released from the volatile acids is 
transferred to the methane. 

Because of the low energy yield obtained from volatile acids by methane-forming 
bacteria, their growth rate is restricted, that is, the amount of substrate utilization 
per unit of organisms is high. Therefore, bacterial growth or sludge production is 
low and optimum operational conditions must be maintained for satisfactory rates 
of solids destruction and methane production. These factors are responsible for the 
rate-limiting reaction of the conversion of volatile acids to methane. However, if the 
substrates fed to the anaerobic digester were mostly slowly degrading particulate 
materials, then the rate-limiting reaction would be the hydrolysis of the particulate 
material. 

Methane-forming bacteria are strict anaerobes and are extremely sensitive to 
changes in alkalinity, pH, and temperature. Therefore, operational conditions in the 
digester must be periodically monitored and maintained within optimum ranges. In 
addition to alkalinity, pH, and temperature, several other operational conditions 
should be monitored and maintained within optimum ranges for acceptable activ- 
ity of methane-forming bacteria. These conditions are gas composition, hydraulic 
retention time (HRT), oxidation-reduction potential (ORP), and volatile acid con- 
centration (Table 10.1). 

Process control of anaerobic digesters is often difficult, because numerous oper- 
ational conditions are interrelated and changes in one condition may directly or 
indirectly affect others. Also, the relatively low concentrations of solids and short 
solids retention times (SRTs) maintained in completely mixed digesters render the 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



79 



80 



INTRODUCTION TO OPERATIONAL CONDITIONS 



TABLE 10.1 Operational Conditions for Acceptable Activity of Methane-forming Bacteria and 
Methane Production 



Condition 



Optimum 



Marginal 



Alkalinity, mg/l as CaC0 3 

Gas composition 
Methane, % volume 
Carbon dioxide, % volume 

Hydraulic retention time, days 

PH 

Temperature, mesophilic 
Temperature, thermophilic 
Volatile acids, mg/l as acetic acid 



1 500-3000 



65-70 
30-35 
10-15 
6.8-7.2 
30-35°C 
50-56°C 
50-500 



1 000-1 500 
3000-5000 

60-65 & 70-75 
25-30 & 35-40 
7-1 & 1 5-30 
6.6-6.8 & 7.2-7.6 
20-30° & 35-40°C 
45-50° & 57-60°C 
500-2000 



process susceptible to toxic upsets and shock loadings. Another difficulty in achiev- 
ing proper digester operation is the presence of different bacterial groups that 
have different optimum values or ranges of values for operational conditions. For 
example, there are two optimal temperatures for anaerobic digestion of solids. The 
acid-forming bacteria have an optimum temperature at 30° C, and the mesophilic, 
methane-forming bacteria have an optimum temperature at 35°C. 



11 



Start-up 



Primary and secondary sludges that provide the substrates for an anaerobic digester 
also provide the bacteria needed for the hydrolysis and degradation of these com- 
pounds and the production of methane. Both facultative anaerobes and anaerobes 
including methane-forming bacteria are needed in an anaerobic digester. Faculta- 
tive anaerobes and anaerobes are needed for 1) the hydrolysis of particulate and 
colloidal compounds and 2) the degradation of soluble organic compounds to 
volatile acids. Methane-forming bacteria are needed for the degradation of volatile 
acids and the production of methane. 

To seed an anaerobic digester with an adequate population of facultative anaer- 
obes and anaerobes including methane-forming bacteria, a ratio of 1 : 10 of second- 
ary sludge to primary sludge may be used. Although the amount of secondary sludge 
is much less compared with primary sludge, the secondary sludge is highly con- 
centrated with facultative anaerobes. The primary sludge provides not only some 
facultative anaerobes but also many anaerobes including methane-forming bacte- 
ria and many organic particulates. 

Because methane-forming bacteria are strict anaerobes and die quickly in an 
activated sludge process, an anaerobic digester cannot be successfully seeded with 
secondary sludge alone. Therefore, primary sludge that contains an abundant pop- 
ulation of methane-forming bacteria is needed. Primary sludge performs three 
important roles during anaerobic digester start-up. These roles consist of seeding 
the digester with 1) methane-forming bacteria, 2) facultative anaerobes and anaer- 
obes, and 3) organic particulates. 

Once an anaerobic digester has been seeded properly and is operating efficiently, 
the digester can be fed secondary sludge alone. Secondary sludge contains numer- 
ous facultative anaerobes and many particulate and colloidal organics. Primary 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
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81 



82 



START-UP 



sludge contains only a relatively small number of facultative anaerobes that would 
not adequately replace the bacteria wasted from the digester during routine solids 
pumping and dewatering operations. 

Because the successful operation of an anaerobic digester requires the activity 
of an abundant and diverse population of methane-forming bacteria, seeding the 
digester that is heated to 35°C with fresh cow manure may be helpful. Seeding with 



TABLE 11.1 Chemicals Commonly Used for pH 
Adjustment and Alkalinity Addition 



Chemical 



Formula 



Ammonia, anhydrous 

Caustic soda 

Lime, quick 

Lime, hydrated 

Soda ash 

Sodium bicarbonate 



NH 3 

NaOH 

CaO 

Ca(OH) 2 

Na 2 C0 3 

NaHC0 3 




NH 2 



Figure 11.1 Cationic, polyacrylamide polymers are commonly used at wastewater treatment plants 
for solids capture and sludge thickening and dewatering. Often these polymers may be found in 
relatively large concentrations in anaerobic digesters. The degradation of the polymers results in the 
release of amino groups from the aery lam ide component of the polymer. The amino group is quickly 
converted to ammonia and then ammonium ions in the anaerobic digester. The conversion of ammonia 
to ammonium ions is pH dependent. 



START-UP 



83 



cow manure can be practiced during start-up or when the efficiency of the digester 
deteriorates, for example, when the digester goes "sour." Approximately 5 gallons 
of fresh cow manure should be added to the digester for every 100,000 gallons of 
digester sludge. The manure should be added daily until successful start-up or 
improved efficiency is obtained. 

Numerous methane-forming bacteria are alive and active deep within cow 
manure. Care should be taken not to expose the bacteria within the cow manure to 
the atmosphere. Methane-forming bacteria die quickly in the presence of free 
molecular oxygen. Difficulties during start-up of an anaerobic digester also can be 
overcome by inoculating a digester with previously digested sludge. 

During start-up, loading to the digester should proceed slowly. Careful monitor- 
ing and control of pH and alkalinity are essential. This is especially true when good 
seed is not available. The digester pH should be maintained within the optimum 
range of 6.8 to 7.2. The pH within this range is required for acceptable activity of 



Percent 
NH 3 

100 — 



Percent 

.+ 



NH4 



80 



60 



40 



20 











20 



40 



60 



80 



100 



7 



8 



10 



pH at 35°C 

Figure 11.2 The quantities of the reduced forms of nitrogen — ammonia and ammonium ion — in an 
anaerobic digester are pH dependent. Increasing pH results in the production of more ammonia, while 
decreasing pH results in the production of more ammonium ions. 



84 START-UP 

methane-forming bacteria; it also helps to ensure that adequate buffering capacity 
or alkalinity is present to neutralize the acids within the digester. 

Anaerobic digester start-up should proceed smoothly, and the time between 
initial digester feed sludge and stable operation should be as short as possible. 
Approximately 1 month will be required to achieve a steady-state condition or an 
efficiently operating digester. This condition is reflected by the production of burn- 
able biogas and a stable volatile acid-to-alkalinity ratio. 

Several chemicals can be added to an anaerobic digester to maintain proper pH 
and alkalinity (Table 11.1). The choice of chemical is dependent on cost, handling, 
safety, storage, and requirements for feeding the chemical to the digester. If the pH 
within the digester is greater than the optimum range, ammonia toxicity may occur. 

Ammonium ions (NH4) are a natural component of a municipal anaerobic 
digester. The ions are produced in the digester as a result of bacterial degradation 
of amino acids and proteins. Ammonium ions may be added to the digester in sec- 
ondary sludge as a result of protein degradation or in primary and secondary sludges 
that contain cationic polyacrylamide polymers. These polymers contain amino 
groups (-NH 2 ) that are released through bacterial activity. Once released, these 
groups form NH4 (Figure 11.1). 

Ammonia in the digester may be in the form of ammonium ions (ionized 
ammonia — NH4) or dissolved ammonia gas (nonionized ammonia — NH 3 ).The two 
forms are in equilibrium, and the relative concentration of each form is dependent 
on the digester pH (Figure 11.2). When the digester pH is 7.2 or lower, the presence 
of NH4 is favored. When the digester pH is greater than 7.2, the presence of NH 3 
is favored. Dissolved ammonia gas or NH 3 is toxic to bacteria, especially methane- 
forming bacteria. 

Ammonia toxicity can be avoided if the digester pH is maintained within the 
optimum range of 6.8 to 7.2 and the ammonia-nitrogen concentration does not 
increase into the range of 1500 to 3000 mg/1. An additional problem related to an 
increase in ammonia-nitrogen or alkalinity is foam and scum production. This 
problem often occurs during digester start-up. 



12 



Sludge Feed 



Because the predominant application of anaerobic digesters is the degradation of 
particulate and colloidal wastes, sludge feed or organic loading rates to digesters 
usually are expressed in terms of volatile solids (VS). Designed and recommended 
loadings for anaerobic digesters that are mixed and heated are 200-450 lb VS/ 
1000ft 3 /day (3.2-7.2 kg VS/m7day). However, loading rates of 30-501b VS/ 
1000ft 3 /day (0.5-0.6 kg VS/m 3 /day) are typical. Higher loading rates could be treated 
if a more concentrated sludge could be fed to the digester. 

The volatile solids loadings to anaerobic digesters are controlled in most waste- 
water treatment plants by the efficiency of the primary and secondary clarifiers in 
removing and concentrating sludge. Therefore, the thickening of sludge is an impor- 
tant operational factor affecting digester performance. 

Typically, raw sludges or feed sludges having low solids content are transferred 
to municipal anaerobic digesters . These sludges often contain 3-6% solids. These 
dilute feed sludges adversely impact digester operation. They reduce hydraulic 
retention time (HRT), reduce volatile solids destruction, and reduce methane 
production. 

The blending of primary and secondary sludges may be helpful in improving 
anaerobic digester performance (Figure 12.1). Primary sludge may be blended with 
thickened excess activated sludge, or blended primary and secondary sludges may 
be thickened. 

The percentage of primary sludge in feed sludge may influence VS reduction in 
the anaerobic digester. Generally, with increasing percent primary sludge in digester 
feed sludge, an increase in VS reduction can be expected. 

The HRT of anaerobic digesters is affected by not only the quantity of feed 
sludge but also the quantities of digested sludge, supernatant, and grit. Digested 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



85 



86 



SLUDGE FEED 



Scum 



Primary clarifier 




Scum 



Secondary clarifier 



Primary sludge 



Secondary sludge 



J 











' ^N 






-► 


Anaerobic 
Digester 


1 


' 




Thick 


ener 





Figure 12.1 Digester performance or treatment efficiency is affected by the blending of primary and 
secondary sludges. 



sludge and supernatant must be withdrawn on a routine basis, and grit must be 
removed as needed to ensure adequate retention time. Common operational prob- 
lems associated with anaerobic digesters are overpumping of raw sludge and exces- 
sive withdrawal of digested sludge. 




Retention Times 



There are two significant retention times in an anaerobic digester. These are solids 
retention time (SRT) and hydraulic retention time (HRT). The SRT is the average 
time that bacteria (solids) are in the anaerobic digester. The HRT is the time that 
the wastewater or sludge is in the anaerobic digester. The SRT and the HRT are the 
same for a suspended-growth anaerobic digester that has no recycle. If recycle of 
solids is incorporated in the operation of the digester, then the SRT and HRT may 
vary significantly. 

Because the generation time, that is, the time required for a population of bac- 
teria to double in size, of methane-forming bacteria is relatively long compared with 
aerobic bacteria and facultative anaerobic bacteria (Table 13.1), typical SRTs for 
anaerobic digesters are >12 days. Detention times <10 days are not recommended. 
At detention times <10 days significant washout of methane-forming bacteria 
occurs. This indicates that SRT, not HRT, is the more important retention time. The 
SRT is not greatly affected by the nature of the wastewater or sludge under treat- 
ment, unless the wastewater or sludge is toxic to the bacteria. 

Anaerobic digesters that utilize fixed-film media for the growth of bacteria favor 
the development of a concentrated mass (biomass) of bacteria that are attached to 
the media. The biomass prevents the washout of large numbers of bacteria and 
permits high SRT values. 

High SRT values are advantageous for anaerobic digesters. High SRT values 
maximize removal capacity, reduce required digester volume, and provide buffer- 
ing capacity for protection against the effects of shock loadings and toxic com- 
pounds in wastewaters and sludges. High SRT values also help to permit biological 
acclimation to toxic compounds. High SRT values may be achieved through two 
measures. First, the volume of the digester may be increased. Second, the concen- 
tration of the bacteria (solids) may be increased. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



87 



88 



RETENTION TIMES 



TABLE 13.1 Approximate Generation Times of Important Groups of Wastewater Bacteria 



Bacterial 
Group 



Function 



Approximate 
Generation Time 



Aerobic 
organotrophs 

Facultative 
anaerobic 
organotrophs 

Nitrifying bacteria 

Methane-forming 
bacteria 



Floe formation and degradation of soluble organics 
in the activated sludge and trickling filter processes 

Floe formation and degradation of soluble organics 
in the activated sludge and trickling filter processes, 
hydrolysis and degradation of organics in the 
anaerobic digester 

Oxidation of NH 4 + and N0 2 " in the activated sludge 
and trickling filter processes 

Production of methane in the anaerobic digester 



15-30min 



15-30min 



2-3 days 
3-30 days 



The conversion of volatile solids to gaseous products in an anaerobic digester is 
controlled by the HRT. The design of the HRT is a function of the final disposition 
of the digested sludge. The HRT may be relatively high or low, if the digested sludge 
is to be land applied or incinerated, respectively. However, increases in detention 
time >12 days do not contribute significantly to increased destruction of volatile 
solids. 

HRT values affect the rate and extent of methane production. Of all the opera- 
tional conditions within an anaerobic digester, for example, temperature, solids 
concentration, and volatile solids content of the feed sludge, HRT is perhaps the 
most important operational condition affecting the conversion of volatile solids to 
gaseous products. 



14 



Temperature 



Common recurring problems associated with anaerobic digesters are loss of heating 
capability and maintenance of optimum digester temperature. An acceptable and 
uniform temperature should be maintained throughout the digester to prevent 
localized pockets of depressed temperature and undesired bacterial activity. 
Variations in temperature of even a few degrees affect almost all biological activity 
including the inhibition of some anaerobic bacteria, especially methane-forming 
bacteria. Adequate mixing of the digester content prevents the development of 
localized pockets of temperature variation. 

Most methane-forming bacteria are active in two temperature ranges. These 
ranges are the mesophilic range from 30 to 35°C and the thermophilic range from 
50 to60°C. At temperatures between 40°C and 50°C, methane-forming bacteria are 
inhibited. Digester performance falters somewhere near 42°C, as this represents the 
transition from mesophilic to thermophilic organisms. 

Although methane production can occur over a wide range of temperatures 
(Figure 14.1), anaerobic digestion of sludge and methane production at municipal 
wastewater treatment plants is performed in the mesophilic range, with an optimum 
temperature of approximately 35° C (Table 14.1). 

Whenever digester temperature falls below 32° C, close attention should be paid 
to the volatile acid-to-alkalinity ratio. Volatile acid formation continues at depressed 
temperatures, but methane production proceeds slowly. Volatile acid production can 
continue at a rapid rate as low as 21 °C, whereas methane production is essentially 
nonexistent. Therefore, 32° C is the minimum temperature that should be main- 
tained, and 35° C is the preferred temperature. 

Although methane-forming bacteria are active and grow in several tempera- 
ture ranges (Table 14.2), most methane-forming bacteria are mesophiles. Some 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



89 



90 



TEMPERATURE 



U 



H 



60 



50 



40 



30 



20 



10 







Thermophilic methane-forming bacteria 



Mesophilic methane- forming bacteria 







20 



40 



60 



80 



Digestion time, days 



Figure 14.1 Methane production occurs over a relatively large range of temperature values. Most 
anaerobic digesters, especially those at municipal wastewater treatment plants, operate in the 
mesophilic range of temperatures. 



TABLE 14.1 Temperature Range for Methane 
Production for Municipal Anaerobic Digesters 



Temperature, °C 



Methane Production 



35 

32-34 
21-31 
<21 



Optimum 

Minimum 

Little, digester going "sour" 

Nil, digester is "sour" 



TABLE 14.2 Optimum Temperature Ranges for the 
Growth of Methane-forming Bacteria 



Bacterial Group 



Temperature Range, °C 



Psychrophiles 
Mesophiles 
Thermophiles 
Hyperthermophiles 



5-25 
30-35 
50-60 
>65 



methane-forming bacteria are psychrophiles, thermophiles, and hyperthermophiles 
or stearothermophiles. Anaerobic sludge digestion in the psychrophilic range 
usually is confined to small-scale treatment units such as Imhoff tanks, septic tanks, 
and sludge lagoons. Here the digestion process is not heated, and the temperature 
of the digester sludge is approximately equal to the outside environment. There- 
fore, the rate of digestion of sludge varies from season to season. Because of the 



TEMPERATURE 91 

TABLE 14.3 Comparison of Mesophilic and Thermophilic Digesters 



Feature 


Mesophilic Digester 


Thermophilic Digester 


Loading rates 


Lower 


Higher 


Destruction of pathogens 


Lower 


Higher 


Sensitivity to toxicants 


Lower 


Higher 


Operational costs 


Lower 


Higher 


Temperature control 


Less difficult 


More difficult 



depressed temperature of the digester sludge, the sludge retention time (SRT) is 
usually long, often greater than 12 weeks. 

Methane production in the thermophilic range is usually performed at industrial 
wastewater treatment plants that are able to heat wastewaters or sludges. A com- 
parison of advantages and disadvantages of mesophilic and thermophilic digesters 
is presented in Table 14.3. The greater destruction of pathogens by thermophilic 
digesters has drawn attention to their use to satisfy existing and proposed regula- 
tions for the disposal and reuse of municipal sludges. 

The rate of anaerobic digestion of sludge and methane production is proportional 
to digester temperature, that is, the higher the temperature the greater the destruc- 
tion rate of volatile solids and the production of methane. The rate of anaerobic 
digestion of sludge and methane production is considerably faster in thermophilic 
digesters than in mesophilic digesters. 

Although 25% to 50% more activity occurs in thermophilic digesters than in 
mesophilic digesters, there are several significant microbiological characteristics 
associated with thermophilic anaerobes and thermophilic digestion that may 
adversely affect digester performance. These characteristics include 1) the low bac- 
terial growth or yield (increase in population size) of these anaerobes, 2) the high 
endogenous death rates of these bacteria, and 3) the lack of diversity of these anaer- 
obes. These characteristics are responsible for 1) relatively high residual values 
of volatile acids, for example, >1000mg/l, and 2) inconsistent treatment of sludge 
during continuously shifting operational conditions. Also, thermophilic anaerobes 
are very sensitive to rapid changes in temperature. Therefore, fluctuations in digester 
temperature should be as small as possible, that is, <1°C per day for therm ophiles 
and 2-3°C per day for mesophiles. 

Temperature is one of the most important factors affecting microbial activity 
within an anaerobic digester, and methane production is strongly temperature 
dependent. Fluctuations in temperature affect the activity of methane-forming bac- 
teria to a greater extent than the operating temperature. 

Temperature influences not only methane-forming bacteria but also volatile 
acid-forming bacteria. Therefore, fluctuations in temperature may be advantageous 
to certain groups and disadvantageous to other groups. For example, a 10° C tem- 
perature increase can stop methane production or methane-forming bacterial activ- 
ity within 12 hours, while volatile acid production increases. Changes in the activity 
of different groups of volatile acid-forming bacteria result in changes in the relative 
quantities of organic acids and alcohols produced during fermentation. Changes in 
the quantities of organic acids and alcohols that are used directly and indirectly as 
substrates by methane-forming bacteria affect overall digester performance. 



92 TEMPERATURE 

The effect of temperature on hydrolysis of particulate and colloidal wastes is not 
very great. Hydrolytic bacteria are not as sensitive to temperature change as the 
acetate-forming bacteria and methane-forming bacteria. 

Temperature affects biological activity. This effect is due mostly to the impact of 
temperature on enzymatic activity or reactions. Therefore, increases in temperature 
result in more enzymatic activity whereas decreases in temperature result in less 
enzymatic activity. Because of the impact of temperature on enzymatic activity, SRT 
within digesters should increase with decreasing temperatures. 

Although anaerobic bacteria can be acclimated to operating temperatures 
outside their optimum range, biomass activity and digester performance may be 
adversely affected. Because methane-forming bacteria grow slowly and are very 
sensitive to small changes in temperature, acclimation must proceed very slowly. 




Nutrients 



Although nutrient needs for bacteria in aerobic and anaerobic biological treatment 
processes may be grouped as macronutrients and micronutrients, there are signi- 
ficant differences in nutrient requirements between these two treatment processes. 
These differences are due to the unique needs of methane-forming bacteria and the 
lower cell (sludge) yield of fermentative bacteria as compared to aerobic bacteria. 
Macronutrients, for example, nitrogen and phosphorus, are nutrients that are 
required in relatively large quantities by all bacteria. Micronutrients, for example, 
cobalt and nickel, are nutrients that are required in relatively small quantities by most 
bacteria. The inorganic nutrients critical in the conversion of acetate to methane — the 
rate-limiting reaction in an anaerobic digester — are the macronutrients nitrogen and 
phosphorus and the micronutrients cobalt, iron, nickel, and sulfur. 



MACRONUTRIENTS 

Macronutrient requirements for anaerobic biological treatment processes are much 
lower than the requirements for aerobic biological treatment processes such as 
activated sludge and trickling filter processes. The reduced requirement for macro- 
nutrients in anaerobic processes is due to lower cell (sludge) yield compared with 
aerobic processes from the degradation of equal quantities of substrate. 

The two macronutrients of concern in any biological treatment process are 
nitrogen and phosphorus. These nutrients are made available to anaerobic bac- 
teria, including methane-forming bacteria, as ammonical-nitrogen (NH4-N) and 
orthophosphate-phosphorus (HPO4-P). These nutrients, like all nutrients, are avail- 
able to bacteria only in a soluble form. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



93 



94 NUTRIENTS 

Although NH4-N is the preferred nitrogen nutrient for methane-forming bacte- 
ria, some methane-forming bacteria can obtain nitrogen from other sources. Some 
are able to fix molecular nitrogen (N 2 ), and some are able to use the amino acid 
alanine (CH 3 CHNH 2 COOH). Orthophosphate-phosphorus is the preferred phos- 
phorus nutrient. 

The amount of nitrogen and the amount of phosphorus needed to satisfy anaer- 
obic bacterial activity and maintain acceptable digester performance may be deter- 
mined by one of two methods. The first method consists of calculating the amount 
of nutrients that must be present in the digester feed sludge and, if necessary, adding 
the nutrient. In the second method, adequate residual concentrations of soluble 
nutrients must be found in the digester effluent. If these residual concentrations are 
not found, the nutrients must be added. 

Because carbonaceous biochemical oxygen demand (cBOD) is measured under 
aerobic conditions over a rather short test period (5 days) compared with relatively 
long digester retention times (>12 days), the resulting cBOD tends to underesti- 
mate the total oxygen demand present in a sample of sludge or wastewater. Also, 
oxygen is not used in an anaerobic digester to degrade organic compounds. There- 
fore, under anaerobic conditions of degradation of substrates in which oxygen is not 
used and hydrolysis of substrates occurs, cBOD underestimates the total strength 
of a sample of sludge or wastewater. These discrepancies have led to the use of 
chemical oxygen demand (COD) for characterization of the strength of a sample 
of sludge or wastewater. 

The amount of nitrogen and the amount of phosphorus that must be available 
in the digester can be determined from the quantity of substrate or COD of the 
digester feed sludge. Nutrient requirements for anaerobic digesters vary greatly at 
different organic loading rates (Figure 15.1). Generally, COD:N:P of 1000:7:1 and 
350:7:1 have been used for high-strength wastes and low loadings, respectively. 
These ratios have a C/N value of at least 25:1 that is suggested for optimal gas 
production. If either of these ratios is used, it is assumed that nitrogen is ap- 
proximately 12% of the dry weight of bacterial cells or sludge and phosphorus 
is approximately 2% of the dry weight of bacterial cells or sludge (Table 15.1). 
These ratios are based on the common empirical formula for cellular material, 
C 2 H 7 2 N. 

By assuming that 10% of the COD fed to the digester is converted to new bac- 
terial cells (C 2 H 7 2 N), that is, growth yield of 0.1 kg VSS/kg COD removed, the 
amount of nitrogen and phosphorus that are needed can be calculated. For example, 
if the COD of the digester feed sludge is 10,000 mg/1, and 80% of the COD is 
degraded, then the amount of nitrogen and the amount of phosphorus that are 
needed are 96 mg/1 and 16 mg/1, respectively (Figure 15.2). 

By ensuring residual values of ammonical-nitrogen and orthophosphate- 
phosphorus in the digester effluent, nitrogen and phosphorus should not be limited 
in the digester. Residual values of 5 mg/1 of NH4-N and 1-2 mg/1 of HPO4-P are 
commonly recommended. 

Adequate nutrient needs for anaerobic digesters may be determined by ensur- 
ing at least a minimum amount of a nutrient as a percentage of the COD loading 
to the digester. Table 15.2 lists some nutrient needs. 

If nutrient addition is required for nitrogen or phosphorus, several chemicals may 
be used. For nitrogen addition, ammonium chloride, aqueous ammonia, and urea 



MACRONUTRIENTS 



95 



3 

-d 

o 

.S 

• • 

Q 

O 

u 



2500:7 



2000:7 



1500:7 



1000:7 



500:7 



0.5 



1.0 



1.5 



kg COD/kg VSS per day 

Figure 15.1 Nutrient needs of an anaerobic digester are determined by the loading or the COD.N 
and COD.P in the feed sludge. With increasing COD loading there is a corresponding increase in 
nutrient needs for nitrogen and phosphorus. 



Influent COD 



10,000 mg/1 



Treatment efficiency 
COD removed 

Biomass growth (0.1 X 8,000) 
Nitrogen required (0.12 X 800) 
Phosphorus required (0.02 X 800) 

Figure 15.2 



c 



8,000 mg/1 

= 800mgVSS/l 

96 mg/1 

16 mg/1 



TABLE 15.1 Elementary Composition of Bacterial Cells 
(Dry Weight) 



Element 



Approximate Percent Composition 



Carbon 

Oxygen 

Nitrogen 

Hydrogen 

Phosphorus 

Sulfur 

Potassium 

Others 



50 

20 

12 

8 

2 
1 
1 
6 



96 



NUTRIENTS 



TABLE 15.2 Significant Nutrient Needs for Anaerobic Digesters 



Nutrient 


Mi 


icronutrient 


M; 


acronutrient 


Mi 


inimum Recommended 
(% of COD) 


Cobalt 




X 








0.01 


Iron 




X 








0.2 


Nickel 




X 








0.001 


Nitrogen 








X 




3-4 


Phosphorus 








X 




0.5-1 


Sulfur 




X 








0.2 



may be used. For phosphorus addition, phosphate salts and phosphoric acid may be 

used. 



MICRONUTRIENTS 



Because methane-forming bacteria possess several unique enzyme systems, they 
have micronutrient requirements that are different from those of other bacteria. 
The need for several micronutrients, especially cobalt, iron, nickel, and sulfide, is 
critical. Additional trace elements on which enzymes of methane-forming bacteria 
are dependent include selenium and tungsten. The incorporation of micronutrients 
in enzyme systems is essential to ensure not only proper degradation of substrate 
but also efficient operation of the digester. Cobalt, iron, nickel, and sulfide are 
obligatory micronutrients, because they are required by methane-forming bacteria 
to convert acetate to methane. Therefore, attention to macronutrient needs alone is 
grossly inadequate for methane-forming bacteria. 

Molybdenum, tungsten, and selenium may be obligatory micronutrients. Addi- 
tional micronutrients of concern are barium, calcium, magnesium, and sodium. 
Deficiencies for micronutrients in anaerobic digesters often have been mistaken for 
symptoms of toxicity. 

Although these micronutrients are usually present in sufficient quantities in 
municipal wastewater, the digester effluent should be analyzed to ensure that 
residual soluble quantities of these nutrients exist, especially in industrial waste- 
water treatment plants. The presence of adequate nutrients, especially micronu- 
trients, helps to minimize digester upsets caused by the accumulation of volatile fatty 
acids. 

Methane-forming bacteria are able to easily remove or "harvest" micronutrients 
from the bulk solution. The harvesting of micronutrients is accomplished through 
the production and excretion of extracellular "slime" that chelates and transports 
the nutrients into the cell (Figure 15.3). The use of extracellular slime permits 
"luxury" uptake of micronutrients, that is, the removal and storage of nutrients 
beyond the quantity that is needed. 

If it is necessary to add micronutrients to an anaerobic digester, yeast extract 
can be used. Yeast extract contains numerous amino acids, minerals, and vitamins, 
including the B vitamins biotin and folic acid. The addition of 1.5kg/m 3 of yeast 
extract at all loading rates should provide adequate micronutrients. 



NICKEL 



97 



Slime 




Cell wall 



Figure 15.3 Relatively large quantities of micronutrients are removed from the bulk solution by 
methane-forming bacteria through their adsorption to the slime that coats the bacterial cells. Once 
adsorbed the nutrients are then absorbed by the bacterial cells. 



COBALT 

Cobalt is required as an activator of enzyme systems in methane-forming bacteria. 
The incorporation of cobalt into enzyme systems provides for more efficient 
conversion of acetate to methane. 



IRON 



Although methane-forming bacteria have a relatively high iron requirement, 
and iron usually exists in high concentrations in the environment, it is difficult for 
methane-forming bacteria as well as anaerobic bacteria in general to assimilate iron. 
For iron to be assimilated, it must be in solution. Unfortunately, this requirement is 
usually not satisfied in the environment of methane-forming bacteria and other 
anaerobic bacteria. 



NICKEL 



Nickel is a unique micronutrient requirement for methane-forming bacteria, 
because nickel is generally not essential for the growth of most bacteria. For 
example, the F 430 enzyme in methane-forming bacteria contains nickel. The addition 
of nickel can increase acetate utilization rate of methane-forming bacteria. 

The requirement for nickel has long been overlooked because of the high back- 
ground level or presence of nickel in bacterial growth media. However, the lack of 
adequate usable nickel in the bulk solution of an anaerobic digester results in a 



98 



NUTRIENTS 




CH3 

d) 

CH2 



CH2 



H 



C 



NH2 



COOH 



Methionine 



Figure 15.4 



significant decrease in the rate of methane production, that is, decreased enzymatic 
ability to convert acetate to methane. 



SULFIDE 



Sulfide is the principle source of sulfur for methane-forming bacteria. For sulfide to 
enter a bacterial cell, it must exist as nonionized hydrogen sulfide (H 2 S). This form 
of sulfide occurs in a relatively high concentration within the pH range of 6.8 to 6.9, 
which is also near the pH of normal anaerobic digester operation. 

Additional sulfur sources for methane-forming bacteria are the amino acids cys- 
teine and methionine (Figure 15.4). These amino acids contain sulfur (S) or the thiol 
group (-SH), which releases sulfur on degradation of the amino acids. 

Although sulfide is considered a micronutrient for methane-forming bacteria, the 
sulfide content of these bacteria is relatively high. On a dry weight basis, approxi- 
mately 2.5% of the bacterial cell is sulfide. This quantity of sulfide also is approxi- 
mately 50% greater than the phosphorus content of the cell. 

Although sulfide is required in relatively high concentrations and is considered 
an obligate micronutrient, relatively high concentrations of sulfide present two sig- 
nificant problems for successful anaerobic digester operation. Sulfide presents oper- 
ational problems by precipitating trace metals or micronutrients and causing toxicity 
at high concentrations. 



16 



Alkalinity and pH 



Sufficient alkalinity is essential for proper pH control. Alkalinity serves as a buffer 
that prevents rapid change in pH. Enzymatic activity or digester performance is 
influenced by pH. Acceptable enzymatic activity of acid-forming bacteria occurs 
above pH 5.0, but acceptable enzymatic activity of methane-forming bacteria does 
not occur below pH 6.2. Most anaerobic bacteria, including methane-forming bac- 
teria, perform well within a pH range of 6.8 to 7.2. 

The pH in an anaerobic digester initially will decrease with the production of 
volatile acids. However, as methane-forming bacteria consume the volatile acids and 
alkalinity is produced, the pH of the digester increases and then stabilizes. At 
hydraulic retention times >5 days, the methane-forming bacteria begin to rapidly 
consume the volatile acids. 

In a properly operating anaerobic digester a pH of between 6.8 and 7.2 occurs 
as volatile acids are converted to methane and carbon dioxide (C0 2 ).The pH of an 
anaerobic system is significantly affected by the carbon dioxide content of the 
biogas. 

Digester stability is enhanced by a high alkalinity concentration. A decrease in 
alkalinity below the normal operating level has been used as an indicator of pending 
failure. A decrease in alkalinity can be caused by 1) an accumulation of organic 
acids due to the failure of methane-forming bacteria to convert the organic acids to 
methane, 2) a slug discharge of organic acids to the anaerobic digester, or 3) the 
presence of wastes that inhibit the activity of methane-forming bacteria. A decrease 
in alkalinity usually precedes a rapid change in pH. 

The composition and concentration of the feed sludge directly influence the alka- 
linity of the digester. For example, large quantities of proteinaceous wastes trans- 
ferred to the anaerobic digester are associated with relatively high concentrations 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



99 



100 ALKALINITY AND pH 

of alkalinity. The alkalinity is the result of the release of amino groups (-NH 2 ) and 
production of ammonia (NH 3 ) as the proteinaceous wastes are degraded. Also, 
thickened sludges have relatively high alkalinity. This alkalinity is due to the 
increased feed rate of proteins within the thickened sludges. 

Alkalinity is present primarily in the form of bicarbonates that are in equilibrium 
with carbon dioxide in the biogas at a given pH. When organic compounds are 
degraded, carbon dioxide is released. When amino acids and proteins are degraded, 
carbon dioxide and ammonia are released. 

The release of carbon dioxide results in the production of carbonic acid, bicar- 
bonate alkalinity, and carbonate alkalinity (Equation 16.1). The release of ammonia 
results in the production of ammonium ions (Equation 16.2). 

C0 2 + H 2 <-> H 2 C0 3 o H + + HCO3 ^ H + + COf" (16.1) 

NH 3 + H + ^ NH 4 + (16.2) 

The equilibrium between carbonic acid, bicarbonate alkalinity, and carbonate 
alkalinity as well as ammonia and ammonium ions is a function of digester pH 
(Figure 16.1). Bicarbonate alkalinity is the primary source of carbon for methane- 
forming bacteria. 

Significant changes in alkalinity or pH are introduced in an anaerobic digester 
by substrate feed or the production of acidic and alkali compounds, such as organic 
acids and ammonium ions, respectively, during the degradation of organic com- 
pounds in the digester. 

Alkalinity in an anaerobic digester also is derived from the degradation of 
organic-nitrogen compounds, such as amino acids and proteins, and the production 
of carbon dioxide from the degradation of organic compounds. When amino acids 
and proteins are degraded, amino groups (-NH 2 ) are released and alkalinity is 
produced. When amino groups are released, ammonia is produced. The ammonia 



Protein degradation (C,N,0,N,S) > 

(CH4, RCOOH, H2S) 
CO2 < — - > H2CO3 < — - > H+ + HCO3- < — - > H+ + CO3 2 - 

NH3 < — - > NH4+ + OH- 



Figure 16.1 



ALKALINITY AND pH 101 

dissolves in water along with carbon dioxide to form ammonium bicarbonate 
(NH4HCO3) (Equation 16.3). 

NH 3 + H 2 + C0 2 o NH4HCO3 (16.3) 

However, the degradation of organic compounds produces organic acids that 
destroy alkalinity. For example, as a result of the degradation of glucose, acetate is 
formed (Equation 16.4). This acid destroys alkalinity, for example, ammonium bicar- 
bonate (Equation 16.5), and the alkalinity is not returned until methane fermenta- 
tion occurs (Equation 16.6). 

C 6 H 12 6 -> 3CH 3 COOH (16.4) 

3CH 3 COOH + 3NH4HCO3 -> 3CH 4 COONH 4 + 3H 2 + 3C0 2 (16.5) 

3CH 3 COONH 4 + + 3H 2 -> 3CH 4 + 3NH 4 HC0 3 (16.6) 

Although anaerobic digester efficiency is satisfactory within the pH range of 
6.8 to 7.2, it is best when the pH is within the range of 7.0 to 7.2. Values of pH below 
6 or above 8 are restrictive and somewhat toxic to methane-forming bacteria 
(Table 16.1). To maintain a stable pH, a high level of alkalinity is required. 

If the feed sludge to the anaerobic digester does not contain alkali compounds 
or precursors of alkali compounds, alkalinity must be added to the digester to main- 
tain stable and acceptable values for alkalinity and pH. The quantity of alkalinity 
to be added should be based on the anticipated organic acid production capacity of 
the sludge feed (1 g of volatile acids per gram of volatile solids). Also, if the rate of 
acid production exceeds the rate of methane production, alkalinity must be added. 
A higher rate of volatile acid production than methane production usually occurs 
during start-up, overload, loss of adequate temperature, and inhibition. 

Alkalinity also may be lost or "washed out" of the digester. When increased 
wastewater temperature occurs, increased microbial activity within an activated 
sludge process occurs and buoyant sludge is usually produced. Increased pumping 
from the activated sludge process or thickener to the anaerobic digester occurs 
because of the presence of buoyant sludge. Increased pumping produces decreased 
digester hydraulic retention time (HRT) and "washout" of digester alkalinity. 



TABLE 16.1 Optimum Growth pH of Some Methane- 
forming Bacteria 



Genus pH 

Methanosphaera 6.8 

Methanothermus 6.5 

Methanogenium 7.0 

Methanolacinia 6.6-7.2 

Methanomicrobium 6.1-6.9 

Methanospirillium 7.0-7.5 

Methanococcoides 7.0-7.5 

Methanohalobium 6.5-7.5 

Methanolobus 6.5-6.8 

Methanothrix 7.1-7.8 



102 ALKALINITY AND pH 



TABLE 16.2 Chemicals Commonly Used for Alkalinity 
Addition 



Chemical 


Formula 


Buffering 
Cation 


Sodium bicarbonate 


NaHC0 3 


Na + 


Potassium bicarbonate 


KHCO3 


K + 


Sodium carbonate (soda ash) 


Na 2 C0 3 


Na + 


Potassium carbonate 


K 2 C0 3 


K + 


Calcium carbonate (lime) 


CaC0 3 


Ca 2+ 


Calcium hydroxide (quick lime) 


Ca(OH) 2 


Ca 2+ 


Anhydrous ammonia (gas) 


NH 3 


NH 4+ 


Sodium nitrate 


NaN0 3 


Na + 



Several chemicals can be used to adjust alkalinity and pH in an anaerobic digester 
(Table 16.2). Because methane-forming bacteria require bicarbonate alkalinity, 
chemicals that release bicarbonate alkalinity directly are preferred. Of these chem- 
icals, sodium bicarbonate and potassium bicarbonate are perhaps the best chemi- 
cals of choice because of their desirable solubility, handling, and minimal adverse 
impacts within the digester. For example, overdosing of these chemicals does not 
cause the pH of the digester to quickly rise above the optimum. Also, of all the 
cations released by the alkali chemicals used for alkalinity addition, sodium and 
potassium are the least toxic to the bacteria in the digester. Chemicals that release 
hydroxide alkalinity, for example, caustic soda, are not effective in maintaining 
proper alkalinity in the digester because of the bicarbonate alkalinity requirement 
of methane-forming bacteria. 

Lime (CaC0 3 ) may be used to increase digester pH to 6.4, and then either bicar- 
bonate or carbonate salts (sodium or potassium) should be used to increase the pH 
to the optimum range. Lime increases pH quickly and dramatically, but lime does 
not significantly increase alkalinity. Overdosing with lime may easily cause the pH 
to exceed the optimum pH range. 

Caution should be used when using hydrated lime or quick lime [calcium hydrox- 
ide (Ca(OH) 2 )] and soda ash [sodium carbonate (Na 2 C0 3 )] to increase alkalinity. 
Calcium hydroxide and sodium carbonate first react with soluble carbon dioxide in 
the sludge (Equations 16.7 and 16.8, respectively). If carbon dioxide is removed too 
rapidly or in too large a quantity from the sludge, then carbon dioxide from the 
biogas will replace the carbon dioxide lost from the sludge. When carbon dioxide is 
lost from the biogas, a partial vacuum condition develops under the digester dome. 
This condition may cause the digester cover to collapse. Also, as the concentration 
of alkalinity increases in the anaerobic digester, the continued use of quick lime 
results in the precipitation of calcium carbonate (Equation 16.9). 

Ca(OH) 2 + 2C0 2 -> Ca(HC0 3 ) 2 (16.7) 

Na 2 C0 3 + H 2 + C0 2 -* 2NaHC0 3 (16.8) 

Ca(OH) 2 + C0 2 -* CaC0 3 + H 2 (16.9) 

Anhydrous ammonia also may be used to adjust alkalinity and pH. Ammonia 
reacts with carbon dioxide and water, resulting in the production of ammonium 



ALKALINITY AND pH 103 

bicarbonate (Equation 16.10). Ammonium carbonate adds alkalinity and is avail- 
able to react with volatile acids, resulting in the production of volatile acid salts 
(Equation 16.11). 

NH 3 + C0 2 + H20 -> NH4HCO3 (16.10) 

NH4HCO3 + RCOOH* -> RCOONH 4 + H + + HCO3 (16.11) 

*R represents the non-carboxyl (-COOH) portion of the volatile acid. 

Anhydrous ammonia also may help to dissolve scum layers. Although the 
addition of anhydrous ammonia has several benefits for an anaerobic digester, there 
are some concerns. Anhydrous ammonia may produce a negative pressure in the 
digester by reacting with carbon dioxide. In addition, at elevated pH values excess 
ammonia gas may cause toxicity. 

If pH and alkalinity both must be increased in an anaerobic digester, sodium 
carbonate may be used to increase pH if it drops below 6.5. Sodium carbonate also 
replenishes alkalinity. If sodium bicarbonate, sodium carbonate, or sodium nitrate 
is added too rapidly to an anaerobic digester, a foaming problem may develop. 
Sodium bicarbonate and sodium carbonate release carbon dioxide on addition, 
whereas sodium nitrate releases molecular nitrogen (N 2 ) and nitrous oxide (N 2 0) 
upon addition. 

Caution also should be used when adding sodium nitrate, because the release 
of nitrate ions (NO3) increases the oxidation-reduction potential (ORP) of the 
digester. The ORP of the digester should not be allowed to increase above -300 mV, 
for example, -250 mV, because methane-forming bacteria cannot produce methane 
at ORP values greater than -300 mV in a mixed culture. 

Any chemical selected for addition to the digester should be added slowly to 
prevent any adverse impact on the bacteria due to rapid changes in alkalinity, pH, 
ionic strength, or ORP. 

Caution should be exercised in the choice of the chemical used for pH/alkalin- 
ity adjustments. The precipitation of CaC0 3 creates unwanted solids, and the large 
quantities of a single cation, for example, Na + , presents the potential for alkali metal 
toxicity. Therefore, it may be preferable to use mixtures of cations, for example, Ca 2+ 
from Ca(OH) 2 , Na + from NaOH, and K + from KOH, for pH/alkalinity control. 

Although the pH of the digester is more easily and quickly determined than the 
alkalinity of the digester, the pH is only an indication of what has already happened 
in the digester, whereas changes in alkalinity indicate what is happening in the 
digester. The alkalinity of the digester indicates whether alkalinity addition or cor- 
rective measures are needed. 

Excessive alkalinity in the digester should be avoided. Excess alkalinity can be 
destroyed or neutralized with the addition of ferric chloride or citrate. 



17 



Toxicity 



A variety of inorganic and organic wastes can cause toxicity in anaerobic digesters 
(Table 17.1). Many toxic wastes are removed in primary clarifiers and transferred 
directly to the anaerobic digester. Heavy metals may be precipitated as hydroxides 
in primary sludge, and organic compounds such as oils and chloroform are removed 
in primary scum and sludge, respectively. Industrial wastewaters often contain 
wastes that are toxic to anaerobic digesters. 

Although guideline values or ranges of values exist at which toxicity occurs for 
specific inorganic wastes (Table 17.2) and organic wastes (Table 17.3), methane- 
bacteria often can tolerate higher values by acclimating to the wastes. When toxic 
values of specific wastes for anaerobic digesters are assessed, the toxic value is deter- 
mined by several factors. These factors include 1) the ability of the bacteria to adapt 
to a constant concentration of toxic waste, 2) the absence or presence of other toxic 
wastes, and 3) changes in operational conditions. 

Toxicity in an anaerobic digester may be acute or chronic. Acute toxicity results 
from the rapid exposure of an unacclimated population of bacteria to a relatively 
high concentration of a toxic waste. Chronic toxicity results from the gradual and 
relatively long exposure of an unacclimated population of bacteria to a toxic waste. 

The population of bacteria may acclimate under chronic toxicity by two means. 
First, they may repair damaged enzyme systems in order to adjust to the toxic wastes 
or degrade the toxic organic compound. Second, they may grow a relatively large 
population of bacteria that is capable of developing the enzyme systems necessary 
to degrade the toxic organic compounds. The time of chronic toxicity in an anaer- 
obic digester is determined by 1) the time of contact between the toxic waste and 
the bacteria and 2) the ratio of toxic waste to the bacterial population (biomass or 
solids). 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



105 



106 TOXICITY 



TABLE 17.1 Inorganic and Organic Toxic Wastes to 
Anaerobic Digesters 

Alcohols (isopropanol) 

Alkaline cations (Ca 2+ , Mg 2+ , K + , and Na + ) 

Alternate electron acceptors, nitrate (NO3) and sulfate 

(SOf) 
Ammonia 

Benzene ring compounds 
Cell bursting agent (lauryl sulfate) 
Chemical inhibitors used as food preservatives 
Chlorinated hydrocarbons 
Cyanide 

Detergents and disinfectants 
Feedback inhibition 
Food preservatives 
Formaldehyde 
Heavy metals 
Hydrogen sulfide 

Organic-nitrogen compounds (acrylonitrile) 
Oxygen 

Pharmaceuticals (monensin) 
Solvents 
Volatile acids and long-chain fatty acids 



TABLE 17.2 Toxic Values for Selected Inorganic 
Wastes 

Waste Concentration (mg/l) in 

Influent to Digester 

Ammonia 1500 

Arsenic 1.6 

Boron 2 

Cadmium 0.02 

Chromium (Cr 6+ ) 5-50 

Chromium (Cr 3+ ) 50-500 

Copper 1-10 

Cyanide 4 

Iron 5 

Magnesium 1000 

Sodium 3500 

Sulfide 50 

Zinc 5-20 



TABLE 17.3 Toxic Values for Selected Organic Wastes 

Waste Concentration (mg/l) in 

influent to digester 

Alcohol, allyl 100 

Alcohol, octyl 200 

Acrylonitrile 5 

Benzidine 5 

Chloroform 10-16 

Carbon tetrachloride 10-20 

Methylene chloride 100-500 

1,1,1-Trichloroethane 1 

Trichlorofluoromethane 20 

Trichlorotrifluoroethane 5 



AMMONIA TOXICITY 107 

Indicators of toxicity in an anaerobic digester may appear rapidly or slowly 
depending on the type of toxicity and the concentration of the toxic waste. Indicators 
of toxicity include the disappearance of hydrogen, the disappearance of methane, 
decreases in alkalinity and pH, and an increase in volatile acid concentration. 

Wastes that are toxic to anaerobic digesters are numerous and diverse. Perhaps 
the three most commonly reviewed types of toxicity are ammonia, hydrogen sulfide, 
and heavy metals. Additional types of toxic wastes are listed in Table 17.1 and may 
be found in simple household detergents and complex anthropogenic organic 
compounds. Household detergents that contain the dispersing agent lauryl sulfate 
burst the cell walls of bacteria. Anthropogenic organic compounds include solvents 
and pesticides. These compounds are either highly chlorinated or contain cyanide 
(CN). 



AMMONIA TOXICITY 

Ammonical-nitrogen (NH4-N) or ammonium ions (NHJ), a reduced form of nitro- 
gen, may be transferred to an anaerobic digester or may be produced during the 
anaerobic degradation of organic nitrogen compounds such as amino acids and pro- 
teins. Reduced nitrogen exits in two forms, the ammonium ion and free or nonion- 
ized ammonia (NH 3 ).The effects of ammonical-nitrogen/ammonia in the anaerobic 
digester are positive and negative (Table 17.4). Ammonium ions are used by bac- 
teria in the anaerobic digester as a nutrient source for nitrogen. Free ammonia is 
toxic. 

The amount of each form of reduced nitrogen in an anaerobic digester is deter- 
mined by the digester pH, and the forms are in relatively equal amounts at pH 9.3 
(Equation 17.1). With increasing pH, the amount of free ammonia increases. With 
decreasing pH, the amount of ammonium ions increases. At pH 7, free ammonia 
accounts for approximately 0.5% of the total reduced nitrogen. 

NH 4 + o NH 3 + H + (17.1) 

Free ammonia is toxic to methane-forming bacteria. The toxic effects of ammonia 
as well as cyanide and hydrogen sulfide are determined by digester pH. All are toxic 
in their undissociated (nonionized) form, that is, NH 3 , HCN (Equation 17.2), and 
H 2 S (Equation 17.3). The pH effect on ammonia is direct, that is, with increasing pH 
ammonia is produced in large quantities. The pH effect on cyanide and hydrogen 
sulfide is indirect, that is, with decreasing pH cyanide and hydrogen sulfide are pro- 
duced in large quantities. Although methane-forming bacteria can acclimate to free 
ammonia, unacclimated methane-forming bacteria can be inhibited at free ammonia 
concentrations >50mg/l. 

TABLE 17.4 Effects of Ammonical-nitrogen/Ammonia in an Anaerobic Digester 

Ammonical-nitrogen (NH^/Dissolved Ammonia (NH 3 ), N Effect 

50-200 mg/l Beneficial 

200-1 000 mg/l No adverse effect 

1500-3000 mg/l Inhibitory at pH > 7 



108 TOXICITY 

HCN <-> CN" + H + (17.2) 

H 2 S <r± HS~ + H + (173) 

Concentrations of ammonia >50mg/l can be tolerated by methane-forming bac- 
teria if the bacteria have been acclimated. If methane-forming bacteria cannot be 
acclimated to free ammonia, digester pH can be decreased or digester feed sludge 
can be diluted to prevent ammonia toxicity. 

The toxic effects of free ammonia may be confined to methane-forming bacte- 
ria, and the precise concentration at which free ammonia is toxic remains uncertain. 
However, anaerobic digesters with acclimated populations of methane-forming 
bacteria can tolerate several hundred milligrams per liter of free ammonia. 
Ammonia concentrations >1500mg/l at high pH may result in digester failure. At 
concentrations above 3000 mg/1, free ammonia becomes toxic enough to cause 
digester failure. 

Variations in concentrations of free ammonia toxicity result from several opera- 
tional factors. These factors include digester alkalinity or buffering capacity, tem- 
perature, and sludge loading rates. 

Although relatively high concentrations of free ammonia, for example, 1500- 
3000 mg/1, can be inhibitory to methane-forming bacteria, ammonia inhibition may 
be "self-correcting." Because methane-forming bacteria are inhibited by free 
ammonia, volatile acid concentration increases. With an increase in digester volatile 
acids, the pH of the digester drops. The drop in pH converts much of the free 
ammonia to ammonium ions. 

A shock load of free ammonia (a concentration greater than the digester design 
limit) causes a rapid and large accumulation of volatile acids and a rapid and sig- 
nificant drop in pH. Besides volatile acid accumulation, loss of alkalinity, and drop 
in pH, a decrease in methane production also is indicative of ammonia toxicity. 

Ammonium ions perform several important roles in an anaerobic digester. 
Ammonium ions are the preferred bacterial nutrient for nitrogen. They also provide 
buffering capacity in an anaerobic digester. However, although ammonium bicar- 
bonate acts as a buffer, high ammonium bicarbonate concentrations resulting from 
the degradation of amino acids, proteins, and highly concentrated sludges may cause 
free ammonia toxicity. 

A common cause of digester failure is the presence of an unacclimated po- 
pulation of methane-forming bacteria at high ammonia concentrations. Therefore, 
methane-forming bacteria should be gradually acclimated to increasing concentra- 
tions of ammonia. 

HYDROGEN SULFIDE 

Bacterial cells need soluble sulfur as a growth nutrient and satisfy this need by using 
soluble sulfide (HS~). However, excessive concentrations of sulfides or dissolved 
hydrogen sulfide gas (H 2 S) cause toxicity. 

Hydrogen sulfide is one of the compounds most toxic to anaerobic digesters. The 
methane-forming bacteria are the bacteria that are most susceptible to hydrogen 
sulfide toxicity. Hydrogen-consuming methane-forming bacteria are more sus- 
ceptible to hydrogen sulfide toxicity than acetoclastic methane-forming bacteria. 
Acid-forming bacteria also are susceptible to hydrogen sulfide toxicity. 



HYDROGEN SULFIDE 



109 



H2S 



more problematic with 
decreasing pH 



HCN 



more problematic with 
decreasing pH 

CN" 




NH3 

more problematic with 
increasing pH 

NH4+ 



Cell wall 

Cell membrane 



Figure 17.1 The toxicity of hydrogen sulfide, hydrogen cyanide, and ammonia are pH dependent. In 
the non-ionized forms (H 2 S, HCN, and NH 3 ) toxicity can occur. In the non-ionized forms these mole- 
cules are capable of easily entering the bacterial cell and attacking enzyme systems. 



Soluble hydrogen sulfide toxicity occurs because sulfide inhibits the metabolic 
activity of anaerobic bacteria. Although the mechanism by which sulfide inhibits 
anaerobic bacteria is not completely understood, toxicity can occur at concentra- 
tions as low as 200mg/l at neutral pH. Because diffusion through a cell membrane 
is required to exert toxicity and non-ionized hydrogen sulfide diffuses more rapidly 
across a cell membrane than sulfide, hydrogen sulfide toxicity is pH dependent 
(Figure 17.1). 

Hydrogen sulfide is formed in anaerobic digesters from the reduction of sulfate 
and the degradation of organic compounds such as sulfur-containing amino acids 
and proteins. The amino acids cystine, cysteine, and methionine that are incorpo- 
rated into many proteins contain sulfur in a thiol group (-SH) that is released during 
the degradation of the amino acids (Figure 17.2). 

Sulfate is relatively non-inhibitory to methane-forming bacteria. Sulfate is 
reduced to hydrogen sulfide by sulfate-reducing bacteria (SRB). For each gram of 
chemical oxygen demand (COD) degraded by SRB 1.5 grams of sulfate are reduced 
to hydrogen sulfide. 

Several genera of anaerobic bacteria reduce sulfate or sulfur to hydrogen sulfide. 
The genus name of these bacteria begins with the prefix "Desulf." The genera 
include Desulfuromonas, Desulfovibrio, and Desulfomonas. SRB are similar to 
methane-forming bacteria with respect to habitat and cellular morphology or 
structure. 

The presence of hydrogen sulfide also can be due to the reduction of elemental 
sulfur. An additional source of sulfides is sulfate salts present in wastewaters from 
metallurgical industries. 



110 



TOXICITY 




CH3 



CD 



CH 2 



CH 2 



H 



C 



NH 2 



COOH 



Methionine 



Figure 17.2 



Sulfide in an anaerobic digester may be in the soluble or insoluble form. In the 
insoluble form such as lead sulfide (PbS) and iron sulfide (Fe 2 S 3 ), sulfide does not 
exert toxicity. Insoluble sulfide cannot enter bacterial cells. A common operational 
practice to prevent sulfide toxicity in anaerobic digesters is to add iron. This prac- 
tice precipitates the sulfide as iron sulfide, which gives the treated sludge a black 
color. Dissolved sulfide can react with any heavy metal except chromium. 

Although some of the sulfide leaves the digester sludge as free hydrogen sulfide 
gas, and some is precipitated as heavy metal salts, a portion of the sulfide remains 
dissolved. Concentrations of dissolved hydrogen sulfide above 200mg/l are toxic and 
should be reduced. 

Free hydrogen sulfide gas can be removed from digester sludge by the rapid 
production of carbon dioxide, hydrogen, and methane. Treatment measures that can 
be used to reduce soluble hydrogen sulfide include 1) diluting the sulfides, 2) se- 
parating and treating the sulfate/sulfide waste stream, 3) precipitating the sulfide as 
a metal salt, and 4) scrubbing and recirculating digester biogas. 

Sulfide toxicity is most likely to occur under low organic loadings. Under these 
conditions, insufficient biogas is produced. This deficiency in biogas production 
results in poor stripping of sulfide from the sludge. 



HEAVY METALS 



Numerous heavy metals such as cobalt (Co), copper (Cu), iron (Fe), nickel (Ni), and 
zinc (Zn) are found in wastewaters and sludges and are transferred to anaerobic 
digesters. These metals are referred to as "heavy" because of their undesired impact 
on wastewater treatment processes and operational costs including their accumula- 
tion in sludges. High concentrations of metals in sludges affect sludge disposal 
options and costs. 



HEAVY METALS 



111 



COO" 



coo- 



Key functional group 




Cell membrane 
Fibril 



Cell wall 



Figure 17.3 Heavy metals cause toxicity in the soluble form. The metals are adsorbed to the surface 
of the negatively charged, bacterial fibrils that extend into the bulk solution from the cell membrane 
through the cell wall. The fibrils are negatively charged by the ionization (loss of hydrogen) from key 
functional groups such as carboxyl (-COOH) and hydroxy! (-OH). Once adsorbed the metals are then 
absorbed by the bacterial cells. Inside the cells the metals attack enzyme systems. 



Although some heavy metals (cobalt, molybdenum, and nickel) at trace concen- 
trations serve as additives or activators that enhance enzymatic activity of methane- 
forming bacteria, heavy metals in moderate to excessive concentrations may cause 
toxicity in anaerobic digesters. 

Soluble heavy metals are removed from wastewaters and sludges through their 
adsorption to the surface of bacterial cells (Figure 17.3). Once absorbed, heavy 
metals exert toxicity by inactivating enzymatic systems. Inactivation occurs when 
the metals bind to the thiol groups in enzymes. Inactivation of enzymes results in 
digester failure. The concentration at which heavy metals exert toxicity is depend- 
ent on the composition of the digester feed sludge. 

Although heavy metals often are present in relatively high concentrations in 
anaerobic digesters, these metals usually do not cause toxicity. Most heavy metals 
are combined — not free — therefore, they cannot be adsorbed or absorbed by bac- 
teria, and toxicity cannot occur. 

Heavy metals can be combined through several mechanisms. Metal ions may be 
bonded to a variety of naturally occurring chelating compounds that are found in 
domestic and municipal wastewaters. Chelated metals cannot enter bacterial cells. 
Many metals in anaerobic digesters are present in the form of insoluble salts or pre- 
cipitates of oxides, hydroxides, sulfides, and carbonates. At pH values >7.5 signifi- 
cant precipitation of the salts of carbonate and sulfides occurs. Precipitated metals 
cannot enter bacterial cells. Metal salts in the form of chlorides and nitrates are 
soluble and undergo ionization that releases soluble heavy metal ions. 



1 12 TOXICITY 

Heavy metal ions that are very toxic to methane-forming bacteria at relatively 
low concentrations are copper, nickel, and zinc. These ions are soluble in anaerobic 
digesters. Reacting the ions to precipitate as metal sulfides can reduce the toxicity 
of these ions. Approximately 2 mg/1 of ions are precipitated as metal sulfides by 
1 mg/1 of sulfide. 

ALTERNATE ELECTRON ACCEPTORS 

The presence of nitrate ions (NO3) or sulfate ions (SOf) may inhibit methane- 
forming bacteria. Nitrate ions and sulfate ions may be found in relatively high con- 
centrations in industrial wastewaters or aerated and nitrified municipal wastewaters 
and sludges. 

Both ions adversely impact the activity of methane-forming bacteria by increas- 
ing the redox value within the anaerobic digester. Low redox values (less than 
-300 mV) are required for proper activity of methane-forming bacteria. 

Because SRB can out-compete methane-forming bacteria for substrates (acetate, 
alcohols, formate, hydrogen, and carbon dioxide) that are used for methane produc- 
tion, hydrogen sulfide production predominates over methane production. Here, 
organic compounds are oxidized to carbon dioxide and sulfate is reduced to hydrogen 
sulfide. 

ALKALINE CATIONS 

Four cations are associated with alkali compounds. These cations or metals are 
calcium (Ca), magnesium (Mg), potassium (K), and sodium (Na).The salts of these 
metals, for example, sodium hydroxide (NaOH), often are added to anaerobic 
digesters to increase alkalinity and pH.The cations also may be transferred to anaer- 
obic digesters from industrial wastes. 

The cations have stimulatory and inhibitory effects on anaerobic digesters. At 
relatively low concentrations (100-400 mg/1) the cations are desirable and enhance 
anaerobic bacterial activity. At concentrations >1500 mg/1 the cations begin to exhibit 
significant toxicity. Diluting the cation concentration can prevent cation toxicity. 

BENZENE RING COMPOUNDS 

Methane-forming bacteria are inhibited by a variety of benzene ring compounds 
(Figure 17.4). These compounds include benzene, pentachlorophenol, phenol, phe- 
nolic compounds, and toluene. 

Phenolic compounds include chlorophenols,nitrophenols, and tannins. Tannins are 
naturally occurring phenolic compounds found in fruits and vegetables, for example, 
apples, bananas, beans, cereals, and coffee. Tannins may exert toxicity at 700 mg/1. 

CHLORINATED HYDROCARBONS 

Chlorinated hydrocarbons are toxic to methane-forming bacteria (Table 17.4). Chlo- 
roform, for example, is toxic at a concentrations of 15 mg/1. However, methane- 
forming bacteria can acclimated to many chlorinated hydrocarbons. 



FEEDBACK INHIBITION 1 13 





Benzene (CftH^) 




PH3 




Toluene (C6H5CH3) 

vOH 





Phenol (C6H5OH) 
Figure 17.4 



CYANIDE 

Cyanide (-CN) and cyanide-containing compounds (cyano-compounds) are com- 
monly found in industrial wastewaters from metal cleaning and electroplating 
firms. In the metal finishing industry they are used in plating baths. Cyanide and 
cyano-compounds are toxic to methane-forming bacteria. Toxicity occurs at cyanide 
concentrations >100mg/l. Cyanide prevents methane production from acetate, 
but it may not prevent methane production from carbon dioxide and methanol. 
However, cyanide toxicity is reversible. The reversibility of toxicity is dependent 
on the concentration of cyanide and its time in the digester as well as the con- 
centration of solids (bacteria) in the digester, solids retention time (SRT), and 
temperature. 



FEEDBACK INHIBITION 

Fermentation often results in the production of several intermediates such as hydro- 
gen and volatile fatty acids that are toxic. The presence of toxicity that is caused by 
the production of hydrogen and volatile fatty acids is referred to as feedback 
inhibition. 

Excess hydrogen production and accumulation results in increased partial hydro- 
gen pressure. This increased pressure inhibits acetate-forming bacteria. Excess 
volatile fatty acid production and accumulation inhibits methane-forming bacteria 
through direct toxicity such as that caused by propionate or decreased alkalinity 
and pH. 



114 



TOXICITY 



CH4, C02 



Sludge feed 



Volatile acid 
production 



Methane 
production 



Figure 17.5 



TABLE 17.5 Chlorinated Hydrocarbons that are Toxic 
to Methane-forming Bacteria 

Chloroform 

Hexachlorocyclopentadiene 
Hexachloroethane 
Hexachloro-1 ,3-butadiene 
2,4-Dichlorophenol 



Feedback inhibition may be overcome by using a two-phase anaerobic digester 
system (Figure 17.5). This system separates volatile acid production and methane 
production. The system also provides improved stability and increased resistance to 
toxic wastes. Long SRTs also allow the bacteria to increase in number and permit 
the bacteria to acclimate to toxic wastes. 



FORMALDEHYDE AND PHENOLIC WASTES 

Formaldehyde (H 2 CO) is an example of an organic compound that is degradable at 
low concentrations but toxic at high concentrations. Phenolic wastes are additional 
examples (Table 17.5). 

Formaldehyde is toxic to methane-forming bacteria. Toxicity occurs at concen- 
trations >100mg/l. The inhibited activity of methane-forming bacteria recovers at 
lower concentrations. 



VOLATILE ACIDS AND LONG-CHAIN FATTY ACIDS 



The presence of a relatively high concentration of short-chain (1-3 carbon units), 
nonionized volatile acids such as acetate, butyrate, and propionate causes a decrease 
in the concentration of alkalinity and a drop in pH. Propionate is perhaps the most 
toxic of the volatile acids and may exert toxicity at concentrations <5 mg/1. 

Toxicity is exerted at near-neutral pH values and occurs in populations of acid- 
forming bacteria and methane-forming bacteria. The presence of an excess concen- 
tration of volatile acids can be corrected with the addition of an alkaline compound. 



RECALCITRANT COMPOUNDS 



115 



TABLE 17.6 Phenolic Wastes That Are Toxic to 
Methane-forming Bacteria 

Nitrobenzene 
2-Nitrophenol 
4-Nitrophenol 



TABLE 17.7 Long-Chain Fatty Acids That Inhibit Methane Production from Acetate 



Fatty Acid 



Carbon 
Units 



Saturated/ 
Unsaturated 



Formula 



Caprylic (octanoic) 
Capric (decanoic) 
Laurie (dodecanoic) 
Myristic (tetradecanoic) 
Oleic (c/s-9-octadecanoic) 



8 


Saturated 


CH 3 (CH 2 ) 6 COOH 


10 


Saturated 


CH 3 (CH 2 ) 8 COOH 


12 


Saturated 


CH 3 (CH 2 ) 10 COOH 


14 


Saturated 


CH 3 (CH 2 ) 12 COOH 


18 


Unsaturated 


CH 3 (CH 2 ) 7 CH=CH(CH 2 ) 7 COOH 



Because the chemical composition and structure of several long-chain fatty acids 
are similar to those of the lipid components in the cell wall of acetoclastic bacteria 
and methane-forming bacteria, the fatty acids dissolve in the cell wall. Once 
dissolved in the cell wall, the acids inhibit the activity of the bacteria at very low 
concentrations. 

Long-chain fatty acids of concern include capric, caprylic, lauric, myristic, and 
oleic acids (Table 17.6). The acids contain carbon chains of 8 to 18 units. Although 
lauric acid is the most toxic of the long-chain fatty acids, combinations of these acids 
produce a synergetic effect. Wastewaters that contain significant quantities of 
long-chain fatty acids include domestic, edible oil refinery, palm oil processing, 
slaughterhouse, and wool scouring (coning oil). Long-chain fatty acids concentra- 
tions >500g/l may cause toxicity in anaerobic digesters. 



RECALCITRANT COMPOUNDS 



Difficult to degrade or recalcitrant compounds in anaerobic digesters may cause 
toxicity to methane-forming bacteria. Examples of these compounds include 
aliphatic hydrocarbons and some chlorinated compounds such as lignin, humic sub- 
stances, and chlorinated biphenyls. The recalcitrant compounds become even more 
difficult to degrade when they contain alkyl groups, halogens, nitro groups, and sulfo 
groups. 



18 



Mixing 



Anaerobic digester content should be mixed. Mixing enhances the digestion process 
by distributing bacteria, substrate, and nutrients throughout the digester as well as 
equalizing temperature. The metabolic activities of acetate-forming bacteria and 
methane-forming bacteria require that they be in close spatial contact. Slow, gentle 
mixing ensures that contact. Also, mixing provides for efficient hydrolysis of wastes 
and production of organic acids and alcohols by acid-forming bacteria. For example, 
insoluble starches are kept from clumping by mixing action. This allows the 
hydrolytic bacteria to attack a much larger surface area of the starches and provides 
for their rapid hydrolysis. 

Mixing minimizes the settling of grit and reduces the buildup of scum. Over 
lengthy periods of operation, solids accumulation can reduce digester performance 
as the reactor hydraulics become restricted by localized dead volumes and 
short-circuiting of sludge flow. The advantages of mixing digester content are listed 
in Table 18.1. 

Mixing can be accomplished through mechanical methods or gas recirculation. 
These methods include external pumps, gas injection or recirculation from the floor 
or roof of the digester, propellers or turbines, and draft tubes. Mechanical mixers 
are more effective than gas recirculation, but they often become clogged or fouled 
with digester solids. 

Mixing methods may be grouped into two modes. An intermediate mode incor- 
porates heating with limited mixing achieved through the recycle of sludge in a 
heat exchanger (Figure 18.1). A rapid mode or high rate (Figure 18.2) incorporates 
heating and complete mixing and provides significant volatile solids destruction 
(Figure 18.2). 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



117 



118 



MIXING 



TABLE 18.1 Advantages of Mixing Digester Content 



Eliminating or reducing scum buildup 

Eliminating thermal stratification or localized pockets of depressed temperature 
Maintaining digester sludge chemical and physical uniformity throughout the tank 
Rapid dispersion of metabolic wastes (products) produced during substrate digestion 
Rapid dispersion of any toxic materials entering the tank (minimizing toxicity) 
Prevent deposition of grit 




Recirculated sludge 




Heat exchanger 



Figure 18.1 



Heat 

exchanger 



Feed sludge 




Digested sludge 




Figure 18.2 



MIXING 119 

Sludge recirculation can be used for mixing digester content, but this method 
generally is not used. When the method is used, sludge is recirculated through heat 
exchangers and modest mixing is achieved. Sludge recirculation often is used when 
no mixing equipment is available. 

Mixing need not be continuous to achieve acceptable volatile solids destruction. 
Continuous mixing is costly and requires a facility that will enhance the separation 
of digested solids from the liquid phase. Routine mixing of digester content, for 
example, three to six periods of mixing per day of 1- to 3-hour duration for each 
mixing period, may be an efficient alternate to continuous mixing. 

Methane-forming bacteria are very sensitive to rapid mixing. If rapid mixing 
continuously washes out methane-forming bacteria in the effluent, then retention 
periods of <7 days are not realistic. 



Part TV 



Process Control and 

Troubleshooting 



19 



Upsets and 
Unstable Digesters 



Under steady-state conditions the anaerobic digester operates without difficulty. 
Adequate mixing and proper, uniform temperature contribute to a steady-state 
condition. However, interruptions of this condition do occur, resulting in upsets and 
unstable digesters. 

Seven basic conditions are responsible for upsets or unstable anaerobic digesters 
(Table 19.1). Many of the conditions are directly or indirectly related and include 
hydraulic overload, organic overload, pH changes, temperature fluctuations, toxic- 
ity, large withdrawal of sludge, and sudden changes. Air contamination (presence of 
oxygen) is possible. 

There are several indicators of unstable anaerobic digesters (Table 19.2). These 
indicators are either increases or decreases in specific operational values. The indi- 
cators include decreases in biogas production and methane production, decreases 
in alkalinity and pH, decrease in volatile solids destruction, and increases in volatile 
acid concentration and percent carbon dioxide in the biogas. 

With respect to indicators of unstable digesters, several comments are worth 
noting. Biogas production is not as meaningful as methane production, because only 
methane production represents final degradation of organic compounds. Although 
a decrease in methane production is associated with an unstable digester, a decrease 
in methane production also may be associated with a change (less substrate) in the 
composition of the feed sludge. 

Methane production and alkalinity may be correlated, and this correlation may 
be used as an indicator of an unstable digester. A decrease in methane production 
and a decrease in alkalinity indicate toxicity occurring in methane-forming bacte- 
ria. A decrease in methane production and no significant change in alkalinity indi- 
cate toxicity occurring in methane-forming bacteria and acid-forming bacteria. An 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



123 



124 



UPSETS AND UNSTABLE DIGESTERS 



TABLE 19.1 Conditions Responsible for Upsets and Unstable Anaerobic Digesters 



Condition 



Example 



Hydraulic overload 

Organic overload 

pH changes 

Temperature fluctuations 

Toxicity 

Large withdrawal of sludge 

Sudden changes 



Overpumping of dilute feed sludge 

Overpumping of concentrated feed sludge 

Drop in pH (<6.8) and loss of alkalinity 

Overpumping of feed sludge 

Specific inorganic and organic wastes 

Excess withdrawal of sludge and reduced retention time 

Rapid increase in nitrate ion concentration 



TABLE 19.2 
Digesters 



Indicators of Unstable Anaerobic 



Indicator 


Decrease 


Increase 


Biogas production 


X 




Methane production 


X 




Alkalinity 


X 




PH 


X 




Volatile solids destruction 


X 




Volatile acid concentration 




X 


Percent C0 2 in biogas 




X 



increase in effluent volatile solids also will take place if toxicity to both groups of 
bacteria occurs. However, this increase will take at least one hydraulic retention 
time (HRT). 

HYDRAULIC OVERLOAD 

Hydraulic overload is defined as occurring when HRT is reduced to a value at which 
the methane-forming bacteria cannot reproduce fast enough to avoid washout. 
Hydraulic overload may be the result of the transfer of too large a quantity of 
dilute sludge, sludge production exceeding digester capacity, or reduction in digester 
volume. Grit accumulation and scum formation contribute to decreased digester 
capacity. A washout of alkalinity accompanies a hydraulic overload. 

The washout of alkalinity results in a loss of digester buffering capacity and the 
buildup of organic acids. The buildup of organic acids is commonly referred to as a 
"sour" digester. Neutralizing some of the acids with alkali or caustic compounds 
may accelerate recovery of a sour digester. 

Additional concerns related to a hydraulic overload include: 

• Increased heating requirements 

• Increased sludge dewatering and disposal costs 

• Decreased methane production 

• Decreased volatile solids destruction. 



Dilute raw sludges are produced through several operational conditions. The 
sludges may be the result of clarifier design, sludge removal equipment, and sludge 



ORGANIC OVERLOAD 125 

pumping schedules, especially in warm wastewater temperatures. Concerns that are 
related to the production of malodors during warm wastewater temperatures often 
dictate that dilute sludges be pumped to the digester before adequate thickening 
can occur. 



ORGANIC OVERLOAD 

An organic overload is usually accompanied by a relatively high concentration 
of nitrogenous wastes in municipal wastewater treatment plants. The release of 
ammonia during the degradation of the nitrogenous wastes may result in ammonia 
toxicity. 



20 



Foam and Scum 

Production and 

Accumulation 



The production and accumulation of foam is a common problem experienced by 
many anaerobic digesters. Foam production is caused by several operational condi- 
tions (Table 20.1). Foam first appears in the annular space between the floating 
cover and the digester wall and may completely coat the floating cover and spill 
over the coping of the digester wall. Foam presents safety, housekeeping, and 
malodor concerns as well as maintenance and operational problems. 

Operational problems associated with foam production and accumulation 
include reduced sludge feed pumping and inversion of digester solids profile, that 
is, thick solids are located at the top of the digester and dilute solids are located at 
the bottom of the digester. Maintenance problems associated with foam production 
and accumulation include fouling of gas collection compressors and recirculating 
pipes and gas binding of sludge recirculating pumps. 

Foam occurs when gas bubbles become entrapped in a liquid matrix. Gases com- 
monly associated with anaerobic digester foam include carbon dioxide, hydrogen 
sulfide, methane, and nitrogen. Foaming occurs because the surface tension of the 
liquid or sludge is reduced, resulting in the accumulation of solids over entrapped 
gas bubbles. Solids within the foam usually are 2-5% by weight, and the specific 
gravity of the foam is <1.0. 

Adequate mixing must be ensured throughout the digester to reduce the amount 
of entrapped gases and to homogenize digester contents. Inadequate mixing may 
result in stratification of digester contents and insufficient stripping of gases pro- 
duced during fermentation of wastes. Pockets of undigested and stratified wastes 
near the surface of the digester generate volatile acids, resulting in the production 
and accumulation of foam. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



127 



128 FOAM AND SCUM PRODUCTION AND ACCUMULATION 

TABLE 20.1 Operational Conditions Associated with Foam Production 

Condition Contributing Factor 

Alkalinity increase Lysis of large numbers of strict aerobic bacteria including Nocardioforms 

High percentage of activated sludge feed 
Carbon dioxide increase Change in digester fermentation reactions 
Fatty acid increase Excess grease 

Excess triglycerides 

Lysis of large numbers of strict aerobic bacteria including Nocardioforms 
Mixing Insufficient stripping of gases 

Excessive entrapment of gas from fine bubble mixing 
Polymers Excess cationic polymers from dewatering units 

Excess cationic polymers from thickening units 
Solids, fine Excessive particulate surfactants 

Solids, total Low level of total solids 

Temperature fluctuations Intermittent feeding of sludge 

Slug feeding of sludge 
Scum Rapid breakdown of scum in mature digester 

Feed sludge High organic content 



Vigorous mixing or excessively high mixing rates and fine bubble gas mixing 
enhance the entrapment of gas and the production of foam. Coarse bubble gas 
mixing and mechanical mixing do not enhance the production of foam as much as 
fine bubble gas mixing. 

Foaming episodes usually occur in anaerobic digesters during start-up, system 
imbalance, and overloading. Common operational conditions associated with 
foaming include changes in loading or concentration of alkalinity and fatty acids, 
cationic polymers, carbon dioxide, temperature, fine solids, and low total solids. 
Foaming is usually worse shortly after sludge feeding or overloading of the digester. 

START-UP 

During start-up, the volatile acid-forming bacteria are numerous and very active 
whereas the methane-forming bacteria are just becoming established. The differ- 
ence in the relative abundance and activity of these two bacterial groups is a result 
of the short generation time of the volatile acid-forming bacteria compared with 
the long generation time of the methane-forming bacteria. Because of the large 
quantity of volatile acids present during start-up and the resulting reduction in 
surface tension of the sludge, carbon dioxide and methane released from the fer- 
mentation of organic wastes become entrapped in the sludge. This results in foam 
production. The foam is usually a light black froth that dissipates as the concentra- 
tion of volatile acids decreases. Foam production in a mature digester is usually thick 
and black. 

ALKALINITY AND FATTY ACIDS 

Alkalinity is inversely proportional to surface tension, that is, as alkalinity increases 
within digester sludge the surface tension of the sludge decreases. The sludge 
becomes more surface active and has a greater propensity to foam. Increasing 



CARBON DIOXIDE 129 

alkalinity also may serve as an indicator of other operational factors that contribute 
to foam production. High alkalinity changes the surface tension of anaerobic 
digester sludge in a similar fashion as biosurfactants from dead Nocardioforms 
change the surface tension of activated sludge. 

Alkalinity within an anaerobic digester increases because of significant changes 
in specific operational conditions. Operational conditions that result in an increase 
in alkalinity include increased alkalinity loading (ammonium ions, amino acids, 
proteins, and cationic polymers), death of large numbers of strict aerobic bacteria 
resulting in the release of large quantities of amines, and decreased alkalinity 
destruction within the digester. 

Because wasteactivated sludge contains alkalinity (ammonium ions, amino 
acids, and proteins) and increases the alkalinity of the digester sludge, the alka- 
linity of the activated sludge should be closely monitored and regulated to control 
digester foam. This is especially true in warm wastewater temperatures, when 
increased bacterial activity in the activated sludge results in the release of ammo- 
nium ions from nitrogenous wastes. An increase in alkalinity also may serve as an 
indicator of an adverse operational condition, for example, change in wastewater 
composition. 

Excess fatty acids within an anaerobic digester enhance foam production. Fatty 
acids are surfactants and decrease the surface tension of the sludge. Again, the 
reduced surface tension of the sludge results in foam production. The presence of 
excess fatty acids is usually associated with grease or animal fat (triglycerides) and 
the death of large numbers of bacteria. Phospholipids also released after the death 
of bacteria serve as surface-active agents that favor foam production. 

Excess grease transferred to an anaerobic digester presents two significant oper- 
ational problems. First, the quantity of grease may increase the solids loading rate 
to the digester and may adversely affect retention time. Second, the degradation 
of grease may result in an increase in volatile fatty acids. The fatty acids would 
negatively impact the buffering capacity, pH, and methane gas production of the 
digester. 

Grease may be removed upstream of the digester and treated aerobically with 
appropriate bioaugmentation products. Bioaugmentation products also may have 
some value in the control of scum blankets and accelerating the recovery of an 
anaerobic digester that has experienced an upset condition. 



CARBON DIOXIDE 

Carbon dioxide (C0 2 ) is one of several gases found in foam. With increased carbon 
dioxide production in an anaerobic digester, the amount of carbon dioxide within 
the sludge also increases. An increase in carbon dioxide within the sludge promotes 
foam production. 

Carbon dioxide content within the digester can be reduced by bubbling digester 
gas through a potassium hydroxide (KOH) solution or introducing natural gas into 
the gas system to dilute the carbon dioxide content. A decrease in carbon dioxide 
content results in an increase in digester pH and a more favorable volatile acid- 
to-alkalinity ratio. 



130 FOAM AND SCUM PRODUCTION AND ACCUMULATION 

POLYMERS 

Cationic polymers used upstream of an anaerobic digester for sludge thickening and 
cationic polymers found in centrates and filtrates from sludge dewatering units have 
been suspected in the production of foam. Cationic polyacrylamide polymers 
contain numerous amino groups that are released as the polymers are degraded. 
Once released, the amino groups form ammonium ions that increase sludge alka- 
linity. The presence of additional ammonium ions and increased alkalinity within 
the sludge change the surface tension of the sludge, resulting in foam production. 

SOLIDS, FINE AND LOW TOTAL 

The accumulation of fine solids in the digester often is associated with foam 
production. Accumulation of fine solids may be due to the presence of particulate 
surfactants found in centrates, filtrates, and supernatants. The presence of low 
total solids in the digester reduces the surface tension of the sludge, resulting in the 
production of foam. 

STRUVITE 

Struvite is a cottony-white substance that mimics foam and is sometimes pro- 
duced in anaerobic digesters. This substance is magnesium ammonium phosphate 
(MgNH 4 P0 4 ). 

TEMPERATURE 

Fluctuations in digester temperature significantly affect the activity of volatile acid- 
forming bacteria and methane-forming bacteria and the concentration of products 
formed by the bacteria. The production of foam may occur with temperature 
fluctuations as small as 2°C. Slug feeding and intermittent feeding may cause 
temperature fluctuations. 

Foaming episodes as affected by temperature fluctuations occur more frequently 
in thermophilic digesters than in mesophilic digesters. Because of a higher bacterial 
activity and the die-off of large numbers of bacteria, thermophilic digesters have 
higher concentrations of alkalinity and volatile acids. 



SCUM 

Digester scum consists of floating materials such as grease and vegetable matter 
with a specific gravity <1.0. Plastics, hair, and rubber products are commonly found 
in scum. 

Scum may have entrapped bubbles of gas. If scum is broken or dissipated 
by mixing over a very short period of time, the rapid breakdown of the grease and 
vegetable matter results in a buildup of volatile acids. These acids at the surface 
of the digester are responsible for the production of foam. 



SCUM 



131 



TABLE 20.2 


Control Measures for Foam and Scum Production 


Measure 


Description 



Activated sludge 
Digester foam/scum 



Mixing 

Primary clarifier scum 



Solids loading 



Temperature 



Feed sludge to one digester at a relatively low feed rate, e.g., <0.05lb 

VS/ft 3 /day 
Manually remove foam and scum 

Treat foam and scum with an appropriate defoaming agent 
Break bubbles by passing foam through impeller 
Produce homogenized sludge, i.e., prevent stratification of solids 
Do not waste to digester, i.e., find alternate means of disposal 
Treat with bioaugmentation products or enzymatic products to degrade 

lipids 
Avoid high or slug loadings 
Avoid intermittent loadings 
If possible, feed continuously 
Maintain stable temperature 
Avoid temperature fluctuations >2°C 



Blankets of scum may form during a start-up or in a mature system. During start- 
up a thin zone of high volatile acid content may become localized at the digester 
surface. Under a mature system a thick, black layer of grease, vegetable matter, and 
concentrated activated sludge may cover the entire surface. 

Under a mature system the breakdown of scum at the surface of the digester 
may cause foaming. When scum degrades, a pocket of high volatile acid content 
develops. The acids produce a condition that is similar to start-up. Stratification of 
non-digested solids near the surface causes foaming. 

If foam and scum production in an anaerobic digester is a severe and frequent 
problem, numerous control measures are available (Table 20.2). These measures 
address activated sludge feed, foam and scum accumulation, adequate mixing, 
primary clarifier scum, solids loading to the digester, and temperature control. 

Often a combination of control measures rather than just one measure may be 
needed to control foam and scum production and accumulation. It should be noted 
that the most effective measures to control foam production might not be the most 
effective measures to control scum production and vice versa. 



21 



Supernatant 



When sludge is allowed to settle in a digester, a supernatant develops. Anaerobic 
digester supernatant is commonly returned to the head of wastewater treatment 
plants and mixed with the influent (Figure 21.1). Although the supernatant is 
relatively small in volume, it contains dissolved and suspended organic and 
inorganic materials. These materials add suspended solids, nutrients (nitrogen and 
phosphorus), and organic compounds to the influent. 

The returned materials may cause a variety of operational problems (Table 21.1). 
Therefore, wastewater treatment plants that are not achieving significant liquid- 
solid separation in anaerobic digesters should consider discontinuing the practice 
of returning supernatant to the headworks of the plant. 

Increased chlorine demand may occur because of the presence of excess ammo- 
nium ions in the supernatant. Volatile fatty acids, volatile organic compounds, 
volatile sulfur compounds, and hydrogen sulfide released from the supernatant 
in the turbulent headworks of a wastewater treatment plant may contribute to 
malodor problems. 

Sludge bulking in the activated sludge process may occur through the weaken- 
ing of floe particles by excess total dissolved solids (TDS) or the rapid and unde- 
sired growth of filamentous organisms. The presence of sulfides in the supernatant 
may trigger the growth of sulfide-loving filamentous organisms such as Beggiatoa 
spp. and Thiothrix spp., whereas the presence of readily degradable organic com- 
pounds may trigger the growth of foam-producing filamentous organisms such as 
Microthrix parvicella and Nocardioforms. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



133 



134 



SUPERNATANT 



Influent 



Primary 
Clarifier 



Aeration 
Tank 



Secondary 
Clarifier 



Effluent 



Return activated Sludge 



Primary sludge 



Waste sludge 



Supernatant 



Anaerobic 
Digester 



Digested sludge 



Figure 21.1 



TABLE 21.1 Operational Problems Associated with the 
Return of Digester Supernatant to the Head of a 
Wastewater Treatment Plant 

Increased chlorine demand 
Malodor problems 
Sludge bulking 

Undesired impact of high concentrations of nitrogen and 
phosphorus 



Several operational problems are associated with the presence of high con- 
centrations of nitrogen and phosphorus. These problems include possible permit 
violations, nitrification, denitrification, and excess growth of algae in secondary 
clarifiers. 



22 



Monitoring 



Extensive analytical monitoring of anaerobic digesters has not been a common prac- 
tice at many wastewater treatment plants. Lack of adequate and timely monitoring 
has resulted in numerous digester failures. Lack of monitoring often is due to the 
relatively large amount of time required to perform the many analytical tests. 

To monitor the activity of the bacteria in an anaerobic digester and evaluate and 
troubleshoot digester operations, several analytical tests should be performed on a 
periodic basis. These tests include analyses of digester content (Table 22.1) and 
digester feed sludge (Table 22.2). The frequencies of analyses of several common 
analytical tests are presented in Table 22.3. During start-up and upsets analytical 
tests should be performed more frequently. Because digester sludge contains a 
relatively large quantity of inert solids, analysis of solids is not a meaningful 
measure of the amount of biomass and biomass activity. 



ALKALINITY 

Adequate buffering capacity or alkalinity is needed in an anaerobic digester for 
maintenance of proper pH. Alkalinity is produced in the digester through the degra- 
dation of some wastes, for example, cationic polymers, amino acids, and proteins, 
and alkalinity is lost in the digester through the production of volatile acids. 

Acceptable alkalinity concentrations are normally 1000-2000 mg/1 in a primary 
digester and 1500-3000 mg/1 in a secondary digester. If a deficiency in alkalinity 
exists, the amount of alkalinity needed can be estimated on the basis of excess 
volatile acids. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



135 



136 



MONITORING 



TABLE 22.1 Recommended Analytical Tests for Anaerobic 


Digester Content 


Test 


V Desired Monitoring Frequency 




Daily 


Weekly 


As Needed 


Alkalinity 








Ammonical-nitrogen 








Chemical oxygen demand (COD) 








Gas composition 








Gas production 








Grease 








Organic-nitrogen 








Orthophosphate-phosphorus 








PH 








Settleable solids, supernatant 








Temperature 








Total solids 








Toxicity 








Volatile acids-to-alkalinity 








Volatile solids 








Volume level 









TABLE 22.2 Recommended Analytical Tests for Anaerobic Digester Feed Sludge 



Test 


V Desired Monitoring Frequency 




Daily 


Weekly 


As Needed 


Alkalinity 








Ammonical-nitrogen 








Chemical oxygen demand (COD) 








Grease 








Organic-nitrogen 








PH 








Total solids 








Volatile acids 








Volatile solids 








Volume, gallons 









pH 137 

TABLE 22.3 Frequencies of Analyses of Several Anaerobic Digester Content Tests 

Test Frequency Sample Type 

Alkalinity 1 time/week Composite 

Ammonical-nitrogen 1 time/week Composite 

Chemical oxygen demand (COD) 1 time/day Composite 

Micron utrients 1 time/month Composite 

pH 1 time/day Composite 

Orthophosphate-phosphorus 1 time/week Composite 

Volatile acids 1-2 times/week Composite 



Alkalinity may be added to a digester through chemical addition or changes in 
operational measures. These measures include transferring secondary digester alka- 
linity to the primary digester, increasing mixing and heating times, and decreasing 
the amount of primary and secondary sludges that is wasted to the digester. 



BIOGAS/METHANE PRODUCTION 

Gas production, especially methane, increases with increasing organic loading to the 
digester until methane-forming bacteria are no longer capable of degrading volatile 
acids. The volume, rate, and composition of the biogas produced are indicative 
of digester performance. An acceptable or normal range of biogas production is 
10-25 ft 3 /lb volatile suspended solids (VSS) destroyed or 0.4-0.6 1/g of chemical 
oxygen demand (COD) converted at 35°C. A decrease in volume of biogas, rate of 
biogas production, or percent methane composition is an early indicator of digester 
failure. 

Treatability of wastes or substrate by anaerobic digesters is usually determined 
by monitoring biogas production. The rate and volume of methane produced during 
anaerobic digestion of a waste can be used to determine its relative rate of conver- 
sion. The more rapid and the larger quantity of biogas produced, the more easily 
the waste is treated in an aerobic digester. 

When volatile acid production occurs more rapidly than volatile acid consump- 
tion, that is, methane production, an upset condition occurs in an anaerobic digester. 
The digester becomes acidic or "sour." Because methane-forming bacteria are very 
sensitive to acidic conditions, methane production decreases as volatile acid con- 
centration increases. Methane production usually terminates when the digester pH 
drops below 6.0. 



PH 

The pH of an anaerobic digester is mostly the result of the volatile acid-to- 
alkalinity ratio, but the pH is usually the last indicator to change when a digester 
is upset. Adjusting the volatile acid-to-alkalinity ratio or adding alkalinity impacts 
digester pH. 

An acceptable range of pH values for a primary digester is 6.6 to 7.0. An accept- 
able range of pH values for a secondary digester is 6.8 to 7.2. 



138 MONITORING 

TEMPERATURE 

Change in temperature has the most significant impact on the activity of anaerobes 
and the efficiency of digester operation. Change in temperature also affects the 
quality and quantity of products obtained through fermentation. These products 
may or may not be readily available substrates for methane-forming bacteria. There- 
fore, a change in temperature >2°C per day should not be permitted and the tem- 
perature throughout the digester should be consistent. An acceptable range of 
temperatures for mesophilic digesters is 30-35° C. 



SETTLEABLE SOLIDS— SUPERNATANT 

The characteristics of digester supernatant vary greatly according to the type of 
sludge feed to the digester and the type of digester used. Solids in the supernatant 
that are discharged to the head of the treatment plant represent particulate organic 
loading and solids loading on the primary clarifier and secondary treatment process. 
To maintain low loadings, the settleable solids in the supernatant should be <50ml 
after 4-5 hours of testing. Low levels of loading may be obtained by ensuring proper 
digester operation and maximum settling time. 



TOTAL SOLIDS— SUPERNATANT 

Total solids within the supernatant that are discharged to the head of the plant also 
represent particulate organic and solids loadings. Total solids <5000mg/l are accept- 
able. However, supernating should begin when solids are 2000 mg/1. Ensuring proper 
digester operation and maximum settling time also may reduce total solids in the 
supernatant. 



TOTAL SOLIDS— SLUDGE FEED 

Total solids should be 1.5-3.0% in primary sludge and 4.0-8.0% in secondary sludge. 
Heavy solids or solids greater than 3.0% in primary sludge may be reduced by 
decreasing retention time in primary clarifiers. Thin solids or solids <4.0% in 
secondary sludge may be increased by extending wasting intervals or adding 
primary sludge. 



VOLATILE ACIDS 

An increase in volatile acid concentration without an increase in alkalinity is an 
indicator of an adverse operational condition within an anaerobic digester. Acetate 
is a precursor for most of the methane produced in an anaerobic digester. 



VOLATILE ACID-TO-ALKALINITY RATIO 139 

Butyrate and propionate are important intermediates or precursors of methane 
production. The accumulation of these acids or an increase in volatile acid concen- 
tration can be associated with digester instability or stress. 

Acceptable volatile acid concentrations are usually 50-200 mg/1 in a primary 
digester and 50-500 mg/1 in a secondary digester. An increase in volatile acid 
production or decrease in pH or alkalinity usually is caused by a change in 
bacterial activity, that is, an increase in the activity of volatile acid-forming 
bacteria or a decrease in activity of methane-forming bacteria. Optimizing 
mixing, maintaining proper pH/alkalinity and temperature, and ensuring acceptable 
sludge feed and withdrawal rates promote the activity of methane-forming 
bacteria. 



VOLATILE ACID-TO-ALKALINITY RATIO 

The range of acceptable volatile acid-to-alkalinity ratios is 0.1-0.2. An acceptable 
ratio may be obtained by adjusting volatile acid concentration, alkalinity concen- 
tration, or both concentrations. Reducing or terminating feed sludge to the digester 
also helps to lower the volatile acid-to-alkalinity ratio. If feed sludge cannot be 
reduced or terminated, the use of chemicals for alkalinity adjustment is required. 

An unacceptable volatile acid-to-alkalinity ratio is usually the first warning of an 
adverse operational condition. Significant deviations from an acceptable ratio may 
be caused by shock loading or excess sludge withdrawal 

The volatile acid-to-alkalinity ratio is a key control parameter. Perhaps the best 
method of maintaining a properly operating anaerobic digester is to ensure an 
acceptable volatile acid-to-alkalinity ratio. A ratio of 0.07-0.08 is a good working 
ratio, whereas a ratio >0.5 is indicative of digester upset and possible failure. 



PartV 



Digesters 



23 



Types of Anaerobic 

Digesters 



Anaerobic digesters are capable of treating insoluble wastes and soluble waste- 
waters. Insoluble wastes such as particulate and colloidal organics are considered 
to be high-strength wastes and require lengthy digestion periods for hydrolysis and 
solubilization. Digester retention times of at least 10-20 days are typical for 
high-strength wastes. 

High-rate anaerobic digesters are used for the treatment of soluble wastewaters. 
Because these wastewaters do not require hydrolysis and solubilization of wastes, 
much faster rates of treatment are obtained. High-rate anaerobic digesters usually 
have retention times of less than 8 hours. 

High-strength wastes are usually treated in suspended growth systems, whereas 
soluble wastewaters are usually treated in fixed-film systems. Several anaerobic 
digester processes and configurations are available for the treatment of insoluble 
wastes and soluble wastewaters (Table 23.1). Each configuration impacts solids 
retention time (SRT) and hydraulic retention time (HRT). Minimal HRT is desired 
to reduce digester volume and capital costs. Maximal SRT is desired to achieve 
process stability and minimal sludge production. 



BACTERIAL GROWTH— SUSPENDED 

In suspended growth systems, the bacteria are suspended in the digester through 
intermittent or continuous mixing action (Figure 23.1). The mixing action distrib- 
utes the bacteria or biomass throughout the digester. 

Because completely mixed anaerobic digesters do not incorporate a means 
for retaining and concentrating the biomass, the SRT is the same as the HRT. 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



143 



144 



TYPES OF ANAEROBIC DIGESTERS 



Feed 
sludge 




Digested 
sludge 



Figure 23. 1 



TABLE 23.1 Types of Anaerobic Digesters 



Characteristic 



Application 



Bacterial growth system 
Temperature 



Configuration 



Suspended 
Fixed film 
Psychrophilic 
Mesophilic 
Thermophilic 
Single-stage (phase) 
Two-stage (phase) 



TABLE 23.2 Advantages and Disadvantages of Suspended Growth Anaerobic Digesters 



Advantages 



Disadvantages 



Suitable for the treatment of particulate, colloidal, and soluble wastes 
Toxic wastes may be diluted 

Uniform distribution of nutrients, pH, substrate, and temperature 
Large digester volume required to provide necessary SRT 
Treatment efficiency may be reduced due to loss of particulate and colloidal 
wastes and bacteria in digester effluent 



Completely mixed anaerobic digesters are designed for relatively long HRTs. Feed 
sludge can be added to the digester on a continuous or intermittent basis. Advan- 
tages and disadvantages of completely mixed suspended growth digesters are listed 
in Table 23.2. 



BACTERIAL GROWTH— FIXED FILM 



Anaerobic fixed-film (sludge blankets) systems provide a quiescent environment for 
the growth of an agglutinated mass of bacteria (Figure 23.2). Because bacterial 
growth requires relatively long periods of time to develop, the media used in 



BACTERIAL GROWTH— FIXED FILM 



145 




Influent 



Figure 23.2 



fixed-film systems hold the bacteria in the digester for relatively long periods and 
provide for long SRTs and short HRTs. 

The bacteria grow as fixed films of dendritic or "stringlike" masses on the sup- 
portive media or as clumps of solids within the openings or voids of the supportive 
media. Fixed-film systems usually use gravel, plastic, and rock as the supportive 
media. The openings make up approximately 50% or more of the media. 

Fixed-film systems operate as flow-through processes, that is, wastewater passes 
over and through a bed of fixed film of bacteria growth and through entrapped 
clumps of bacterial growth (Figure 23.3). Soluble organic compounds in the waste- 
water are absorbed (diffuse into) by the bacteria, whereas insoluble organic com- 
pounds are adsorbed (attach) to the surface of the bacteria. The flow of wastewater 
through fixed-film systems may be from the bottom to the top (upflow) or from the 
top to the bottom (downflow) (Figure 23.4). 

Because the bacteria (solids) in fixed-film systems remain in the digester for long 
SRTs, the systems allow methane-forming bacteria to acclimate to toxicants such as 
ammonia, sulfide, and formaldehyde. Therefore, anaerobic fixed-film systems with 
long SRTs and short HRTs may be used to treat industrial wastewater containing 
toxicants. 

Numerous fixed-film systems are available for use in the digestion of municipal 
and industrial wastewaters and sludges (Table 23.3 and Figure 23.5). These systems 
are capable of treating a variety of wastewaters and sludges, provide good contact 



146 



TYPES OF ANAEROBIC DIGESTERS 



Biogas 



Effluent 




Influent 



Figure 23.3 



Batch 


feed 








Bioga 


















Effluent 


} 


' V 






o 






o o 

▲ 



















Two-stage, sludge bed filter 
Figure 23.4 



TABLE 23.3 Anaerobic Fixed-Film Systems 

Baffled reactor 

Expanded bed 

Expanded microcarrier bed (MCB) 

Fluidized-bed reactor 

Fully packed upflow 

Hybrid flow 

Modular 

Rotating biological contactor 

Thin-film bioreactor 

Upflow anaerobic sludge blanket (UASB) 



TEMPERATURE— PSYCHROPHILIC 



147 



Biogas 



Biogas 





Influent wastewater 



Influent wastewater 



Upflow anaerobic 
sludge blanket 



Upflow anaerobic 

sludge blanket and 

clarifier 



Biogas 



Biogas 



Influent wastewater 



Recycle 




Influent wastewater 



Recycle 



Downflow packed bed 
anaerobic digester 



Baffled anaerobic digester 



Figure 23.5 



between the wastes and the bacteria, and can treat wastewaters and sludges over a 
relatively large range of temperature values (4-55°C) (Table 23.4). 



TEMPERATURE— PSYCHROPHILIC 



Psychrophilic sludge digestion and methane production occur at a relatively low 
temperature range (5-20° C). Because of less than optimal activity of the anaerobic 
bacteria in the psychrophilic temperature range, digestion of sludge is limited to 
small-scale operations such as Imhoff tanks, septic tanks, and sludge lagoons. The 



148 TYPES OF ANAEROBIC DIGESTERS 

TABLE 23.4 Examples of Wastewaters and Sludges Treated by Anaerobic Fixed-Film 
Digesters 

Airport deicing fluids 

Contaminated groundwater 

Industrial wastewaters containing high concentrations of carbohydrates 

Industrial wastewaters containing high concentrations of nitrogenous compounds 

Low-strength wastewaters (<600mg/l COD) at relatively short HRTs (<6 hours) 



temperature of the digester contents is approximately the temperature of its sur- 
rounding environment and varies from season to season. Because temperatures in 
psychrophilic digesters are relatively low, the SRTs of these digesters are greater 
than 100 days. 



TEMPERATURE— MESOPHILIC 

Mesophilic sludge digestion and methane production occur at a moderate temper- 
ature range (30-35° C). Mesophilic anaerobic digestion of sludge is commonly used 
at municipal and industrial wastewater treatment process and offers two practical 
advantages of operation compared with psychrophilic and thermophilic anaerobic 
digestion. First, there are more anaerobic mesophiles in nature than there are psy- 
chrophiles and thermophiles. Second, it is less expensive to maintain mesophilic 
temperatures in digesters than it is to maintain thermophilic temperatures. Most 
anaerobic digesters in North America operate in the mesophilic range. 



TEMPERATURE— THERMOPHILIC 

Thermophilic sludge digestion and methane production occur at a high tempera- 
ture (50-60°C). Thermophilic anaerobic digestion of sludge is more often used at 
industrial wastewater treatment plants, where process heat or steam is available to 
heat digesters to the thermophilic range. 

Because of the high operating temperature of these digesters, sludge digestion 
and methane production occur rapidly and significant destruction of pathogens is 
achieved. However, in addition to high operation costs, thermophilic digesters do 
have some significant microbiological concerns with respect to their use in degrad- 
ing sludges. The number of thermophilic methane-forming bacteria is very limited, 
the bacterial growth is slow, and the bacterial population experiences a high endoge- 
nous death rate. Also, the bacteria are very sensitive to fluctuations in digester 
temperature. 



CONFIGURATION— SINGLE STAGE 

A typical single-stage digester consists of only one tank or reactor. Digester 
operations consist of sludge addition and withdraw, mixing, heating, gas collecting, 
and supernating. These operations are possible because of stratification of the 



CONFIGURATION— SINGLE STAGE 



149 



Biogas Withdrawal 



Gas 



Inlet 



: :S£um : 




Supernatant 



Active Digester Sludge 




Outlet 



Digested Sludge and Grit 



Solids Withdrawal 



Figure 23.6 



Sludge feed 




Biogas 



Methane 
production 




Figure 23.7 



digester content. Stratification results in the following layers from top to bottom of 
the digester: gas, scum, supernatant, active digester sludge, and digested sludge and 
grit (Figure 23.6). 

Single-stage digesters are more easily upset than two-stage digesters. This is 
because of the presence of the simultaneous activities of two groups of bacteria, the 



150 



TYPES OF ANAEROBIC DIGESTERS 



Biogas 



Biogas 



Sludge feed 





First stage 



Second stage 



Sludge digestion and 
methane production 



Thickening and dewatering 



Figure 23.8 



Biogas 



Biogas 



Sludge feed 





Figure 23.9 



acid-forming bacteria and the methane-forming bacteria. Because acid-forming bac- 
teria grow more quickly than methane-forming bacteria and are more tolerant 
of fluctuations in operational conditions, an imbalance between acid production rate 
and methane production rate often occurs. This imbalance may cause a decrease in 
alkalinity and pH that results in digester failure. 



CONFIGURATION— TWO STAGE 



Two-stage digester systems consist of at least two separate tanks or reactors. A 
limited variety of two-stage systems are available. A two-stage system yields 
improved efficiency and stability over a single-stage system. A two-stage system is 



CONFIGURATION— TWO STAGE 151 

capable of obtaining methane production and solids reduction similar to those of a 
single-stage system at a smaller HRT. Also, toxicants are removed in the first stage. 

In some two-stage systems acid production occurs in the first stage or tank and 
methane production occurs in the second stage (Figure 23.7). In some two-stage 
systems, sludge digestion and methane productions occur simultaneously and con- 
tinuously in one tank and sludge thickening and storage occur in the other tank 
(Figure 23.8). In this configuration the first stage is continuously mixed and heated 
for sludge digestion, whereas stratification is permitted in the second stage, where 
sludge thickening and storage occur. 

Other two-stage systems consist of temperature-phased anaerobic digestion of 
sludges or wastewaters. These systems are a combination of thermophilic and 
mesophilic anaerobic digestion (Figure 23.9). These systems provide for improved 
dewaterability of sludges and reduction in numbers of pathogens. 



24 



Anaerobic Digesters versus 

Aerobic Digesters 



Aerobic and anaerobic digesters can degrade organic compounds. The aerobic 
process consists of a large variety of bacteria working side by side to degrade 
the organic compounds, whereas the anaerobic process consists of a large variety of 
bacteria working in sequence, that is, one after the other (Figure 24.1). 

During aerobic degradation of organic compounds, aerobes and facultative 
anaerobes use free molecular oxygen to completely degrade organic compounds 
such as proteins to C0 2 , H 2 0, new bacterial cells (sludge), and inorganic compounds 
such as NH4, HPO|~, and SO|~ (Equation 24.1). The aerobic degradation of organic 
compounds is enhanced by the activity of higher life-forms — ciliated protozoa, 
rotifers, and free-living nematodes (Figure 24.2). 

organic compound (protein) + 2 — > C0 2 + H 2 

+ cells + NH 4 + + HPOj- + SOj (24.1) 

Nitrification occurs in the aerobic process. During nitrification strict aerobic, nitri- 
fying bacteria, Nitrosomonas and Nitrobacter, oxidize NH4 to NO3 (Equations 24.2 
and 24. 3). The sources of ions that are oxidized in an aerobic digester include ammo- 
nium ions, amino acids, proteins, cationic polymers, and surfactants that were not 
oxidized or degraded in an upstream treatment process, for example, activated 
sludge or trickling filter. 

NH^ + 1.50 2 — Nitrosomonas -> N0 2 + 2H + + H 2 + energy (24.2) 
N0 2 + 0.5O 2 — Nitrobacter -> NO3 + energy (24.3) 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



753 



154 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 



Volatile Solids (Sludge) 



I 



Hydro lytic bacteria 
(facultative anaerobes and anaerobes) 



Soluble organic compounds 
(amino groups, fatty acids, sugars) 



I 



Acid-producing bacteria 
(facultative anaerobes and anaerobes) 



I 



Acids and alcohols 



I 




Acetate-forming bacteria 



Acetate 



Anaerobic 

methane-forming 

bacteria 




1 



Other 
compounds 



Anaerobic 
methane- forming 
bacteria 



Figure 24. 1 



During aerobic degradation of organic compounds, the carbon from the com- 
pounds is degraded completely and is incorporated in the end products C0 2 and 
new bacterial cells (sludge). This is complete oxidation of the organic compounds 
or substrate. 

Complete oxidation of organic compounds also can occur with nitrate ions (NO3) 
instead of free molecular oxygen (Equation 24.4). If nitrate ions are used, molecu- 
lar nitrogen is produced. During complete oxidation of organic compounds with 
nitrate ions, the carbon from the compounds is degraded completely and is incor- 
porated in the end products C0 2 and new bacterial cells (sludge). 



NO3 + I.8CH3OH + H + -> 0.065C 5 H 7 O 2 N 
+ 0.47N 2 + 0.76CO 2 + 2.44H 2 



(24.4) 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 



155 






(b) 




(d) 




Figure 24.2 Higher life forms in aerobic digesters. The degradation of organic wastes in aerobic 
digesters is enhanced through the activities of higher life forms such as the free-swimming ciliate 
Paramecium (a), the crawling ciliate Euplotes, the stalked ciliates Epistylis (c), the rotifer (d), and the 
free- living nematode (e). 



If free molecular oxygen or nitrate ions are not available to the aerobic process, 
nitrification stops and facultative anaerobes and aerotolerant anaerobes degrade 
the organic compounds. The organic compounds such as proteins then are degraded 
through fermentative reactions to C0 2 , H 2 0, new bacterial cells, inorganic com- 
pounds including hydrogen, and a variety of smaller compounds such as organic 
acids and alcohols (Equation 24.5). During anaerobic degradation of organic 
compounds in an aerobic digester that has no free molecular oxygen or nitrate ions, 
all of the carbon in the organic compounds is not degraded completely. Although 
some of the carbon is incorporated in the end products C0 2 and new bacterial 



156 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 



cells (sludge), some of the carbon remains in the end products organic acids and 
alcohols. 



organic compound (protein) — fermentation — > C0 2 + H 2 
+ cells + NH4 + HPOj" + H 2 S + organic acids and alcohols 



(24.5) 



These fermentative reactions result in incomplete oxidation of the organic com- 
pounds because some, often much, of the carbon in the degraded organic com- 
pounds is not incorporated in C0 2 and new bacterial cells. Some of the carbon is 
incorporated in the fermentative products, organic acids and alcohols. These prod- 
ucts still contain much energy. These products cannot be degraded further to 
methane because the strict anaerobic methane-forming bacteria were destroyed in 
the presence of free molecular oxygen in the aerobic digester. 

The degradation of organic compounds in anaerobic digesters is not enhanced 
by the activity of ciliated protozoa, rotifers, and free-living nematodes. Anaerobic 
protozoa usually are not found in large numbers in anaerobic digesters, and rotifers 
and free-living nematodes are strict aerobes that die in an anaerobic digester. 

Nitrogenous wastes in an anaerobic digester consist of ammonium ions, amino 
acids, proteins, cationic polymers, and surfactants that were not degraded upstream 
of the digester. Another component of the nitrogenous wastes in anaerobic digesters 
is the nitrogen-containing compounds released by dead bacteria and higher life- 
forms. Strict aerobic bacteria including Nitrosomonas and Nitrobacter die in the 
absence of free molecular oxygen. Because of the die-off of these two genera of 
nitrifying bacteria, nitrogenous wastes cannot be nitrified in an anaerobic digester, 
that is nitrite ions (NO?) and nitrate ions cannot be produced. 

There are significant microbiological (Table 24.1) and operational differences 
between the degradation of organic compounds by aerobic and anaerobic digesters. 
Microbiological differences include the types of bacteria involved in the degrada- 
tion process, the final electron carrier of degraded compounds, the quantity of new 
bacterial cells or sludge produced, and the products obtained from the degradation 
process. 



TABLE 24.1 Significant Microbiological Differences Between Aerobic and Anaerobic 
Digesters 



Microbiological Feature 



Aerobic Digester 



Anaerobic Digester 



Significant bacteria 



Final electron carrier 



Number of cells produced 
Products from reactions 

Higher life forms 

Nitrification 



Strict aerobic, including 
nitrifying bacteria 
Facultative anaerobic 

Free molecular oxygen 



Higher 

C0 2 , H 2 0, cells, NHJ, NO3, 

SOih HPO4 
Numerous, ciliated protozoa, 

metazoa 
Yes 



Facultative anaerobic, anaerobic, 
including methane-forming 

Organic compounds, hydrogen, 
sulfur compounds, carbon 
dioxide 

Fewer 

C0 2 , H 2 0, cells, NHJ, CH 4 , H 2 , H 2 S 

Few, ciliated protozoa 
No 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 



157 



TABLE 24.2 Advantages and Disadvantages of 
Aerobic and Anaerobic Digesters 



Feature 


Digeste 


r 




Aerobic 


Anaerobic 


Alkalinity additional 


If nitrifying 


Yes 


Degradation rate of organics 


Rapid 


Slow 


Degradation of xenobiotics 


No 


Yes 


Design and construction costs 


Higher 


Lower 


Heating requirement 


No 


Yes 


Malodor production 


Yes 


No 


Methane production 


No 


Yes 


Nutrient requirements 


Higher 


Lower 


Operating costs 


Higher 


Lower 


Oxygen requirement 


Yes 


No 


Pathogen destruction 


Less 


More 


Sensitivity to changes 


Less 


More 


Sludge disposal costs 


Higher 


Lower 


Sludge production 


Higher 


Lower 


Solids retention time 


Lower 


Higher 


Start-up time 


Lower 


Higher 



Operational differences between aerobic and anaerobic digesters include the 
types and strengths of sludge or wastewaters that can be treated, start-up time, sen- 
sitivity to changes in operational conditions, operational costs, and nutrient require- 
ments. The differences in operational conditions can be described as advantages and 
disadvantages (Table 24.2) 

The carbon in organic compounds is used for cellular growth and reproduction 
by bacteria. The new cells produced from the carbon are referred to as solids or 
sludge. The carbon within organic compounds is available for bacterial use in 
primary and secondary sludges. When complete oxidation of organic compounds 
occurs, more cells (sludge) are produced compared with incomplete oxidation of 
organic compounds. 

Because of the relatively high solids retention time (SRT) and fermentative path- 
ways of anaerobic digesters, properly operated anaerobic digesters are capable of 
achieving significant reduction in quantity of sludge and percent volatile content of 
sludge. The high SRT permits the solubilization and degradation of particulate and 
colloidal compounds. The fermentative pathways permit low cellular reproduction 
(sludge yield) and the degradation of organic acids and alcohols to methane, hydro- 
gen, and carbon dioxide. A significant advantage of anaerobic digesters is the low 
growth rate of bacteria or synthesis of sludge. However, during start-up, toxicity, and 
recovery from toxicity this low growth rate is a disadvantage. 

As organic compounds are degraded in an anaerobic digester more bacterial cells 
(sludge) are produced. However, because more of the carbon and energy in the 
degraded compounds goes into waste products (organic acids and alcohols) during 
anaerobic digestion compared with aerobic digestion, anaerobic digesters produce 
less sludge than aerobic digesters. Much of the carbon and energy from organic 
compounds that are degraded in anaerobic digesters can be found in methane. 
Approximately 50% of the organic carbon from degraded compounds in aerobic 
digesters can be found in new bacterial cells or sludge, whereas approximately 5% 



158 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 





'ell synthesis 
2 




Bacterial cells or 

sludge 

(0.5 pounds) 


c 




Organic 

wastes 

(1 pound) 






Aerobic 
Oxidation 




Respiratory 

wastes or 

end products 

(0.5 pounds) 











ell synthesis 
CH 2 




Bacterial cells or 
sludge 
(0.05 pounds) 


C 




Organic 

wastes 

(1 pound) 






Anaerobic 
Respiration 




Respiratory 
wastes or 
end products 
(0.95 pounds) 









Figure 24.3 Aerobic respiration (top) produces more bacterial cells or sludge from one pound of 
organic waste than does anaerobic respiration from the same pound of organic waste. 



of the organic carbon from degraded compounds in anaerobic digesters can be 
found in new bacterial cells or sludge (Figure 24.3). 

Besides the significant difference in sludge production between aerobic and 
anaerobic digesters, there are other differences (advantages and disadvantages) 
between aerobic and anaerobic digesters (Table 24.2). Of importance is the ability 
of anaerobic digesters to destroy pathogens. Numerous pathogens are present in 
wastewaters and sludges and consequently enter digesters. Because of the high tem- 
perature and long detention time of anaerobic digesters compared with aerobic 
digesters, significant reduction in the number of viable pathogens occurs. 

Anaerobic digester sludge that has a significant reduction in pathogens as 
well as malodors and reduced volatile content may be used as a soil conditioner or 
additive. The anaerobically digested sludge contains nitrogen and phosphorus and 
other nutrients that can be used to improve the fertility and texture of soils. 

Another advantage of the anaerobic digester is the production of methane. This 
gas is a usable source of energy. The energy within methane is in excess of that 



ANAEROBIC DIGESTERS VERSUS AEROBIC DIGESTERS 



159 



CI 



CI 



H 



Trichloroethylene 



C 



CI 



CI 



H 



C 



CI 



Irichloromethane 



CI 



Figure 24.4 



required to maintain digester temperature at most wastewater treatment plants. 
Methane may be used to heat the digester, heat buildings, and generate electricity. 

Anaerobic digesters are capable of efficient performance over a relatively wide 
range of operating conditions and are capable of degrading xenobiotic compounds 
and recalcitrant compounds. Examples of xenobiotic compounds include chlori- 
nated aliphatic hydrocarbons such as trichloroethylene and trihalomethanes (Figure 
24.4). An example of a natural recalcitrant compound is lignin. 

The principal disadvantages of anaerobic digesters include the high capital costs, 
the long SRTs, and the quality of the supernatant. High capital costs occur because 
of the need for large, covered tanks, sludge feed and circulating pumps, heating 
equipment, and gas mixing equipment. Long SRTs are required to grow a large and 
active population of methane-producing bacteria. The quality of the digester super- 
natant often is poor. The supernatant may contain relatively high concentrations 
of suspended solids, soluble organic compounds, and nutrients (nitrogen and 
phosphorus). 

Despite these disadvantages, there is renewed interest in the use of anaerobic 
digesters. As regulatory agencies require digesters to reduce the number of viable 
pathogens significantly and produce more stable and less odorous sludges, a variety 
of anaerobic digesters are being used to satisfy these requirements. 



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161 



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Abbreviations and 

Acronyms 



ADP 


Adenosine diphosphate 


ATP 


Adenosine triphosphate 


BOD 


Biochemical oxygen demand 


BTU 


British thermal unit 


C 


Celsius 


COD 


Chemical oxygen demand 


d 


Day 


F 


Fahrenheit 


ft 3 


Cubic feet 


HRT 


Hydraulic retention time 


I/I 


Inflow and infiltration 


kg 


Kilogram 


mg/1 


Milligrams per liter 


MLVSS 


Mixed liquor volatile suspended solids 


mV 


Millivolt 


ORP 


Oxidation-reduction potential 


SRT 


Solids retention time 


sp. 


(one) species 


spp. 


(two or more) species 


SRB 


Sulfate-reducing bacteria 


TDS 


Total dissolved solids 


jim 


Micron 


YFA 


Volatile fatty acids 


VOC 


Volatile organic compounds 


YS 


Volatile solids 


YSC 


Volatile sulfur compounds 


YSS 


Volatile suspended solids 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



165 



Chemical Compounds 

and Elements 



Ca 

CaC0 3 

-CH 3 

CH 4 

CH 3 CH 2 CH 2 COOH 

CH 3 CH 2 OH 

C 2 H 5 CHO 

CH 3 CH 2 CH 2 OH 

CH 3 (CH 2 ) 2 CH 2 OH 

CH 3 CH 2 CH 2 NH 2 

CH 2 =CHCH 2 SH 

CH 3 CHNH 2 COOH 

CH 3 CO 

CH 3 CH 2 COOH 

CH 3 (CH 2 ) 3 COOH 

(CH 3 ) 2 CHCH 2 COOH 

CH 3 C(5H4SH 

C6H5CH 2 SH 

CH 3 (CH 2 ) 4 COOH 

CH 3 CHOHCOOH 

CH 3 COCH 3 

CH 3 COOH 

C 5 H 6 N 

C 9 H 9 N 

C 8 H 13 N 



Calcium 

Calcium carbonate 

Methyl group 

Methane 

Butyrate 

Ethanol 

Butyraldehyde 

Propanol 

Butanol 

Propylamine 

Allyl mercaptan 

Alanine 

Acetaldehyde 

Propionate 

Valeric acid 

Isovaleric acid 

Thiocresol 

Benzyl mercaptan 

Caproic acid 

Lactate 

Acetone 

Acetate 

Pyridine 

Skatole 

Indole 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



167 



168 



CHEMICAL COMPOUNDS AND ELEMENTS 



CH3NCH3CH3 


Trimethylamine 


CH 2 


Formaldehyde 


CH3OH 


Methanol 


C5H40O5 


Deoxyribose 


C 6 H 12 6 


Glucose 


C 5 H 7 2 N 


Bacterial cells 


CH 3 NH 2 


Methyl amine 


C 3 H 5 NH 2 


Ethylamine 


CH3NHCH3 


Dimethylamine 


(CH 3 ) 2 S 


Dimethyl sulfide 


CH 3 CH 


Methyl mercaptan 


C 2 H 5 SH 


Ethyl mercaptan 


CN 


Cyanide 


Co 


Cobalt 


CO 


Carbon monoxide 


co 2 


Carbon dioxide 


-c-o-c- 


Acetal bond 


-COOH 


Carboxylic acid group 


CS 2 


Carbon disulfide 


Cu 


Copper 


Fe 


Iron 


Fe 2 S 3 


Iron sulfide 


H + 


Hydrogen proton 


H 2 


Hydrogen gas 


HCOOH 


Formate 


HPO4 2 - 


Orthophosphate 


HS- 


Sulfide 


H 2 S 


Hydrogen sulfide 


HSCH 2 COOH 


Thioglycolic acid 


K 


Potassium 


KOH 


Potassium hydroxide 


Mg 


Magnesium 


N 2 


Molecular nitrogen 


Na 


Sodium 


NaN0 3 


Sodium nitrate 


NaOH 


Sodium hydroxide 


-NH 2 


Amino group 


NH 3 


Ammonia 


NH 4 + 


Ammonium ion 


NH4HCO3 


Ammonium carbonate 


H 2 N(CH 2 ) 4 NH 2 


Putrescine 


H 2 N(CH 2 ) 5 NH 2 


Cadaverine 


Ni 


Nickel 


N 2 


Nitrous oxide 


N0 2 - 


Nitrite ion 


N0 3 


Nitrate ion 


o 2 


Free molecular oxygen 


OH- 


Hydroxyl ion 



CHEMICAL COMPOUNDS AND ELEMENTS 169 



PbS Lead sulfide 

P0 3 2 ~ Phosphate 

S Sulfur 

-SH Thiol group 

SO4 2 - Sulfate ion 

Zn Zinc 



Glossary 



absorb Penetration of a substance into the body of an organism 

aceticlastic cleavage Conversion of acetate to methane by methane-forming 
bacteria 

acetogenesis Production of acetate by acetate-forming bacteria 

acetotrophic Use of acetate by bacteria as a substrate 

activator Metal or vitamin incorporated into an enzyme that improves the 
efficiency of enzymatic activity 

acute Having a sudden onset and short course 

adsorb The taking up of one substance at the surface of an organism 

aerotolerant Anaerobes that can survive in the presence of free molecular oxygen 

aldehyde A compound containing the CO- radical attached to both a hydrogen 
atom and a hydrocarbon radical, i.e., R-CHO 

aliphatic Chainlike pattern of carbon units bonding together 

amino acid A group of organic acids in which a hydrogen atom of the hydrocar- 
bon (alkyl) radical is exchanged for the amino group; used in the production of 
proteins 

anaerobic An environment in which bacteria do not use free molecular oxygen 

anoxic An environment in which bacteria use nitrite ions or nitrate ions 

anthropogenic Produced under the influence of human activity 

bioaugmentation The addition of commercially prepared cultures of bacteria to a 
wastewater treatment process to improve operational conditions 

biochemical A chemical reaction occurring inside a living cell 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



171 



172 GLOSSARY 

biomass The quantity or weight of all organisms within the treatment process 

biorecalcitrant A compound that is degraded slowly by organisms 

biosolids Thickened and dewatered sludge obtained from a digester 

biosurfactant A compound released by an organism that reduces the surface 
tension of wastewater or sludge and permits the production of foam 

carbonaceous A compound that is organic or contains carbon and hydrogen 

catabolic Destructive or degradative biochemical reactions 

catalyst A substance that accelerates a chemical reaction 

catechol A phenolic compound found in vegetable matter and coal tar 

cellulose A polysaccharide consisting of numerous glucose molecules linked 
together to form an insoluble starch 

centrate The liquid and its content that are discharged from a centrifuge 

chronic Having a long term or duration 

Clostridia Anaerobes in the bacterial genus Clostridium 

coenzyme An activator added to an enzyme 

colloid Suspended solid with a large surface area that cannot be removed by 
sedimentation alone 

consortium Many organisms grouping together in beneficial relationship 

denitrification The use of nitrite or nitrate ions by facultative anaerobes to 
degrade substrate 

desulfurication The use of sulfate ions by anaerobes to degrade substrate 

disaccharide Two sugar units (mers) or monosaccharides joined together 

electron A fundamental particle with negative charge; electrons are grouped 
around the nuclei of atoms in several possible orbits 

endoenzyme An enzyme used inside the cell to degrade substrate 

endogenous The degradation of internal reserve substrate 

enumerate To count 

eubacteria True bacteria 

exoenzyme An enzyme used outside the cell to hydrolyze substrate 

facultative anaerobe Bacterium capable of using free molecule oxygen or other 
carrier molecule to degrade substrate 

fermentation A mode of energy-yielding metabolism that involves a sequence of 
oxidation-reduction reactions to degrade organic substrates 

filtrate The liquid and its content that pass through filter paper or a belt filter press 

free-living Living or moving independently 

generation time The time required for the cell population or biomass to double 

halophile Freshwater organisms capable of surviving in salt water 

humic substance Complex organic substances occurring in soil 

hydrocarbon A general term for organic compounds that contain only carbon and 
hydrogen 

hydrolysis The biochemical process of decomposition involving the splitting of a 
chemical bond and the addition of water 



GLOSSARY 173 

hydrogenotroph The use of hydrogen by bacteria as a substrate 

hyperthermophile Organisms that grow at very high temperatures 

intermediate A compound produced during a biochemical reaction that usually is 
short lived; a compound that usually does not accumulate 

lignin A mixture of substances produced by certain cells of plants 

lipolytic An enzyme that attacks or degrades lipids 

lysis To break open; namely, on the death of bacterial cells, the content of the cells 
is released to the environment 

macromolecule A very large molecule with much surface area 

macronutrient A nutrient required in a relatively large quantity by all bacteria 

monosaccharide One sugar mer or unit having three to seven carbon units 

mer Unit 

metabolism Pertaining to cellular activity, such as the degradation of substrate 

methylotrophic The use of methyl groups by bacteria as a substrate 

micro nutrient A nutrient required in a relatively small quantity by most bacteria 

molecule Smallest part of a compound that exhibits all the chemical properties of 
that specific compound 

morphologic Structural features 

niche The role performed by an organism in its environment 

nitrification The oxidation of ammonium ions to nitrite ions or the oxidation of 
nitrite ions to nitrate ions 

Nocardioform A group of highly branched and specialized bacteria that produce 
viscous chocolate brown foam in the activated sludge process 

obligate Required 

organic Compound containing carbon and hydrogen 

organic-nitrogen Compound containing carbon, hydrogen, and nitrogen 

organic-sulfur Compound containing carbon, hydrogen, and sulfur 

oxic An environment in which bacteria use free molecular oxygen to degrade 
substrate 

oxidation The biological or chemical addition of oxygen to a compound or the 
removal of electrons from a compound 

pathogenic Disease-causing 

phospholipid Lipid containing phosphorus 

photosynthesis Biochemical reaction performed by green plants in which carbon 
dioxide is fixed to form sugar 

product Chemical compounds produced from the degradation of substrate 

proteinaceous Containing proteins 

proteolytic An enzyme that attacks or degrades proteins 

psychrophile An organism that grows under cold temperatures (<20°C) 

putrescibility Decomposition of plants and animals after death resulting in the 
production of obnoxious substances 

quinone A compound derived from benzene 



174 GLOSSARY 

reduction The biological or chemical removal of oxygen from a compound or the 
addition of electrons to a compound 

respiration The degradation of substrate; a mode of energy-yielding metabolism 
that requires a final electron carrier for substrate oxidation 

rumen The first division of the stomach in ruminants, being an expansion of the 
lower end of the esophagus 

saccharolytic An enzyme that attacks or degrades sugars 

sarcina Small package 

solubilization To place particulate or colloid materials in solution 

substrate Compounds that are used by bacteria to obtain carbon and energy 

supernatant The liquid above the settled solids 

surfactant Soap or detergent; a compound that alters the surface tension of waste- 
water or sludge 

thermoacidophile Organisms that grow at a high temperature and low pH 

volatile Changing readily to a vapor 

xenobiotic A synthetic product that is not formed by natural biosynthetic 
processes; a foreign substance or poison 



Index 



absorption of wastes; 4, 7, 49, 111, 145 
acetate; 7, 14, 15, 16, 22, 24, 25, 26, 27, 32, 37, 

39, 40, 41, 44, 45, 47, 48, 50, 51, 52, 55, 56, 

57, 62, 70, 71, 76, 93, 96, 97, 101, 112, 113, 

114, 115, 138, 154 
acetate -forming bacteria; 15, 16, 27, 45, 50, 

92, 113, 117, 154 
acetogenesis; 6, 13, 52, 53, 56 
acetotrophic methanogens; 26, 27, 53 
activated sludge; 3, 6, 11, 31, 88, 93, 129, 131, 

133, 153 
ADP; 32, 34 

adsorption of wastes; 4, 97, 111, 145 
alkaline cations; 106, 112 
alkalinity; 8, 32, 51, 57, 70, 72, 76, 80, 82, 83, 

84, 99-103, 107, 108, 112, 113, 114, 123, 

124, 128, 129, 130, 135-137, 138, 139, 150, 

157 
alternate electron acceptors; 106, 112 
ammonia/ammonium ions; 13, 38, 57, 70, 82, 

84, 88, 100, 102, 103, 106, 107-108, 109, 

129, 130, 133, 153, 156 
anoxic condition; 13, 14, 24, 35, 36, 76 
ATP; 32, 34 

benzene ring compounds; 106, 112, 113 
bicarbonates; 25, 38, 39, 100, 102, 103 



bioaugmentation; 129, 131 

biofilm; 4, 74, 75 

biogas; 3, 4, 6, 9, 73-76, 100, 102, 110, 123, 

124, 137 
biorecalcitrant; 23 
biosolids; 7 
BOD; 57, 94 

carbohydrates; 12, 13, 40, 49, 51, 62, 63-66 
carbonates; 25, 35, 38, 39, 57, 100, 102, 103, 

111 
catabolic processes; 3 
cellulose; 7, 20, 23, 49, 52, 53, 54 
chelating compounds; 111 
chlorinated hydrocarbons; 106, 112, 114, 

159 
COD; 10, 36, 94, 95, 96, 109, 136, 137 
coenzymes; 18, 21 
colloidal wastes; 3, 5, 7, 14, 15, 51, 62, 70, 81, 

85, 92, 143, 144, 157 
cyanide; 106, 107, 108, 113 

denitrification; 13, 36, 76, 134 

electron transfer systems; 18, 21, 32, 33 
endoenzymes; 14, 15, 55, 64, 70 
exoenzymes; 14, 15, 55, 64, 66, 68, 70 



The Microbiology of Anaerobic Digesters, by Michael H. Gerardi 
ISBN 0-471-20693-8 Copyright © 2003 by John Wiley & Sons, Inc. 



175 



176 



INDEX 



feedback inhibition; 106, 113 
filamentous organisms; 7, 12, 17, 19, 133 
fixed-film bacteria/digesters; 3, 4, 5, 9, 10, 11, 

12, 87, 143, 144-147, 148 
foam; 84, 127-131, 133 
formaldehyde; 106, 114 
free-molecular oxygen; 11, 12, 13, 17, 36, 37, 

39, 43, 106, 123, 153, 154, 155, 156, 157 

Gram staining; 24 

heavy metals; 105, 106, 107, 110-112 
high-rate anaerobic digesters; 143 
HRT; 79, 80, 85, 87, 88, 99, 101, 124, 143, 

144, 145, 151 
hydraulic overload; 123, 124 
hydrogen pressure; 15, 27, 41, 50, 113 
hydrogen sulfide/sulfides; 12, 16, 38, 44, 47, 

75, 98, 106, 107, 108-109, 111, 112, 127, 

133 
hydrogen-utilizing bacteria; 16, 41 
hydrolysis; 5, 7, 13, 49, 51, 52, 53, 54, 55, 57, 

62, 63, 64, 66, 68, 79, 81, 88, 92, 94, 117, 

143 
hydrogenotrophic methanogens; 26, 53 

inhibition; 16, 51, 89, 99, 112, 115 
intermediates; 62, 138 

lactate -forming bacteria; 46 

lipids; 12, 15, 18, 40, 49, 51, 62, 66-68, 115 

long-chain fatty acids; 106, 114, 115 

malodors; 7, 12, 125, 127, 133, 134, 157, 158 
mesophiles; 29, 80, 89, 90, 91, 148, 150 
methane; 3, 7, 12, 14, 16, 17, 22, 23, 24, 26, 
36, 37, 39, 40, 47, 48, 49, 50, 51, 52, 53, 55, 
57, 62, 73, 75, 79, 81, 85, 88, 89, 90, 91, 93, 
96, 99, 101, 107, 108, 110, 114, 123, 124, 
127, 128, 129, 137, 138, 148, 151, 157, 
158 
methane -forming bacteria; 7, 8, 11, 13, 15, 
16, 17-29, 36, 39, 41, 44, 49, 50, 56, 57, 62, 
71, 73, 74, 76, 79, 80, 81, 83, 84, 87, 88, 89, 
90, 92, 93, 94, 96. 97, 98, 99, 100, 101, 102, 
105, 107, 108, 109, 111, 112, 113, 114, 115, 
117, 119, 123, 124, 128, 130, 137, 138, 145, 
148, 150, 154, 159 
methanogenesis; 7, 13, 51, 57, 62 
methylotrophic methanogens; 27, 47, 48, 53 
mixing; 117 -119, 123, 127, 128, 131, 137, 143 
monitoring; 135-139 



nematodes; 153, 155, 156 
nitrification; 153 
Nocardioforms; 128, 129, 133 
nutrients; 3, 8, 93-98, 107, 117, 133, 144, 157, 
159 

organic overload; 123, 124, 125 
oxic condition; 13, 14, 24, 35, 36 
oxidation-reduction potential (ORP); 13, 

14, 23, 24, 32, 33, 35, 36, 37, 79, 103, 112 

particulate wastes; 3, 5, 14, 115, 49, 51, 54, 

62, 79, 85, 92, 143, 144, 157 
pathogens; 7, 9, 148, 151, 157, 158, 159 
pH; 43, 44, 46, 51, 62, 72, 73, 79, 80, 82, 83, 

84, 98, 99-103, 107, 108, 109, 112, 113, 

114, 123, 124, 129, 135, 136, 137, 138, 144, 

150 
phenolic wastes; 112, 114, 115 
polysaccharides; 15, 23, 48, 63, 64, 65, 66 
propionate -forming bacteria; 47 
proteins; 12, 13, 15, 21, 40, 49, 51, 57, 61, 62, 

68-71, 75, 84, 99, 100, 107, 109, 129, 135, 

153, 155, 156 
protozoa; 153, 155, 156 
putrescibility of sludge; 3 

recalcitrant compounds; 7, 115, 159 
respiration; 31-38, 43, 49, 74, 75, 158 
rotifers; 153, 155, 156 

scum; 4, 84, 103, 117, 118, 124, 127-131, 

149 
shock loading; 80, 87, 139 
single-stage digester; 144, 148 
sludge feed/loading; 85-86, 108 
sludge production; 9, 27, 29, 35, 36, 50, 71, 

79,93 
sludge stabilization; 3, 8 
solubilization; 5, 7, 14, 62, 64, 70, 143, 157 
sour digester; 83, 124, 137 
SRT; 9, 27, 79, 87, 91, 92, 113, 114, 143, 144, 

145, 148, 157, 159 
start-up; 8, 81-84, 128, 131, 135, 157 
struvite; 130 
sulfate; 12, 13, 14, 16, 24, 33, 34, 36, 38, 41, 

47,74,109,112,156 
sulfate-reducing bacteria; 15, 16, 37, 47, 48, 

109 
supernatant; 4, 57, 85, 86, 133-134; 138, 149, 

159 
surfactants; 22, 128, 129, 130, 153, 156 



INDEX 



177 



temperature; 7, 9, 28, 29, 43, 44, 62, 74, 79, 
80, 82, 83, 88, 89-92, 108, 113, 117, 118, 
123, 124, 128, 130, 131, 136, 137, 138, 144, 
147, 148, 151, 158 

thermopiles; 29, 80, 89, 90, 91, 148, 150 

three-stage process; 5, 51 

toxicity; 8f, 9, 22, 46, 70, 80, 84, 87, 96, 98, 
103, 105-115, 118, 123, 124, 125, 136, 144, 
145, 151, 157 

trickling filter; 3, 5, 11, 31, 88, 93, 153 

two-phase anaerobic digesters; 114, 144, 
149, 150-151 



unstable digesters; 123-125 
upsets; 51, 99, 123-125, 135 

volatile acid-forming bacteria; 26, 50, 91, 

128, 130, 138 
volatile acid-to-alkalinity ratio; 84, 89, 99, 

129, 136, 137, 139 
volatile acids; 5, 7, 23, 57, 71-72, 79, 80, 81, 

89, 91, 96, 101, 103, 106, 107, 108, 113, 114, 

123, 124, 127, 128, 130, 131, 135, 137, 138, 

139 

xenobiotic compounds; 7, 157, 159